Financial ADVSR advisor directory · SEC adviser records
Rockefeller Financial LLC financial advisors in Houston, TX
Every SEC-registered investment adviser representative at a Rockefeller Financial LLC office in Houston, A to Z.
14 registered advisors work at Rockefeller Financial LLC in Houston, out of 998 at the firm nationwide; it ranks number 63 in the city by advisors. 3 list the CFP designation and 14 are also registered broker representatives.
Rockefeller Financial LLC advisors in Houston, A to Z
Every Rockefeller Financial LLC advisor →- Francis X. AmslerCertified Financial Planner, Chartered Financial Analyst · Also a broker rep
- Angela A. BaconAlso a broker rep
- Christopher R. BowmanCertified Financial Planner · Also a broker rep
- Joseph A. BybeeChartered Financial Analyst · Also a broker rep
- Mark E. DahlAlso a broker rep
- Marc E. LabordeAlso a broker rep
- Tyler D. LaneChartered Financial Analyst · Also a broker rep
- Monica L. LyssyAlso a broker rep
- Despina V. MannAlso a broker rep
- Maxwell J. MimsAlso a broker rep
- David B. MiracleAlso a broker rep
- Olivia S. RoppoloAlso a broker rep
- Charles M. Vetters Jr.Certified Financial Planner · Also a broker rep
- Kevin R. WrightAlso a broker rep
Rockefeller Financial LLC advisors in every city and state →Rockefeller Financial LLC: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →
Rockefeller Financial LLC advisors in other cities
New York, NY 164Atlanta, GA 143Los Angeles, CA 106Chicago, IL 95Dallas, TX 88Florham Park, NJ 80Saratoga Springs, NY 25San Francisco, CA 22Charlotte, NC 16Hamilton, NJ 15Cincinnati, OH 12Stamford, CT 12Grand Rapids, MI 10Boca Raton, FL 9San Antonio, TX 9
Other firms in Houston
All Houston advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 364Morgan Stanley 304J.P. Morgan Securities LLC 301Valic Financial Advisors, Inc. 213UBS Financial Services Inc. 186Wells Fargo Clearing Services, LLC 161Strategic Advisers LLC 141Ameriprise Financial Services, LLC 136LPL Financial LLC 128Raymond James & Associates, Inc. 86Cetera Investment Advisers LLC 76Pfs Investments Inc. 76
Questions
How many financial advisors does Rockefeller Financial LLC have in Houston?
14 investment adviser representatives are registered at Rockefeller Financial LLC offices in Houston, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 998 nationwide. 3 list the CFP designation and 14 are also registered as broker representatives.
Is Rockefeller Financial LLC one of the largest advisor employers in Houston?
Rockefeller Financial LLC ranks number 63 in Houston by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 364.
How do I check a Rockefeller Financial LLC advisor in Houston?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.