Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Carlsbad, CA
Every SEC-registered investment adviser representative at a firm office in Carlsbad, with the firms that employ the most of them.
429 registered advisors work in Carlsbad; the most are at Morgan Stanley (46). 82 list the CFP designation and 303 are also registered broker representatives.
Firms with the most advisors in Carlsbad
Advisors in Carlsbad, A to Z (first 300 of 429)
CFP advisors in Carlsbad →- Michael L. AffleckPrincipal Securities, Inc.
- Francisco E. AguayoMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Philip E. AlabiPfs Investments Inc.
- Dana J. AlbertMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Robin E. AlefiCharles Schwab & Co., Inc.
- Vincent T. AlessiEdward Jones
- James R. AllenAnchor Bay Capital, Inc. · Certified Financial Planner
- Gregg A. AlsburyCharles Schwab & Co., Inc. · Certified Financial Planner
- Avinash R. AlwaniJ.P. Morgan Securities LLC
- Mia S. AmosCharles Schwab & Co., Inc.
- Nicholas AndersonJ.P. Morgan Securities LLC
- Lester M. AntmanSimplyrich
- Gary N. AntoneAntone Asset Management, Inc.
- Shannon D. ArballoMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jeffrey R. ArdantzRaymond James & Associates, Inc.
- Ryan M. AshtonWells Fargo Clearing Services, LLC
- Jacob AugerRaymond James & Associates, Inc.
- Daniel K. AvanWells Fargo Clearing Services, LLC
- Bruce L. BakerStifel, Nicolaus & Company, Incorporated
- Kathryn M. BannisterMorgan Stanley
- Christopher BarberCommonwealth Financial Network
- Denise A. BarrettCornerstone Wealth Advisors, Inc.
- Mason A. BartlettMorgan Stanley
- Lisa M. BehunRBC Capital Markets, LLC
- Nannette L. BeltInspiration Financial Planning · Certified Financial Planner
- Kevin D. BendixDiversify Advisory Services, LLC
- Thomas H. BentonDestra Capital Advisors LLC
- William J. BettisIntegrated Wealth Concepts LLC
- Stephen P. BickCottingham Management Company, LLC · Chartered Financial Analyst
- Kimberly BillerLPL Financial LLC
- Robert C. BinkowskiAmeriprise Financial Services, LLC
- William E. BishoffOsaic Wealth, Inc. · Certified Financial Planner, Chartered Financial Consultant
- Brady R. BishopWaits Investments, LLC
- Debra K. BlemkerMorgan Stanley
- Anita BoghoussianEdward Jones
- James E. BohmCharles Schwab & Co., Inc.
- Izabela B. BorkowskaLPL Financial LLC
- Derek L. BoughPortfolio Medics, LLC
- Shelley L. BoyceCommonwealth Financial Network · Certified Financial Planner
- Brady C. BoydCoronado Investment Advisors, LLC · Certified Financial Planner
- Sean F. BoylanOsaic Wealth, Inc.
- Kelley J. BraaksmaOsaic Wealth, Inc.
- Aaron M. BrayCharles Schwab & Co., Inc.
- Matthew T. BrayerCarlsbad Wealth Advisory Group, Inc. · Certified Financial Planner
- Eric S. BrelsfordAe Wealth Management, LLC
- Charles R. Brown Jr.Raymond James & Associates, Inc. · Certified Financial Planner
- Stacey L. BuchholtzAnchor Bay Capital, Inc.
- Brian L. BuehringD.A. Davidson & Co.
- Jaime A. BuenoMorgan Stanley
- Curtis S. BurnsIntegrated Advisors Network LLC
- Kathleen E. ByrnesMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Janet L. CalcagnoMorgan Stanley
- Jheneffer Carleto Borsoi PachecoMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jerrie K. CarliFinancial Focus LLC
- Gregory J. CarrollWwm Financial · Certified Financial Planner
- Kelly J. CarterCreativeone Wealth, LLC
- Ronnie O. CaruthersSimplicity Wealth
- Brandon K. CassOsaic Wealth, Inc.
- Michael CastanedaSprott Asset Management USA Inc.
- Caleb J. CastoAxxcess Wealth Management, LLC · Certified Financial Planner
- Andrew A. CastroSprott Asset Management USA Inc.
- Nga Ying ChanWells Fargo Clearing Services, LLC
- Robert T. ChapmanIndependent Financial Group, LLC
- Ryan ChattertonOneamerica Securities, Inc.
- John A. ChauvapunWells Fargo Clearing Services, LLC
- John M. ChavezMultnomah Group, Inc.
- Scott A. ChelbergThe Ameriflex Group · Certified Financial Planner
- John ChoiStrategic Advisers LLC
- Kathryn J. ChristensenOsaic Wealth, Inc.
- Steven D. ClementAxxcess Wealth Management, LLC · Certified Financial Planner
- Douglas W. ColeLPL Financial LLC
- Timothy ColeLPL Financial LLC
- Meris A. CollierAxxcess Wealth Management, LLC · Certified Financial Planner
- Chadwick C. CollinsWedbush Securities Inc.
- John X. CondosMorgan Stanley
- Paul G. CondratDavidson Investment Advisors, Inc. · Chartered Financial Analyst
- Jill M. ConnellyStifel, Nicolaus & Company, Incorporated
- Manuel A. ContrerasJ.P. Morgan Securities LLC
- Billie C. CookFinancial Focus LLC · Certified Financial Planner
- River P. CoopAmeriprise Financial Services, LLC
- Raymond C. CorneyMorgan Stanley
- Andrew J. CostanzoCetera Investment Advisers LLC · Chartered Financial Consultant
- Matthew A. CostanzoCetera Investment Advisers LLC
- Gina M. CoyleMorgan Stanley
- Edward V. CreedAmeriprise Financial Services, LLC
- Jordie E. CzapinskiIntelligence Driven Advisers, LLC
- Brandon K. DalgarnoCetera Investment Advisers LLC · Certified Financial Planner
- Hunter P. DanielIntelligence Driven Advisers, LLC · Certified Financial Planner, Chartered Financial Analyst
- Basem S. DarwichMkt Advisors LLC
- Shawna R. DavalosState Farm Investment Management Corp.
- David M. DelinoWells Fargo Clearing Services, LLC
- Michael P. DelucaWedbush Securities Inc.
- Rebecca A. DempseyRaymond James & Associates, Inc.
- Nicholas J. Di PaoloForum Private Wealth, LLC · Certified Financial Planner
- Bryan A. DiazLPL Financial LLC
- Zachary J. DiskinIntegrated Wealth Concepts LLC
- Lucas R. DixState Farm Investment Management Corp.
- Cason R. DougallRaymond James & Associates, Inc.
- Steven DouganIntelligence Driven Advisers, LLC
- Kelly E. DoyleWealthrise Financial Planning, LLC
- Michael J. DriverVindex Capital Management, LLC
- Benjamin F. DuckettMorgan Stanley
- Charles G. DuncanBeacon Pointe Advisors, LLC · Certified Financial Planner, Chartered Financial Consultant
- Mark T. EalyIndependent Financial Group, LLC · Certified Financial Planner
- George T. EbenhackOppenheimer & Co. Inc.
- Brett ElliottGolden State Wealth Management, LLC
- Jeffrey P. ElmanStifel, Nicolaus & Company, Incorporated
- Gary P. EndresStifel, Nicolaus & Company, Incorporated
- Travis J. EvansOneamerica Securities, Inc.
- Alissa FaiersMorgan Stanley · Certified Financial Planner
- Anthony J. FalaroFisher Investments
- Alison A. FarrinDba Seaside Financial & Insurance Services
- James E. FieldsStrategic Advisers LLC
- Donovan R. FilpiMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Derek J. FinchSeaside Wealth Management, Inc.
- Richard D. FletcherFletcher Financial, LLC
- Gregory J. FlynnWells Fargo Clearing Services, LLC
- Corinne D. FondMkt Advisors LLC
- Su Chuen FooAvivar Capital, LLC
- Gregory D. FoxCommonwealth Financial Network
- Adam M. FranklinU.S. Bancorp Advisors, LLC
- Richard B. FrenchMorgan Stanley
- Zachary C. FrenchMorgan Stanley
- Shayne GabrisStrategic Advisers LLC
- Michael C. GallopCommonwealth Financial Network · Certified Financial Planner
- Celia K. GarciaLPL Financial LLC
- Nicholas J. GardnerThe Financial Team, Inc. · Certified Financial Planner
- Robin M. GattinellaD.A. Davidson & Co.
- Alexandra M. GillAxxcess Wealth Management, LLC
- Kelly Z. GinsbergD.A. Davidson & Co.
- Klindt E. GinsbergD.A. Davidson & Co.
- Pamela J. GivensLPL Financial LLC
- Olivia T. GliegeFinancial Focus LLC · Certified Financial Planner
- Victor J. GonzalezAmeriprise Financial Services, LLC
- Yvonne M. GoodMorgan Stanley
- Ryan S. GorskiPacific Point Wealth Management
- Ria GostLPL Financial LLC
- Jeremy D. GottliebIntegrated Wealth Concepts LLC
- Charles GrindstaffStrategic Advisers LLC
- Alan J. GrossmanD.A. Davidson & Co.
- Boonseon S. GudmundsenBeacon Financial Management LLC · Certified Financial Planner
- Stephen T. GurleyMorgan Stanley
- Orsolya GyokeresMorgan Stanley
- Jeffrey W. HackettUBS Financial Services Inc.
- Dayna L. HaferkampFederated Investment Counseling
- Theodore J. HagemanMorgan Stanley
- Michael S. HaigIntegrated Wealth Concepts LLC
- Linda A. HalleranFrank Financial Advisors
- Jerri HammonsSeaside Wealth Management, Inc.
- Michael W. HamnerCetera Investment Advisers LLC
- Matthew A. HampshireJ.P. Morgan Securities LLC
- Robert HanganJ.P. Morgan Securities LLC
- Ross B. HansenLPL Financial LLC · Certified Financial Planner
- Michael K. HarnettHarnett Investment Advisers LLC
- Alan M. HeatonCapital Client Group, Inc. · Chartered Financial Analyst
- Jaime G. HefnerAxxcess Wealth Management, LLC
- John H. HeilOsaic Wealth, Inc.
- Scott R. HemerickLPL Financial LLC
- Stacey L. HerrleMorgan Stanley
- Darrell B. HesfordWells Fargo Clearing Services, LLC
- Matthew E. HigbieBirchwood Capital · Chartered Financial Analyst
- Gregg F. HimfarLPL Financial LLC
- John HimmelEmpower Advisory Group, LLC
- Taylor W. HindleMariner · Certified Financial Planner
- Sebastian HochuleMorgan Stanley
- Kellen P. HokeRaymond James & Associates, Inc.
- Michael W. HollMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jakob HollingshausOsaic Wealth, Inc.
- Linda HollmanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Scott D. HoodWells Fargo Clearing Services, LLC
- Ara HuntWells Fargo Clearing Services, LLC
- Thomas R. HurtOsaic Wealth, Inc.
- Nicholas J. IammarinoLPL Financial LLC · Certified Financial Planner
- Milady IrizarryPfs Investments Inc.
- Rachel T. IvanovichWwm Financial
- Craig M. KaiserMorgan Stanley
- Matthew C. KaiserMorgan Stanley
- Matthew H. KatherMk Investment Advisors, LLC · Chartered Financial Analyst
- Gabriel KatznerFrame Wealth Management · Certified Financial Planner
- Richard Kelly IIIEdward Jones
- Thomas V. Kelly IIIKelly Investment Management, LLC · Certified Financial Planner
- Jacob A. KennedyPark Avenue Securities LLC
- Stuart L. KesselhautUnited Planners' Financial Services Of America A Limited Partner
- Laila KhosroabadiNewedge Advisors
- Erik R. KiddPgim Investments LLC
- Michael S. KilleenMorgan Stanley
- Serena KimLPL Enterprise, LLC
- John P. KirlinCharles Schwab & Co., Inc.
- Kenneth R. KlauberStifel, Nicolaus & Company, Incorporated
- Nadia M. KleinLPL Financial LLC
- David R. KlenskeLPL Financial LLC
- Alex KlingensmithIntelligence Driven Advisers, LLC · Certified Financial Planner
- Victor A. KobyLPL Financial LLC
- Troy R. KoepplinLPL Financial LLC
- Mark A. KohnLPL Financial LLC
- Kade S. KretzschmarSeaside Wealth Management, Inc.
- Steven K. KroghLPL Financial LLC · Certified Financial Planner
- Robert W. KuechStifel, Nicolaus & Company, Incorporated
- Victoria L. KuglerStifel, Nicolaus & Company, Incorporated
- Jason R. LabrumIntelligence Driven Advisers, LLC · Certified Financial Planner
- John A. LaceyPacific Point Wealth Management · Certified Financial Planner
- Timothy J. LackeyCentered Financial · Chartered Financial Consultant
- Lawrence M. LaddCoronado Investment Advisors, LLC · Certified Financial Planner, Chartered Financial Analyst
- Aida A. LairdSprott Asset Management USA Inc.
- Cory M. LargeAnchor Bay Capital, Inc.
- Nicholas C. LechugaWells Fargo Clearing Services, LLC
- Kelley C. LeeWells Fargo Clearing Services, LLC
- Matthew L. LeonardEdward Jones · Certified Financial Planner
- James J. LindsayOsaic Wealth, Inc.
- Bradley J. LinebergerSeaside Wealth Management, Inc. · Certified Financial Planner, Chartered Financial Consultant
- John V. LipariUBS Financial Services Inc.
- Andrew R. LippmanCambridge Investment Research Advisors, Inc. · Certified Financial Planner, Chartered Financial Consultant
- Andrew LiuMkt Advisors LLC
- Stephen M. LockoGwn Securities Inc.
- Richard C. Love IIPrincipal Securities, Inc.
- Brian D. LucewiczMorgan Stanley
- Mark A. LuciaMorgan Stanley
- Jonathan D. LugoAxxcess Wealth Management, LLC
- Jeffrey R. LungStrategic Advisers LLC · Certified Financial Planner
- Charles LynchWells Fargo Clearing Services, LLC
- Jason LyonsStrategic Advisers LLC
- Burt C. Mackenzie IVCommonwealth Financial Network
- Kyle MaligStrategic Advisers LLC
- Austin R. MangoldSeaside Wealth Management, Inc.
- Lloyd V. ManzanillaEdward Jones · Certified Financial Planner
- Dennis W. ManzoAxxcess Wealth Management, LLC
- Kevin W. ManzoAxxcess Wealth Management, LLC
- Matthew D. MarchandPacific Point Wealth Management
- Jacob T. MargozewitzLPL Financial LLC
- Ryan A. MartinezAldrich Wealth LP
- Stephen E. MasulaAdvisors Wealth Management, Inc. · Certified Financial Planner
- Heather MattlinD.A. Davidson & Co.
- Jaclyn P. MazurOsaic Wealth, Inc. · Certified Financial Planner
- Kevin W. McBarronLPL Financial LLC
- Chris W. McCannMorgan Stanley
- Scott A. McClatcheyBallast Rock Private Wealth · Certified Financial Planner
- Edwin C. McClure IIIIndependent Financial Group, LLC
- Luke A. McClureAxxcess Wealth Management, LLC
- Ben T. McCollumPacific Point Wealth Management
- Deron T. McCoyAxxcess Wealth Management, LLC · Certified Financial Planner, Chartered Financial Analyst
- Nicholas J. McCoyStifel, Nicolaus & Company, Incorporated · Certified Financial Planner
- Zachary McCoyStifel, Nicolaus & Company, Incorporated
- Derek M. McDougallOneamerica Securities, Inc.
- Elizabeth M. McGillPilot Retirement Advisors · Certified Financial Planner
- Patrick R. McGillPilot Retirement Advisors · Certified Financial Planner
- Todd A. McGrawMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Ian S. McIlvaineAxxcess Wealth Management, LLC
- John S. McKeanAe Wealth Management, LLC · Certified Financial Planner
- Noah McKemyEdward Jones
- Daniel J. McMahonCommonwealth Financial Network
- Sean E. McSweenyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Ryan J. MenkerLPL Financial LLC
- Elizabeth MessickMorgan Stanley
- Kevin D. MeyerStirlingshire Investments
- Joe H. Miller Jr.Independent Financial Group, LLC
- Peter G. MonderoMorgan Stanley
- Hector M. Monroy IIIAe Wealth Management, LLC
- Sarah G. MontoyaMorgan Stanley
- Solmaz MoralesMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Raymond S. Morgosh10 Star Asset Management
- Tamara L. Morgosh10 Star Asset Management
- Kelly M. MorrisLPL Financial LLC
- Shelley M. MuraskoWealthrise Financial Planning, LLC · Certified Financial Planner
- Brice L. MurphyAe Wealth Management, LLC
- Joshua B. MurphyKestra Private Wealth Services, LLC
- Rosanne B. MuschenheimMorgan Stanley
- Robert R. NachtsheimLPL Financial LLC · Certified Financial Planner
- Steven A. NamvarCharles Schwab & Co., Inc.
- Adam NeumeisterVirtus Investment Advisers, LLC
- Nina B. NittiMorgan Stanley
- Richard G. NolanOsaic Wealth, Inc.
- Steven T. NuckolsWealth Compass Financial, Inc.
- Andrew NullStrategic Advisers LLC
- John J. O'ReillyO'Reilly Wealth Advisors
- Todd A. OberlinCommonwealth Financial Network
- James M. ObrienJmo Financial
- Asako OkumaLPL Financial LLC
- Bryan M. OliverCorvus Financial LLC
- James B. OlmoreUnited Capital Financial Advisors · Certified Financial Planner
- Christopher R. OmelD.A. Davidson & Co.
- Ronald P. OphetveldPerigon Wealth Management, LLC
- Richard M. Ordona Jr.Morgan Stanley
- Mered OrenStifel, Nicolaus & Company, Incorporated
- Carolina N. OrtizShared Vision Wealth Group · Certified Financial Planner
- Alex B. OstroveMorgan Stanley
- Hunter D. OtjenOsaic Wealth, Inc.
- John P. PaladinoIntegrated Wealth Concepts LLC
- Colin S. ParkerUBS Financial Services Inc.
- Brittney N. PartowIntelligence Driven Advisers, LLC
- Robert E. PatersonIntelligence Driven Advisers, LLC
- Brian R. PattersonAdvisors Capital Management, LLC · Certified Financial Planner
- Justin R. PeekGolden State Wealth Management, LLC · Certified Financial Planner
- Sara C. Peltier, WmcpJ.P. Morgan Securities LLC
- Cory PerssonAxxcess Wealth Management, LLC · Chartered Financial Analyst
- Brian C. PetersonIntelligence Driven Advisers, LLC
- Marija PetrovicIntelligence Driven Advisers, LLC
- Tran B. PhamU.S. Bancorp Advisors, LLC
- My Linh PhanStrategic Advisers LLC
- Eric A. PhilippartMorgan Stanley
- Carl J. Pinkard IIAldrich Wealth LP · Certified Financial Planner
Other cities in California
All of California →San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335Folsom 305
Questions
How many financial advisors are in Carlsbad, CA?
429 investment adviser representatives are registered at firm offices in Carlsbad, California, according to the SEC's Investment Adviser Public Disclosure records. 303 of them are also registered as broker representatives, and 82 list the CFP designation.
Which firm has the most financial advisors in Carlsbad?
Morgan Stanley, with 46 registered advisors in Carlsbad, followed by LPL Financial LLC with 36.
How do I check a financial advisor in Carlsbad?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.