Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Westlake Village, CA
Every SEC-registered investment adviser representative at a firm office in Westlake Village, with the firms that employ the most of them.
The short answer
597 registered advisors work in Westlake Village; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (61). 95 list the CFP designation and 448 are also registered broker representatives.
Firms with the most advisors in Westlake Village
Advisors in Westlake Village, A to Z (first 300 of 597)
CFP advisors in Westlake Village →- Ibrahim I. AbboudWells Fargo Clearing Services, LLC
- Kamie L. AbrahamLPL Financial LLC · Certified Financial Planner
- Albert C. Adam IIIWells Fargo Advisors Financial Network, LLC
- Jennifer M. AlewelMorgan Stanley
- Michael J. AllanWells Fargo Clearing Services, LLC
- Sabrina R. AllardWells Fargo Advisors Financial Network, LLC · Chartered Financial Analyst
- Kenisha AmarEdward Jones
- Esteban AmayaWells Fargo Clearing Services, LLC
- Nicholas H. AmodioLPL Financial LLC
- Scott A. AnderholtPlanmember Securities Corporation
- John E. AndersenOsaic Wealth, Inc.
- Steven A. AndersonWells Fargo Clearing Services, LLC
- Linda A. AnschultzGolden State Wealth Management, LLC
- Jeff D. AntoniottiMorgan Stanley
- Cinnamon L. ApkerWells Fargo Clearing Services, LLC
- Austin ArnoldiniWells Fargo Clearing Services, LLC
- Samir AroraMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jason R. ArtofLPL Financial LLC · Certified Financial Planner
- Gayatri ArumugamMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jessica M. AshFischer Investment Strategies, LLC
- Brandon T. AsherSanctuary Advisors, LLC
- Tamie R. AustinStifel, Nicolaus & Company, Incorporated
- Niklas AxelsenOne Capital Management, LLC
- Mohsen BabaeianWells Fargo Clearing Services, LLC · Certified Financial Planner
- Ryan J. BadgerOsaic Wealth, Inc.
- Jean-Carlos BaezMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Katayoon BahadoraniMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Steven L. BailinLPL Financial LLC
- John W. BakerState Farm Investment Management Corp.
- Samantha BakkeOne Capital Management, LLC
- Kimberlyn C. BalzOne Capital Management, LLC
- Mel B. BannonOsaic Wealth, Inc.
- Joel C. BarkerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Todd G. BarnesWells Fargo Clearing Services, LLC · Certified Financial Planner
- Hayden Barre-HenusetOne Capital Management, LLC
- Brad M. BarrettOne Capital Management, LLC
- Steven M. BarrusOsaic Wealth, Inc.
- Tatiana L. BarryEdward Jones · Certified Financial Planner
- Wayne E. BaxterOne Capital Management, LLC
- Shannon M. BeahanCooper McManus · Certified Financial Planner
- Adam J. BedrossianMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Todd G. BeguelinWells Fargo Advisors Financial Network, LLC
- Jerome BelkinWells Fargo Advisors Financial Network, LLC
- Dana L. BennettWells Fargo Advisors Financial Network, LLC
- Lizzette BennettWells Fargo Clearing Services, LLC
- Brandon M. BergesFmb Wealth Management
- Brandon M. BermanTotal Wealth Services, LLC · Certified Financial Planner
- Jake L. BermanFmb Wealth Management
- Gary S. BernerWells Fargo Clearing Services, LLC
- Joan M. BernsteinLPL Financial LLC
- Daniel J. BesseyJ.P. Morgan Securities LLC
- Shaun M. BeyrerLPL Financial LLC · Certified Financial Planner
- Pritipal S. BhinderEdward Jones
- Mustafa BholaJ.P. Morgan Securities LLC
- Mark J. BinderOne Capital Management, LLC · Certified Financial Planner
- Sean BinghamOne Capital Management, LLC
- Jacob E. BiscoeStifel, Nicolaus & Company, Incorporated
- Paul L. Blair IVEdward Jones
- Michael BlankWells Fargo Advisors Financial Network, LLC
- Grant E. BlindburyFmb Wealth Management · Certified Financial Planner
- Steven M. BlockMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Kyle P. BoboJ.P. Morgan Securities LLC
- Kevin E. BolandEagle Strategies LLC
- Payam BorborMerrill Lynch, Pierce, Fenner & Smith Incorporated
- John BotrousAmeriprise Financial Services, LLC · Certified Financial Planner
- Edward J. BoudreauMorgan Stanley
- Patrick J. BowenOne Capital Management, LLC
- Kay L. BowersWells Fargo Clearing Services, LLC
- Joel E. BoyceAmeriprise Financial Services, LLC
- Eric M. BranchMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Zachary E. BrevermanWells Fargo Advisors Financial Network, LLC
- David M. BrodskyRaymond James & Associates, Inc.
- David P. BromanBroman & Greig Asset Management, LLC
- Andrew S. BrooksVillage Wealth Advisors
- Joseph K. BrooksEp Wealth Advisors
- Scott K. BrooksBrooks Wealth Management · Certified Financial Planner
- Adam M. BrownMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Linda R. BruiningaNwf Advisory Services Inc.
- Vincent R. Bruno IICetera Investment Advisers LLC
- Thomas BruscaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- David L. BryantStrava Financial, LLC · Certified Financial Planner
- Sandra L. BublitzAlliance Advisory & Securities, LLC · Certified Financial Planner
- Craig R. BuckleyLPL Financial LLC
- Michael N. BurkeMorgan Stanley
- Ryan F. BurkeLPL Financial LLC · Certified Financial Planner
- George W. Burke Jr.UBS Financial Services Inc.
- Janet E. BurnettWells Fargo Advisors Financial Network, LLC
- Tatiana Bustamante-RodriguezMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Brandon J. ButlerMorgan Stanley · Certified Financial Planner
- Kenneth C. ButlerButler Financial Services, Ltd. · Certified Financial Planner
- Philip J. ByrneMorgan Stanley
- Ho Sung ByunMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Ryan CagleMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Rachel T. CainUBS Financial Services Inc.
- Onica G. CalderonMorgan Stanley
- Michael C. CameronMorgan Stanley
- Brian E. CanningBrave New Wealth · Certified Financial Planner
- Davin J. CareyCetera Planning Partners
- Steven CarmandalianCarmandalian Financial Group, LLC
- Aura L. CarmiStratos Wealth Advisors LLC · Certified Financial Planner
- Michael CarnerJ.P. Morgan Securities LLC
- Randal R. CarsonMutual Advisors, LLC
- Jeffrey J. CarterLPL Financial LLC
- Dillon J. CaseMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Richard H. CaseLPL Financial LLC
- Karen S. CasillasCaptrust
- Jose O. CastilloLPL Financial LLC
- Seth C. CataneseManchester Financial Inc. · Certified Financial Planner
- Joseph A. CenturioniMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Michael A. CernigaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Derek J. ChaffinWells Fargo Clearing Services, LLC
- Sheri Ann T. Chang YamaguchiOne Capital Management, LLC · Certified Financial Planner
- Bradley D. ChapmanOpus Private Wealth Group, LLC · Certified Financial Planner
- Joel T. ChitieaLPL Financial LLC
- Robert M. ChowOsaic Wealth, Inc.
- Richard A. Christensen IIIWells Fargo Advisors Financial Network, LLC
- Thomas ChristopoulosJ.P. Morgan Securities LLC
- Adagio CisnerosMorgan Stanley
- Anastasia CiudinovschihMorgan Stanley
- Dennis M. ClappJ.P. Morgan Securities LLC · Certified Financial Planner
- Aiden ClarkOne Capital Management, LLC
- Robert E. ClarkMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Dylan CohenStifel, Nicolaus & Company, Incorporated
- Cory ColganJ.P. Morgan Securities LLC
- Justin T. ConantMorgan Stanley
- Anthony J. ConsiglioRBC Capital Markets, LLC
- Jeffrey W. CordovaAmeriprise Financial Services, LLC
- Michael D. CoreOsaic Wealth, Inc.
- William S. CostasUBS Financial Services Inc.
- Jon W. Courtney Jr.Village Wealth Advisors · Certified Financial Planner
- Steven R. CowleyOne Capital Management, LLC
- Glenn A. CrawfordLPL Financial LLC · Certified Financial Planner
- Lorraine C. CrawfordLPL Financial LLC
- Dennis C. CrispinWells Fargo Clearing Services, LLC
- Joseph J. CrossanEp Wealth Advisors · Certified Financial Planner
- Anthony T. CulazzoMorgan Stanley
- Sonia T. CulazzoUBS Financial Services Inc.
- Taylor B. CutcliffMorgan Stanley
- Valerie D'AddonaRaymond James & Associates, Inc.
- Peter C. DahabrehMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jacob J. DahlstrumRaymond James Financial Services Advisors, Inc.
- Robert DalyFarmers Asset Management, LLC
- Nicholas A. DamianiMutual Advisors, LLC
- Anthony R. DanaherGuild Investment Management, Inc.
- Yvonne A. DarbySherwood Financial Partners, LLC · Certified Financial Planner
- Michael T. DareWells Fargo Clearing Services, LLC
- Daniel DavidianLPL Financial LLC
- Matthew G. DavisSherwood Financial Partners, LLC · Certified Financial Planner
- Ravi DavisHippocratic Financial Advisors · Certified Financial Planner
- Tyler B. DavisMorgan Stanley
- Garrett J. De BuiserAmeriprise Financial Services, LLC
- Charles H. DeakinsMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Elisa A. DeckerMorgan Stanley
- Kevin T. DeeganOsaic Wealth, Inc. · Certified Financial Planner
- James D. DelgadoWells Fargo Clearing Services, LLC
- Randi M. DennenAmeriprise Financial Services, LLC
- Awanti M. DesaiMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Drew C. DieffenbachMorgan Stanley
- Evan A. DienstagStifel, Nicolaus & Company, Incorporated
- Janika DomingoManchester Financial Inc.
- Mark J. DrabkinMorgan Stanley
- James H. DrydenWells Fargo Advisors Financial Network, LLC
- Jennifer A. DuarteMorgan Stanley · Certified Financial Planner
- Kathryn M. DuboisMorgan Stanley
- Chris C. DumfordLPL Financial LLC
- Robert J. EastMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Bruce A. EdelsohnStifel, Nicolaus & Company, Incorporated
- Stephen M. EgnatchikKelsey Financial, LLC
- Thomas A. EisenstadtStifel, Nicolaus & Company, Incorporated
- Nadia R. EldibEdward Jones · Chartered Financial Consultant
- Neil E. ElmouchiCreative Planning · Chartered Financial Consultant
- Patrick ErhartJ.P. Morgan Securities LLC
- Ardalan EsmaeiliLPL Financial LLC
- Sadegh FarhadiMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Bryce FehmelOne Capital Management, LLC
- Richard S. FeldsteinMorgan Stanley
- Michelle E. FentonLPL Financial LLC
- Jacob M. FerryTotal Wealth Services, LLC
- Jonathan M. FershtKelsey Financial, LLC
- David E. FeuerhelmAmeriprise Financial Services, LLC
- Debra A. FieldsFmb Wealth Management · Certified Financial Planner
- Jeremy J. FieldsFmb Wealth Management · Certified Financial Planner
- Theodore J. FischerFischer Investment Strategies, LLC · Certified Financial Planner
- Sean M. FitzpatrickCambridge Investment Research Advisors, Inc. · Chartered Financial Consultant
- Troy J. FletcherMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Thomas FloresMorgan Stanley
- Julia FoersterEdward Jones
- Chase FollmerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Gregory P. FortnerLPL Financial LLC
- John T. Foster Jr.Ameriprise Financial Services, LLC
- Dennis C. FoxWells Fargo Advisors Financial Network, LLC
- Zachary A. FrangosMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Douglas Y. FrankWells Fargo Advisors Financial Network, LLC · Certified Financial Planner
- Deborah R. FrankelLPL Financial LLC
- Brandon D. FrayeMorgan Stanley
- Jacob FurlowJ.P. Morgan Securities LLC
- Kevin B. FuscoMorgan Stanley
- Diane M. GalvinUBS Financial Services Inc. · Certified Financial Planner
- Timothy J. GandyLPL Financial LLC
- Suranga GanewatteJ.P. Morgan Securities LLC
- Alex G. GarciaAgg Asset Management, LLC
- Christopher GeorgeUBS Financial Services Inc.
- Cynthia M. GeorghiouSanctuary Advisors, LLC
- Nicholas GiannakopoulosTotal Wealth Services, LLC
- Daniel H. GiuffridaWells Fargo Clearing Services, LLC
- Jon M. GladstoneMML Investors Services, LLC · Certified Financial Planner
- David D. GlienkeLPL Financial LLC
- Peyton D. GloverLPL Financial LLC · Certified Financial Planner
- Tyler K. GloverLPL Financial LLC · Chartered Financial Consultant
- Brett P. GoldbergLPL Financial LLC
- Michael A. GoldbergLPL Financial LLC
- Ian C. GoldeyGoto Financial
- Dana P. GoldfarbRaymond James & Associates, Inc.
- Ronald D. GoldmanRaymond James & Associates, Inc.
- Abby E. GoldsteinLPL Financial LLC · Certified Financial Planner
- Ivan GoldsteinWells Fargo Clearing Services, LLC
- Scott A. GoldsteinOsaic Wealth, Inc.
- Christian GomezJ.P. Morgan Securities LLC
- Jeffrey A. Gonzalez Jr.J.P. Morgan Securities LLC
- Olga GorokhovskyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Charles S. GouldMerrill Lynch, Pierce, Fenner & Smith Incorporated
- John L. GraceLPL Financial LLC
- Keith GrayTotal Wealth Services, LLC
- Christopher GreenLPL Financial LLC
- Spencer GriffithMerrill Lynch, Pierce, Fenner & Smith Incorporated
- W. K. GriffithAmeriprise Financial Services, LLC
- Gayane GrigoryanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Richard GroscostWells Fargo Advisors Financial Network, LLC
- Michael GrosslightJ.P. Morgan Securities LLC
- Michelle R. GruberAlteri Wealth
- Montague N. Guild,jr.Guild Investment Management, Inc.
- Ryan K. GunnWealthcare Advisory Partners LLC · Certified Financial Planner
- Greg A. GutfleischMorgan Stanley
- Guillermo Gutierrez Jr.Osaic Wealth, Inc. · Certified Financial Planner
- Adrian A. GuzmanWells Fargo Clearing Services, LLC
- Kristen J. HafnerCambridge Investment Research Advisors, Inc.
- Stephen E. HagyUBS Financial Services Inc.
- Joel R. HahnOne Capital Management, LLC
- Karen B. HallEagle Strategies LLC · Chartered Financial Consultant
- Eric J. HamelOne Capital Management, LLC · Certified Financial Planner
- Adam P. HammerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Bobbie F. HanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Wendy R. HartjeWells Fargo Clearing Services, LLC
- Tony HarutyunianWells Fargo Clearing Services, LLC
- Seth A. HayeMorgan Stanley
- Fariba HekmatWells Fargo Advisors Financial Network, LLC
- Donna L. HermeMorgan Stanley
- Griselda R. HernandezMorgan Stanley
- Anthony R. HerreresAlliance Advisory & Securities, LLC
- Matthew B. HerronMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jonathan S. HersonCruden Bay Investment Management, LLC
- Selwyn S. HersonCruden Bay Investment Management, LLC
- Benjamin J. HillWealth Enhancement & Preservation, Inc. · Certified Financial Planner
- Russell C. HitchcockIndependent Financial Group, LLC
- Duncan E. HizzeyMorgan Stanley
- James E. Holland IIIAmeriprise Financial Services, LLC
- Barri L. HollanderState Farm Investment Management Corp. · Chartered Financial Consultant
- James R. HorneyJ.P. Morgan Securities LLC
- Kristin W. HortonHaven Capital Group · Chartered Financial Analyst
- Sepehr M. HosseiniFoundations Investment Advisors LLC
- Ryan A. HowardOne Capital Management, LLC
- David R. HowertonFmb Wealth Management
- Xinyu HuangOne Capital Management, LLC
- Miregi O. HumaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Robert P. HuttenWells Fargo Advisors Financial Network, LLC
- Austin H. HwangMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Toni L. IannarelliLPL Financial LLC
- Iris B. IlaoCommonwealth Financial Network
- Tad E. JakesMfac Financial Advisors, Inc. · Certified Financial Planner
- John S. JaniosOsaic Wealth, Inc. · Certified Financial Planner
- Stanley J. JanowiakWells Fargo Clearing Services, LLC
- Aaron T. JasperMutual Advisors, LLC
- Adam R. JohnsonJ.P. Morgan Securities LLC
- Brandi T. JohnsonEdward Jones
- Craig G. JohnsonLPL Financial LLC
- Dane M. JohnsonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Robert L. JohnsonMorgan Stanley
- Scott JoryJ.P. Morgan Securities LLC
- Dean JulianFischer Investment Strategies, LLC
- Hrant KargayanWells Fargo Clearing Services, LLC
- Robert J. KatchManchester Financial Inc.
- Robert J. KayAmeriprise Financial Services, LLC · Certified Financial Planner
- Paul K. KennedyWells Fargo Clearing Services, LLC
- Michael KentJ.P. Morgan Securities LLC
- Katarina I. KernJ.P. Morgan Securities LLC
- Robert G. KernochanLPL Financial LLC
- Courtney KershawUBS Financial Services Inc.
- Faten KhoderMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Daryl H. KibotaMorgan Stanley
- David S. KiddWells Fargo Clearing Services, LLC
- Cody M. KleinCreative Planning
- Robert J. KnightAlliance Advisory & Securities, LLC
- Richard H. KoffAmeriprise Financial Services, LLC · Certified Financial Planner, Chartered Financial Consultant
- Lawrence J. KonisMapleton Capital Management, LLC
- Regina KorossyEdward Jones
- Austin KratochvilWells Fargo Clearing Services, LLC
- David S. KreincesEtf Portfolio Management LLC
- David E. KrigsteinUBS Financial Services Inc.
- Alissa A. KroegerCooper McManus · Certified Financial Planner
- Natalie KrouthJ.P. Morgan Securities LLC
Other cities in California
All of California →San Diego 3,492Los Angeles 3,345San Francisco 3,218Newport Beach 1,784Irvine 1,663Pasadena 1,078Walnut Creek 1,053San Jose 913Beverly Hills 654Roseville 611Sacramento 583Palo Alto 511Torrance 485La Jolla 463Santa Barbara 424Carlsbad 422Menlo Park 417Fresno 416San Rafael 411El Segundo 407Woodland Hills 357San Mateo 350Long Beach 341Folsom 302
Questions
How many financial advisors are in Westlake Village, CA?
597 investment adviser representatives are registered at firm offices in Westlake Village, California, according to the SEC's Investment Adviser Public Disclosure records. 448 of them are also registered as broker representatives, and 95 list the CFP designation.
Which firm has the most financial advisors in Westlake Village?
Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 61 registered advisors in Westlake Village, followed by Morgan Stanley with 56.
How do I check a financial advisor in Westlake Village?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.