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Est. 2026The front page of wealth managementNew York

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RB Vanguard is fulfilling Salim Ramji's May 1 promised renewal of 'Flagship' platinum tier service after it eroded, and he's willing to count non-Vanguard funds against the $1-million minimum for the first timeIN RIA IPO 'probably' coming within two years, dealmaker predictsIN Women Advisor Summit 2026: Get set for 'extraordinary' gathering of industry’s female leaders4K IRS Expands Retirement Plan Error Corrections, Creates New IRA ProgramWM New Options Emerge for Providing Liquidity to Evergreen Fund MarketIN Advisor moves: RBC lands $1B UBS team in PittsburghTA Advisors Have a Big Impact on Long-Term Care Planning: Northwestern MutualIN NFL taps General Atlantic, PE backer of Creative Planning and FartherWM Mariner Wealth Advisors Seeks $150M in Additional Debt for AcquisitionsTA Workers Think They're Financially Healthier Than They Are: Voya

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rhode Island

Every SEC-registered investment adviser representative in Rhode Island, by the city of the firm office they work from.

1,864 registered advisors work in Rhode Island, across 64 cities; the most are in Providence (475).

Cities in Rhode Island

CFP advisors in Rhode Island →

Providence 475Riverside 217Warwick 216Johnston 145Cranston 124Smithfield 70Newport 63East Providence 45West Warwick 42East Greenwich 35Middletown 32Cumberland 31Lincoln 30Westerly 30North Kingstown 29Wakefield 26Barrington 23Portsmouth 21Pawtucket 20North Providence 18Coventry 16South Kingstown 15Bristol 14Narragansett 11North Smithfield 11Woonsocket 9Greenville 8Warren 8Charlestown 6Rumford 6Saunderstown 6Smithfiled 6Chepachet 5Little Compton 4Richmond 4Burrillville 3Glendale 3Harrisville 3Tiverton 3

25 smaller places with one or two advisors are in the advisor search.

Firms based in Rhode Island: largest RIAs in Rhode Island. Source: the SEC's Investment Adviser Public Disclosure daily file; broker-only representatives aren't included.

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