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Financial ADVSR advisor directory · SEC adviser records

Charles Schwab & Co., Inc. financial advisors in Los Angeles, CA

Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in Los Angeles, A to Z.

The short answer

40 registered advisors work at Charles Schwab & Co., Inc. in Los Angeles, out of 5,937 at the firm nationwide; it ranks number 18 in the city by advisors. 6 list the CFP designation and 40 are also registered broker representatives.

Charles Schwab & Co., Inc. advisors in Los Angeles, A to Z

Every Charles Schwab & Co., Inc. advisor →

Charles Schwab & Co., Inc. advisors in every city and state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →

Charles Schwab & Co., Inc. advisors in other cities

Westlake, TX 780Lone Tree, CO 469Phoenix, AZ 424Orlando, FL 214Omaha, NE 209Austin, TX 203Indianapolis, IN 158New York City, NY 92Chicago, IL 86San Francisco, CA 70Richfield, OH 68St Louis, MO 59Scottsdale, AZ 43San Diego, CA 41Newport Beach, CA 39

Other firms in Los Angeles

All Los Angeles advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 341J.P. Morgan Securities LLC 308Capital Client Group, Inc. 288Morgan Stanley 199Lido 186UBS Financial Services Inc. 137Wells Fargo Clearing Services, LLC 127Rockefeller Financial LLC 98Seia 71Capital Group Private Client Services, Inc. 70MML Investors Services, LLC 58Strategic Advisers LLC 55

Questions

How many financial advisors does Charles Schwab & Co., Inc. have in Los Angeles?

40 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in Los Angeles, California, according to the SEC's Investment Adviser Public Disclosure records, out of 5,937 nationwide. 6 list the CFP designation and 40 are also registered as broker representatives.

Is Charles Schwab & Co., Inc. one of the largest advisor employers in Los Angeles?

Charles Schwab & Co., Inc. ranks number 18 in Los Angeles by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 341.

How do I check a Charles Schwab & Co., Inc. advisor in Los Angeles?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.