Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Sacramento, CA

Every SEC-registered investment adviser representative at a firm office in Sacramento, with the firms that employ the most of them.

588 registered advisors work in Sacramento; the most are at Wells Fargo Clearing Services, LLC (51). 74 list the CFP designation and 468 are also registered broker representatives.

Firms with the most advisors in Sacramento

FirmAdvisors in Sacramento
Wells Fargo Clearing Services, LLC news51
Merrill Lynch, Pierce, Fenner & Smith Incorporated news49
Allworth Financial, L.P. news44
LPL Financial LLC news43
Morgan Stanley news40
Strategic Advisers LLC35
Osaic Wealth, Inc. news27
Charles Schwab & Co., Inc. news19
Captrust news17
Ameriprise Financial Services, LLC news14
Edward Jones news14
UBS Financial Services Inc. news13
J.P. Morgan Securities LLC news12
Cetera Investment Advisers LLC news11
Wells Fargo Advisors Financial Network, LLC news10
Pfs Investments Inc.9
MML Investors Services, LLC8
Robert W. Baird & Co. Incorporated news8
State Farm Investment Management Corp.8
Avisen Advisors, LLC7
Park Avenue Securities LLC7
U.S. Bancorp Advisors, LLC7
Independent Financial Group, LLC6
Boyd Wealth Management, LLC5
Cambridge Investment Research Advisors, Inc. news5

Advisors in Sacramento, A to Z (first 300 of 588)

CFP advisors in Sacramento →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335Folsom 305

Questions

How many financial advisors are in Sacramento, CA?

588 investment adviser representatives are registered at firm offices in Sacramento, California, according to the SEC's Investment Adviser Public Disclosure records. 468 of them are also registered as broker representatives, and 74 list the CFP designation.

Which firm has the most financial advisors in Sacramento?

Wells Fargo Clearing Services, LLC, with 51 registered advisors in Sacramento, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 49.

How do I check a financial advisor in Sacramento?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.