Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Westlake Village, CA
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Westlake Village, A to Z.
The short answer
23 registered advisors work at UBS Financial Services Inc. in Westlake Village, out of 8,476 at the firm nationwide; it ranks number 9 in the city by advisors. 4 list the CFP designation and 23 are also registered broker representatives.
UBS Financial Services Inc. advisors in Westlake Village, A to Z
Every UBS Financial Services Inc. advisor →- George W. Burke Jr.Also a broker rep
- Rachel T. CainAlso a broker rep
- William S. CostasAlso a broker rep
- Sonia T. CulazzoAlso a broker rep
- Diane M. GalvinCertified Financial Planner · Also a broker rep
- Christopher GeorgeAlso a broker rep
- Stephen E. HagyAlso a broker rep
- Courtney KershawAlso a broker rep
- David E. KrigsteinAlso a broker rep
- James M. LyonAlso a broker rep
- Timothy G. McNuttAlso a broker rep
- Evan Z. MillerCertified Financial Planner · Also a broker rep
- Lisa R. MonicaAlso a broker rep
- Narayan S. PallavurAlso a broker rep
- Brandi L. SchnathorstCertified Financial Planner · Also a broker rep
- Michael P. Sherman Jr.Also a broker rep
- Daniel A. ShortAlso a broker rep
- John A. Short IIIAlso a broker rep
- Louis G. Skertich Jr.Also a broker rep
- Alan S. ToresCertified Financial Planner · Also a broker rep
- Paul J. VanackerAlso a broker rep
- Dylan WatkinsAlso a broker rep
- Robert S. WeaverAlso a broker rep
UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →
UBS Financial Services Inc. advisors in other cities
New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121
Other firms in Westlake Village
All Westlake Village advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 61Morgan Stanley 56LPL Financial LLC 55Wells Fargo Clearing Services, LLC 49One Capital Management, LLC 39J.P. Morgan Securities LLC 34Wells Fargo Advisors Financial Network, LLC 31Ameriprise Financial Services, LLC 26Osaic Wealth, Inc. 17Alliance Advisory & Securities, LLC 15Stifel, Nicolaus & Company, Incorporated 12Edward Jones 11
Questions
How many financial advisors does UBS Financial Services Inc. have in Westlake Village?
23 investment adviser representatives are registered at UBS Financial Services Inc. offices in Westlake Village, California, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 4 list the CFP designation and 23 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Westlake Village?
UBS Financial Services Inc. ranks number 9 in Westlake Village by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 61.
How do I check a UBS Financial Services Inc. advisor in Westlake Village?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.