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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Financial LLC financial advisors in Los Angeles, CA

Every SEC-registered investment adviser representative at a Rockefeller Financial LLC office in Los Angeles, A to Z.

The short answer

96 registered advisors work at Rockefeller Financial LLC in Los Angeles, out of 952 at the firm nationwide; it ranks number 8 in the city by advisors. 11 list the CFP designation and 96 are also registered broker representatives.

Rockefeller Financial LLC advisors in Los Angeles, A to Z

Every Rockefeller Financial LLC advisor →

Rockefeller Financial LLC advisors in every city and state →Rockefeller Financial LLC: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Financial LLC advisors in other cities

New York, NY 159Atlanta, GA 136Chicago, IL 90Dallas, TX 87Florham Park, NJ 76Saratoga Springs, NY 24San Francisco, CA 20Charlotte, NC 15Hamilton, NJ 13Houston, TX 13Cincinnati, OH 12Stamford, CT 12Grand Rapids, MI 10Boca Raton, FL 9San Antonio, TX 9

Other firms in Los Angeles

All Los Angeles advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 315J.P. Morgan Securities LLC 291Capital Client Group, Inc. 276Morgan Stanley 194Lido 161UBS Financial Services Inc. 133Wells Fargo Clearing Services, LLC 119Seia 73Capital Group Private Client Services, Inc. 68Strategic Advisers LLC 58MML Investors Services, LLC 53Equitable Advisors, LLC 46

Questions

How many financial advisors does Rockefeller Financial LLC have in Los Angeles?

96 investment adviser representatives are registered at Rockefeller Financial LLC offices in Los Angeles, California, according to the SEC's Investment Adviser Public Disclosure records, out of 952 nationwide. 11 list the CFP designation and 96 are also registered as broker representatives.

Is Rockefeller Financial LLC one of the largest advisor employers in Los Angeles?

Rockefeller Financial LLC ranks number 8 in Los Angeles by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 315.

How do I check a Rockefeller Financial LLC advisor in Los Angeles?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.