Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors
Every SEC-registered investment adviser representative at UBS Financial Services Inc., by the state and city of the office they work from.
8,475 registered advisors work at UBS Financial Services Inc., in 50 states and 749 cities; the most are in New York, NY (935). 358 list the CFP designation and 8,465 are also registered broker representatives.
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Cities with the most UBS Financial Services Inc. advisors
New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115Washington, DC 109Birmingham, MI 106Newport Beach, CA 78Seattle, WA 74Paramus, NJ 72Nashville, TN 66Bellevue, WA 65Pasadena, CA 58Philadelphia, PA 57Walnut Creek, CA 57Hartford, CT 51Phoenix, AZ 50Rochester, NY 50Austin, TX 49Plano, TX 49
UBS Financial Services Inc. advisors by state
UBS Financial Services Inc. in New York 1,234
New York 935Rochester 50Melville 43Jericho 31Buffalo 27Purchase 25Garden City 16Albany 12Southampton 11New York City 9Syracuse 9Brooklyn 7Jamestown 6Bronx 2Glens Falls 2Manhasset 2Port Washington 2Armonk 1East Amherst 1East Hampton 1East Northport 1East Rockaway 1Fair Harbor 1Fairport 1Farmington 1Forest Hills 1Goldens Bridge 1Great Neck 1Hampton Bays 1Huntington Station 1Lake View 1Levittown 1Lindley 1Long Beach 1Long Island City 1Malta 1Manhattan 1Montauk 1Mount Kisco 1New York 1New City 1New Rochelle 1North Rose 1Orient 1Plainview 1Pound Ridge 1Roslyn 1Rye 1Sag Harbor 1Scarsdale 1Sea Cliff 1Skaneatles 1South Salem 1Spring Valley 1St. James 1Wantagh 1West Harrison 1Westbrookville 1Westbury 1Westhampton Beach 1Woodbury 1Yonkers 1
UBS Financial Services Inc. in California 1,094
San Francisco 189Los Angeles 133San Diego 118Newport Beach 78Pasadena 58Walnut Creek 57Beverly Hills 37La Jolla 36Palo Alto 32Irvine 31Westlake Village 23San Jose 20San Mateo 20Brea 18Los Gatos 18Seal Beach 17Carmel 14Sacramento 13El Segunda 12Santa Barbara 12Sherman Oaks 12Roseville 11Danville 10Mill Valley 10Napa 10El Segundo 9Riverside 9Indian Wells 7Bakersfield 6Fresno 6Carlsbad 3Camarillo 2Encino 2Larkspur 2Long Beach 2Menlo Park 2Santa Monica 2Solvang 2Wetlake Village 2Alamo 1Anaheim 1Brentwood 1Burbank 1Burlingame 1Carmichael 1Castro Valley 1Century City 1Clovis 1Corona Delmar 1Coronado 1Daly City 1Dana Point 1Dublin 1El Cajon 1Encinitas 1Foster City 1Garden Grove 1Glendale 1Hermosa Beach 1Homewood 1Indio 1La Habra 1La Mesa 1Ladera Ranch 1Lake Forest 1Los Altos 1Newport Coast 1Oakland 1Orange 1Palm Desert 1Palm Springs 1Playa Del Rey 1Rancho Cucamonga 1Rancho Mirage 1Rancho Santa Fe 1Rossmoor 1San Clemente 1San Marcos 1Santa Clara 1Simi Valley 1Sonoma 1South San Francisco 1Studio City 1Temecula 1Truckee 1Vacaville 1Watsonville 1Winchester 1
UBS Financial Services Inc. in New Jersey 951
Weehawken 599Paramus 72Red Bank 42Warren 40Mt. Laurel 35Florham Park 32Princeton 22Wall 21Westfield 19Short Hills 14Northfield 12Jersey City 4Edgewater 3Chatham 2Hoboken 2Avalon 1Butler 1Califon 1Cape May 1Cedar Grove 1Cherry Hill 1East Brunswick 1Essex Fells 1Fair Haven 1Fort Lee 1Franklin Lakes 1Glen Gardner 1Haddonfield 1Harvey Cedars 1Lawrenceville 1Lincroft 1Manalapan 1Mantoloking 1Marlboro 1Millburn 1Mountain Lakes 1Mullica Hill 1Nutley 1Ocean Township 1Passaic 1Patterson 1Point Pleasant Beach 1Pompton Plains 1Rahway 1Redbank 1West Orange 1Woodland Park 1
UBS Financial Services Inc. in Florida 703
Miami 140Coral Gables 115Tampa 48West Palm Beach 41Boca Raton 34Ft. Lauderdale 33Naples 32Palm Beach Gardens 24Hallandale Beach 19Ponte Vedra Beach 19Sarasota 18Winter Park 18St. Petersburg 17Stuart 14Jacksonville 12Fort Myers 10Clearwater 8Melbourne 7Delray Beach 6Fort Lauderdale 6Vero Beach 6Gainsville 5Winter Haven 5Bradenton 4Bonita Springs 3St Petersburg 3Coralgables 2Davie 2Estero 2Key West 2Lake Worth 2Miami Beach 2The Villages 2Anna Maria 1Ave Maria 1Cape Coral 1Chapel 1Clermont 1Coal Gables 1Dunedin 1Fort Pierce 1Ft. Myers Beach 1Hobe Sound 1Hollywood 1Indian River Shores 1Jacksonville Beach 1Jensen Beach 1Jupiter 1Lake Mary 1Land O Lakes 1Maitland 1Marco Island 1Middleburg 1Miramar Beach 1Niceville 1Ocala 1Palm Beach 1Palm Harbor 1Pembroke Pines 1Pinecrest 1Ponte Vedra 1Port St. Lucie 1Punta Gorda 1Riverview 1Royal Palm Beach 1Saint Augustine 1Santa Rosa Beach 1Seminole 1Singer Island 1South Cape Coral 1South Miami 1St Augustine 1Sunny Isles 1Sunrise 1Winter Garden 1
UBS Financial Services Inc. in Texas 582
Houston 186Dallas 137Austin 49Plano 49San Antonio 22The Woodlands 17Ft. Worth 15Sugar Land 14Midland 11Beaumont 9Tyler 9McAllen 8College Station 7Corpus Christi 7Fort Worth 7Fort Worth 4San Angelo 4Keller 2Leander 2Magnolia 2Addison 1Allen 1Anderson 1Bay City 1Bellaire 1Carrollton 1Coldspring 1Conroe 1Edinburg 1El Paso 1Fairfield 1Forney 1Frisco 1Grapevine 1Haslet 1Hurst 1Kyle 1McKinney 1Nocona 1Richardson 1Weatherford 1
UBS Financial Services Inc. in Ohio 404
Cincinnati 188Miamisburg 45Columbus 33Westlake 25Pepper Pike 23Cleveland 21Rocky River 18Hudson 12New Albany 9Akron 3Maineville 2Springboro 2Sylvania 2Aurora 1Avon Lake 1Bay Village 1Centerville 1Chesterland 1Dayton 1Delaware 1Fairfield 1Hamilton 1Kirkland 1Lakewood 1Mayfield 1Norton 1Parma 1Port Clinton 1Powell 1Sandusky 1South Euclid 1Warren 1West Chester 1Weston 1
UBS Financial Services Inc. in Illinois 281
Chicago 173Northbrook 41Oakbrook Terrace 22Barrington 13Oakbrook Terrac 3Elmhurst 2Evanston 2Glenview 2Hinsdale 2Montgomery 2Aurora 1Berwyn 1Bolingbrook 1Deerfield 1Des Plaines 1Elk Grove Village 1Franklin Park 1Goodfield 1La Grange Park 1Lake Forest 1Libertyville 1Midlothian 1Orland Hills 1Palatine 1River Grove 1Riverwoods 1Roselle 1Streamwood 1Western Springs 1
UBS Financial Services Inc. in Massachusetts 271
Boston 159Wellesley 26Springfield 21Peabody 15Hyannis 9Rockland 9Nantucket 4Charlestown 3Marblehead 3Cambridge 2Marshfield 2Belmont 1Chatham 1Chestnut Hill 1Duxbury 1East Falmouth 1Groveland 1Hingham 1Mansfield 1Mashpee 1Melrose 1Needham 1Newton 1Oak Bluffs 1Quincy 1South Hadley 1Swampscott 1Wayland 1Winchester 1
UBS Financial Services Inc. in North Carolina 221
Charlotte 147Raleigh 18Wilmington 12Chapel Hill 8Winston-Salem 8Asheville 6Greensboro 6Atlantic Beach 1Blowing Rock 1Burnsville 1Chocowinity 1Columbus 1Cornelius 1Durham 1Emerald Isle 1Highlands 1Lillington 1Linville 1Matthews 1Mebane 1Mint Hill 1Sherrills Ford 1Statesville 1
UBS Financial Services Inc. in Connecticut 215
Hartford 51Westport 42Stamford 40Greenwich 37New Haven 13New London 6Granby 2Orange 2Wallingford 2Colchester 1Cos Cob 1Cromwell 1Darien 1East Lyme 1Fairfield 1Glastonbury 1Higganum 1Litchfield 1Milford 1New Canaan 1Old Greenwich 1Ridgefield 1Simsbury 1Southington 1Stonington 1Stratford 1Tolland 1Vernon 1Wilton 1
UBS Financial Services Inc. in Tennessee 214
Nashville 66Chattanooga 43Knoxville 43Memphis 32Franklin 15Johnson City 8Brentwood 1Jackson 1Manchester 1Mt. Juliet 1Piperton 1Powell 1Sparta 1
UBS Financial Services Inc. in Washington 189
Seattle 74Bellevue 65Tacoma 15Everett 14Spokane 11Chelan 1Edgewood 1Edmonds 1Issaquah 1Kirkland 1Langley 1Lummi Island 1North Bend 1Sammamish 1Snohomish 1
UBS Financial Services Inc. in Colorado 184
Denver 123Boulder 17Colorado Springs 12Fort Collins 8Greeley 4Arvada 2Aspen 2Wheat Ridge 2Castle Pines 1Centennial 1Crested Butte 1Keystone 1Lafayette 1Lakewood 1Larkspur 1Littleton 1Longmont 1Morrison 1Parker 1Silver Plume 1Snowmass Village 1Westminster 1
UBS Financial Services Inc. in Michigan 175
Birmingham 106Plymouth 25Muskegon 7Ann Arbor 6Royal Oak 4Detroit 3Bloomfield Hills 2Arcadia 1Canton 1Cassopolis 1Davison 1Frankfort 1Goodrich 1Gross Pointe Farms 1Grosse Pointe 1Grosse Pointe Park 1Harbor Springs 1Hart 1Holly 1Lake Orion 1Lewiston 1Lexington 1Lincoln Park 1Macomb 1Pinckney 1Rochester Hills 1Saugatuck 1Troy 1White Lake 1
UBS Financial Services Inc. in Minnesota 167
Wayzata 40Minneapolis 34Bloomington 33St Paul 21St Cloud 13Minnetonka 4Delano 2New Brighton 2Alexandria 1Carver 1Chanhassen 1Eden Prairie 1Ely 1Lilydale 1Maple Grove 1Mendota Heights 1Mora 1North St Paul 1Ponsford 1Ramsey 1Richfield 1Saint Cloud 1Saint Paul 1Shorewood 1West Saint Paul 1Woodbury 1
UBS Financial Services Inc. in Georgia 161
Atlanta 137Alpharetta 16Athens 3Acworth 1Johns Creek 1Savannah 1Thomasville 1Woostock 1
UBS Financial Services Inc. in Pennsylvania 153
Philadelphia 57Conshohocken 24Newtown 18Canonsburg 17Pittsburgh 17Sewickley 11Conshocken 4Erie 3Lafayette Hill 1York Haven 1
UBS Financial Services Inc. in Maryland 104
Bethesda 35Baltimore 30Hunt Valley 24Annapolis 6Bel Air 1Bethseda 1Chevy Chase 1Dundalk 1Laurel 1Port Deposit 1Potomac 1Rockville 1Towson 1
UBS Financial Services Inc. in Arizona 80
Phoenix 50Tucson 12Scottsdale 11Peoria 2Cave Creek 1Flagstaff 1Mesa 1Queen Creek 1Rio Verde 1
UBS Financial Services Inc. in Oregon 78
Portland 33Lake Oswego 32Bend 5Eugene 4Hillsboro 1Tigard 1Tolvana Park 1West Linn 1
UBS Financial Services Inc. in Virginia 70
Norfolk 25McLean 18Richmond 16Arlington 3Virginia Beach 3Charlottesville 2Chesapeake 1Midlothian 1Vienna 1
UBS Financial Services Inc. in South Carolina 63
Greenville 21Mt. Pleasant 14Columbia 12Mt Pleasant 3Charleston 2Awendaw 1Beaufort 1Folly Beach 1Fripp Island 1Hilton Head 1Hilton Head Island 1Johns Island 1Landrum 1Mount Pleasant 1Myrtle Beach 1Taylors 1
UBS Financial Services Inc. in Missouri 62
Kansas City 24Clayton 23Chesterfield 11Creve Coeur 1Parkville 1St Louis 1St. Louis 1
UBS Financial Services Inc. in Indiana 57
Indianapolis 39Fort Wayne 8Mishawaka 4Bloomington 1Carmel 1Fishers 1Pendleton 1Terre Haute 1Worthington 1
UBS Financial Services Inc. in Wisconsin 55
Madison 28Brookfield 21Danbury 1Deforest 1Elkhorn 1Mequon 1Oconomowoc 1Stoughton 1
UBS Financial Services Inc. in Maine 46
Portland 32Bangor 6Brunswick 1Kennebunkport 1Newburgh 1North Yarmouth 1Oakland 1Scarborough 1Southwest Harbor 1York 1
UBS Financial Services Inc. in New Hampshire 42
Concord 12Portsmouth 12Manchester 11Bedford 1Bradford 1Chester 1Derry 1Exeter 1Hampton 1Sanbornton 1
UBS Financial Services Inc. in Kentucky 40
Louisville 33Lexington 3Newport 1Owensboro 1Paducah 1Villa Hills 1
UBS Financial Services Inc. in Utah 23
Salt Lake City 16Kamas 2Park City 2Eden 1Heber City 1Riverton 1
Questions
How many financial advisors does UBS Financial Services Inc. have?
8,475 investment adviser representatives are registered with UBS Financial Services Inc., according to the SEC's Investment Adviser Public Disclosure records, in 50 states and 749 cities. 358 list the CFP designation and 8,465 are also registered as broker representatives.
Where does UBS Financial Services Inc. have the most advisors?
New York, NY, with 935 registered advisors, then Weehawken, NJ (599). By state, New York has the most, with 1,234.
How do I find a UBS Financial Services Inc. financial advisor near me?
Pick your state below, then your city, to see every UBS Financial Services Inc. advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at UBS Financial Services Inc. offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →