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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in San Mateo, CA

Every SEC-registered investment adviser representative at a firm office in San Mateo, with the firms that employ the most of them.

354 registered advisors work in San Mateo; the most are at Fisher Investments (48). 40 list the CFP designation and 227 are also registered broker representatives.

Firms with the most advisors in San Mateo

FirmAdvisors in San Mateo
Fisher Investments news48
Merrill Lynch, Pierce, Fenner & Smith Incorporated news37
Emerson Equity LLC30
Morgan Stanley news30
LPL Financial LLC news27
UBS Financial Services Inc. news20
Charles Schwab & Co., Inc. news18
Newfront Retirement Services, Inc.15
J.P. Morgan Securities LLC news10
Eagle Strategies LLC8
Vantage Wealth Management, LLC7
Wells Fargo Clearing Services, LLC news7
Osaic Wealth, Inc. news6
Summitry, LLC6
Ameriprise Financial Services, LLC news5
Transamerica Financial Advisors, LLC4
App3
International Asset Management3
Strategic Advisers LLC3
Arbor Capital Management, LLC2
Cambridge Investment Research Advisors, Inc. news2
Catalyst Private Wealth, LLC2
Cetera Investment Advisers LLC news2
Edward Jones news2
Ep Wealth Advisors2

Advisors in San Mateo, A to Z (first 300 of 354)

CFP advisors in San Mateo →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394Woodland Hills 343Long Beach 335Folsom 305

Questions

How many financial advisors are in San Mateo, CA?

354 investment adviser representatives are registered at firm offices in San Mateo, California, according to the SEC's Investment Adviser Public Disclosure records. 227 of them are also registered as broker representatives, and 40 list the CFP designation.

Which firm has the most financial advisors in San Mateo?

Fisher Investments, with 48 registered advisors in San Mateo, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 37.

How do I check a financial advisor in San Mateo?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.