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Financial ADVSR advisor directory · SEC adviser records

Charles Schwab & Co., Inc. financial advisors in Carlsbad, CA

Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in Carlsbad, A to Z.

The short answer

12 registered advisors work at Charles Schwab & Co., Inc. in Carlsbad, out of 5,937 at the firm nationwide; it ranks number 8 in the city by advisors. 1 list the CFP designation and 12 are also registered broker representatives.

Charles Schwab & Co., Inc. advisors in Carlsbad, A to Z

Every Charles Schwab & Co., Inc. advisor →

Charles Schwab & Co., Inc. advisors in every city and state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →

Charles Schwab & Co., Inc. advisors in other cities

Westlake, TX 780Lone Tree, CO 469Phoenix, AZ 424Orlando, FL 214Omaha, NE 209Austin, TX 203Indianapolis, IN 158New York City, NY 92Chicago, IL 86San Francisco, CA 70Richfield, OH 68St Louis, MO 59Scottsdale, AZ 43San Diego, CA 41Los Angeles, CA 40

Other firms in Carlsbad

All Carlsbad advisors →

Morgan Stanley 46LPL Financial LLC 36Axxcess Wealth Management, LLC 18Merrill Lynch, Pierce, Fenner & Smith Incorporated 18Stifel, Nicolaus & Company, Incorporated 17Osaic Wealth, Inc. 16Wells Fargo Clearing Services, LLC 16Intelligence Driven Advisers, LLC 12Edward Jones 10J.P. Morgan Securities LLC 10Ameriprise Financial Services, LLC 9D.A. Davidson & Co. 9

Questions

How many financial advisors does Charles Schwab & Co., Inc. have in Carlsbad?

12 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in Carlsbad, California, according to the SEC's Investment Adviser Public Disclosure records, out of 5,937 nationwide. 1 list the CFP designation and 12 are also registered as broker representatives.

Is Charles Schwab & Co., Inc. one of the largest advisor employers in Carlsbad?

Charles Schwab & Co., Inc. ranks number 8 in Carlsbad by registered advisors; Morgan Stanley has the most, with 46.

How do I check a Charles Schwab & Co., Inc. advisor in Carlsbad?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.