Financial ADVSR advisor directory · SEC adviser records
Rockefeller Financial LLC financial advisors in Charlotte, NC
Every SEC-registered investment adviser representative at a Rockefeller Financial LLC office in Charlotte, A to Z.
The short answer
17 registered advisors work at Rockefeller Financial LLC in Charlotte, out of 942 at the firm nationwide; it ranks number 43 in the city by advisors. 5 list the CFP designation and 17 are also registered broker representatives.
Rockefeller Financial LLC advisors in Charlotte, A to Z
Every Rockefeller Financial LLC advisor →- Samuel T. BardenAlso a broker rep
- Benjamin D. BeesonAlso a broker rep
- Haley BrehmAlso a broker rep
- Amanda J. DavisAlso a broker rep
- James W. FreemanAlso a broker rep
- Ashley M. HaischAlso a broker rep
- Mickey HowellCertified Financial Planner · Also a broker rep
- Paul S. IrvingCertified Financial Planner · Also a broker rep
- Claude L. Ives IIICertified Financial Planner · Also a broker rep
- Karla H. LavinAlso a broker rep
- Christopher G. MitchellAlso a broker rep
- Garland E. NealAlso a broker rep
- Brett T. SchmidtCertified Financial Planner · Also a broker rep
- Gavin Y. ShuckAlso a broker rep
- Justin R. WalkerAlso a broker rep
- James P. WatersChartered Financial Analyst · Also a broker rep
- Seth A. WheelerCertified Financial Planner · Also a broker rep
Rockefeller Financial LLC advisors in every city and state →Rockefeller Financial LLC: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →
Rockefeller Financial LLC advisors in other cities
New York, NY 159Atlanta, GA 131Los Angeles, CA 96Chicago, IL 92Dallas, TX 78Florham Park, NJ 72Saratoga Springs, NY 22San Francisco, CA 17Houston, TX 14Hamilton, NJ 13Cincinnati, OH 12Stamford, CT 12Chesterfield, MO 9Grand Rapids, MI 9Naples, FL 9
Other firms in Charlotte
All Charlotte advisors →Vanguard Advisers, Inc. 641Merrill Lynch, Pierce, Fenner & Smith Incorporated 434Wells Fargo Clearing Services, LLC 395Tiaa-Cref Individual & Institutional Services, LLC 321UBS Financial Services Inc. 147Truist Advisory Services, Inc. 118LPL Financial LLC 107Ameriprise Financial Services, LLC 102Morgan Stanley 95Strategic Advisers LLC 82Ip Financial Advisory Services LLC 66Principal Advised Services 66
Questions
How many financial advisors does Rockefeller Financial LLC have in Charlotte?
17 investment adviser representatives are registered at Rockefeller Financial LLC offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 942 nationwide. 5 list the CFP designation and 17 are also registered as broker representatives.
Is Rockefeller Financial LLC one of the largest advisor employers in Charlotte?
Rockefeller Financial LLC ranks number 43 in Charlotte by registered advisors; Vanguard Advisers, Inc. has the most, with 641.
How do I check a Rockefeller Financial LLC advisor in Charlotte?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.