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Financial ADVSR advisor directory · SEC adviser records

Vanguard Advisers, Inc. financial advisors in Charlotte, NC

Every SEC-registered investment adviser representative at a Vanguard Advisers, Inc. office in Charlotte, A to Z.

The short answer

641 registered advisors work at Vanguard Advisers, Inc. in Charlotte, out of 2,231 at the firm nationwide; it ranks number 1 in the city by advisors. 159 list the CFP designation and 640 are also registered broker representatives.

Vanguard Advisers, Inc. advisors in Charlotte, A to Z (first 500 of 641)

Every Vanguard Advisers, Inc. advisor →

Vanguard Advisers, Inc. advisors in every city and state →Vanguard Advisers, Inc.: assets, clients and custodians →Vanguard news and advisor moves →Advisor Moves: who changed firms this week →

Vanguard Advisers, Inc. advisors in other cities

Malvern, PA 717Scottsdale, AZ 629Plano, TX 230Colorado Springs, CO 1Malver, PA 1Mavlern, PA 1Miami, FL 1Palno, TX 1Santa Monica, CA 1Saratoga, NY 1Scottsdale, NC 1Spring Hill, FL 1Valley Forge, PA 1Washington, DC 1

Other firms in Charlotte

All Charlotte advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 434Wells Fargo Clearing Services, LLC 395Tiaa-Cref Individual & Institutional Services, LLC 321UBS Financial Services Inc. 147Truist Advisory Services, Inc. 118LPL Financial LLC 107Ameriprise Financial Services, LLC 102Morgan Stanley 95Strategic Advisers LLC 82Ip Financial Advisory Services LLC 66Principal Advised Services 66First Citizens Investor Services, Inc. 54

Questions

How many financial advisors does Vanguard Advisers, Inc. have in Charlotte?

641 investment adviser representatives are registered at Vanguard Advisers, Inc. offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 2,231 nationwide. 159 list the CFP designation and 640 are also registered as broker representatives.

Is Vanguard Advisers, Inc. one of the largest advisor employers in Charlotte?

Vanguard Advisers, Inc. ranks number 1 in Charlotte by registered advisors, ahead of Merrill Lynch, Pierce, Fenner & Smith Incorporated (434).

How do I check a Vanguard Advisers, Inc. advisor in Charlotte?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Vanguard Advisers, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.