Financial ADVSR advisor directory · SEC adviser records
Stifel, Nicolaus & Company, Incorporated financial advisors in Carlsbad, CA
Every SEC-registered investment adviser representative at a Stifel, Nicolaus & Company, Incorporated office in Carlsbad, A to Z.
The short answer
17 registered advisors work at Stifel, Nicolaus & Company, Incorporated in Carlsbad, out of 3,111 at the firm nationwide; it ranks number 5 in the city by advisors. 3 list the CFP designation and 17 are also registered broker representatives.
Stifel, Nicolaus & Company, Incorporated advisors in Carlsbad, A to Z
Every Stifel, Nicolaus & Company, Incorporated advisor →- Bruce L. BakerAlso a broker rep
- Jill M. ConnellyAlso a broker rep
- Jeffrey P. ElmanAlso a broker rep
- Gary P. EndresAlso a broker rep
- Kenneth R. KlauberAlso a broker rep
- Robert W. KuechAlso a broker rep
- Victoria L. KuglerAlso a broker rep
- Nicholas J. McCoyCertified Financial Planner · Also a broker rep
- Zachary McCoyAlso a broker rep
- Mered OrenAlso a broker rep
- Michael J. PoponyakAlso a broker rep
- Michael T. PuenteAlso a broker rep
- Kevin J. RadcliffeCertified Financial Planner · Also a broker rep
- Daniel J. RobinsonAlso a broker rep
- Joseph W. RottaCertified Financial Planner · Also a broker rep
- Brian D. TalgoAlso a broker rep
- Michelle C. WhiteAlso a broker rep
Stifel, Nicolaus & Company, Incorporated advisors in every city and state →Stifel, Nicolaus & Company, Incorporated: assets, clients and custodians →Stifel news and advisor moves →Stifel, Nicolaus & Company, Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →
Stifel, Nicolaus & Company, Incorporated advisors in other cities
St. Louis, MO 198New York, NY 128Frontenac, MO 51Garden City, NY 48Indianapolis, IN 44Clayton, MO 43Dallas, TX 41Chicago, IL 38Newport Beach, CA 37Morristown, NJ 36San Francisco, CA 36Birmingham, AL 30Bellevue, WA 28Boston, MA 28Houston, TX 27
Other firms in Carlsbad
All Carlsbad advisors →Morgan Stanley 46LPL Financial LLC 36Axxcess Wealth Management, LLC 18Merrill Lynch, Pierce, Fenner & Smith Incorporated 18Osaic Wealth, Inc. 16Wells Fargo Clearing Services, LLC 16Charles Schwab & Co., Inc. 12Intelligence Driven Advisers, LLC 12Edward Jones 10J.P. Morgan Securities LLC 10Ameriprise Financial Services, LLC 9D.A. Davidson & Co. 9
Questions
How many financial advisors does Stifel, Nicolaus & Company, Incorporated have in Carlsbad?
17 investment adviser representatives are registered at Stifel, Nicolaus & Company, Incorporated offices in Carlsbad, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3,111 nationwide. 3 list the CFP designation and 17 are also registered as broker representatives.
Is Stifel, Nicolaus & Company, Incorporated one of the largest advisor employers in Carlsbad?
Stifel, Nicolaus & Company, Incorporated ranks number 5 in Carlsbad by registered advisors; Morgan Stanley has the most, with 46.
How do I check a Stifel, Nicolaus & Company, Incorporated advisor in Carlsbad?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stifel, Nicolaus & Company, Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.