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Financial ADVSR advisor directory · SEC adviser records

Financial advisors by state

Every SEC-registered investment adviser representative in the US, by the state and city of the firm office they work from.

Pick a state to see its cities, then every advisor and the firms that employ the most of them. Counts are advisors registered at an office in each state.

StateAdvisorsCities
Alabama3,591165
Alaska39520
Arizona10,000111
Arkansas2,017109
California43,711797
Colorado11,272215
Connecticut7,207213
Delaware1,08739
District of Columbia1,3218
Florida32,582579
Georgia10,920297
Hawaii1,18949
Idaho1,881100
Illinois18,922572
Indiana6,820261
Iowa4,541249
Kansas5,148168
Kentucky4,044179
Louisiana3,578148
Maine1,151138
Maryland7,162274
Massachusetts12,159405
Michigan11,623502
Minnesota10,589399
Mississippi1,15497
Missouri10,780304
Montana1,16578
Nebraska3,460121
Nevada2,57738
New Hampshire2,845155
New Jersey15,997624
New Mexico95745
New York33,449820
North Carolina13,099390
North Dakota73941
Ohio15,531546
Oklahoma2,554127
Oregon4,184137
Pennsylvania17,509792
Rhode Island1,86464
South Carolina4,959172
South Dakota94660
Tennessee6,507231
Texas33,565651
Utah5,198147
Vermont72588
Virginia9,199332
Washington9,209231
West Virginia81387
Wisconsin7,901373
Wyoming50337

Looking for a specific person? Search every registered advisor. By employer: financial advisors by firm. By designation: CFP, CFA and ChFC. Who's moving: firms gaining and losing advisors. Firms: the RIA database. Source: the SEC's Investment Adviser Public Disclosure daily file; broker-only representatives aren't included.