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Est. 2026The front page of wealth managementNew York

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Regulation

SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, Deepfakes

By Patrick Donachie · WealthManagement.com ·

Image: WealthManagement.com

The SEC's exam division plans to probe how firms govern AI use, from deepfake threats to vendor risk, while also prioritizing illiquid products and Reg S-P readiness.

Summary as published by WealthManagement.com
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