Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Providence, RI
Every SEC-registered investment adviser representative at a firm office in Providence, with the firms that employ the most of them.
451 registered advisors work in Providence; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (105). 44 list the CFP designation and 367 are also registered broker representatives.
Firms with the most advisors in Providence
Advisors in Providence, A to Z (first 300 of 451)
CFP advisors in Providence →- Christopher M. AbbateMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Joseph A. AbbateRBC Capital Markets, LLC
- Asteway J. AdamsMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Lorne A. AdrainNorthwestern Mutual Investment Services, LLC
- Michael A. AguilarOppenheimer & Co. Inc.
- Derek M. AmeyStrategicpoint Investment Advisors LLC
- Jenny B. AnderssonUBS Financial Services Inc.
- Paul W. AnghinettiMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Alexander AranizMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jason E. ArchambaultSk Wealth Management, LLC · Certified Financial Planner
- Guy Asadorian Jr.Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Matthew C. AspeelStrategic Advisers LLC
- Thomas W. Barry IVMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Amanda N. BarthStrategic Advisers LLC
- Greg M. BastiaScs Capital Management LLC
- Zankhana M. BatemanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Miguel BatistaStrategic Advisers LLC
- Carl BatonStrategic Advisers LLC
- William J. Baugh Jr.RBC Capital Markets, LLC
- Erin BeatonSignet Investment Advisory Group, Inc.
- Caitlyn R. BeauregardMorgan Stanley
- Alexander BeeberMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Roger N. BeginF L Putnam Investment Management Co. · Certified Financial Planner
- Douglas C. BennetMerrill Lynch, Pierce, Fenner & Smith Incorporated · Certified Financial Planner
- Gerd J. BentsRBC Capital Markets, LLC
- Julia C. BerghStrategic Advisers LLC
- John C. BerkeryMorgan Stanley
- Zachary A. BestWells Fargo Clearing Services, LLC
- Mars J. BishopBlue Fin Capital, Inc. · Chartered Financial Analyst
- Irene BockMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jeffrey E. Bogosian1st Discount Brokerage, Inc.
- Derek J. BotelhoMorgan Stanley
- Adam C. BouleyWells Fargo Clearing Services, LLC
- Robert L. BourgaultRBC Capital Markets, LLC
- Reese BowdenMorgan Stanley
- Anton Bownes-CiccarelliCharles Schwab & Co., Inc.
- Lauren M. BrennanUBS Financial Services Inc.
- Jack BrownStrategic Advisers LLC
- Gbatoh BrowneStrategic Advisers LLC
- Krystal A. BuckleyRaymond James & Associates, Inc.
- Tara L. BudlongStrategicpoint Investment Advisors LLC
- Andrew BurkeStrategic Advisers LLC
- Cody M. BurnettUBS Financial Services Inc.
- Edward D. BuxtonNewman Dignan & Sheerar, Inc.
- Abigail P. CadoretteStrategic Advisers LLC
- Kimberly M. CaggianoMorgan Stanley
- Joan M. CaineParsons Capital Management Inc. · Chartered Financial Analyst
- James A. CalbiMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Sheila A. CamaraMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Ronald J. Capraro Jr.Morgan Stanley
- Mark W. CaprioMorgan Stanley
- Roberta M. CapuanoSignet Investment Advisory Group, Inc.
- Vito J. CapuanoSignet Investment Advisory Group, Inc.
- Jonathan G. CarafotesMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Donald J. Carcieri Jr.Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Nicholas J. CardelloBarrett & Company
- James L. CarlisleRBC Capital Markets, LLC
- Daniel B. CarlsonMorgan Stanley
- Patrick J. CarlucciMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Richard F. Carolan Jr.Blue Fin Capital, Inc.
- Richard G. CarriereMorgan Stanley
- Gary CartwrightMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jeffrey M. CauseyTiaa-Cref Individual & Institutional Services, LLC
- Richard E. CavanaghNewman Dignan & Sheerar, Inc. · Certified Financial Planner, Chartered Financial Consultant
- Andrew J. CayerSk Wealth Management, LLC · Certified Financial Planner
- Jean CazeauMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Haley M. CerilliStrategic Advisers LLC
- John CerilliCharles Schwab & Co., Inc.
- Malcolm G. ChaceCanton Hathaway LLC
- Mark H. ChafeeBrown, Lisle/Cummings, Inc.
- Peter R. ChisholmMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Donald J. ClarkeCrestwood Advisors · Certified Financial Planner
- Steven Clayton Jr.Strategic Advisers LLC
- Val J. ColasantoMorgan Stanley
- Bryan CollinsUBS Financial Services Inc.
- David W. CollinsOppenheimer & Co. Inc.
- Aniya CombsStrategic Advisers LLC
- John K. ConnaughtonRhodeway Financial · Certified Financial Planner
- Stephen J. ConnaughtonOppenheimer & Co. Inc.
- Peter J. Corsi Jr.UBS Financial Services Inc.
- Kurt S. CostaEdelman Financial Engines
- J M. CostelloCrestwood Advisors · Chartered Financial Analyst
- Karin E. CoulterCrestwood Advisors
- Hana CoutureUBS Financial Services Inc.
- Michelle A. CoutureMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Patricia A. CraddockMorgan Stanley
- Allison N. Cresci CallahanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Kimberly A. CrespiCharles Schwab & Co., Inc. · Certified Financial Planner
- James S. CruiseLPL Financial LLC
- Mark S. CruiseLPL Financial LLC · Chartered Financial Consultant
- Mark K. CruiseLPL Financial LLC
- Elizabeth CumminsUBS Financial Services Inc.
- Thomas W. CurryMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Michael C. CurtisCornerstone Investment Services
- Robert E. Cusack Jr.Canton Hathaway LLC
- Matthew S. D'AmbraMorgan Stanley
- Joanne M. DalyMorgan Stanley
- Tuoc DaoStrategic Advisers LLC · Certified Financial Planner, Chartered Financial Consultant
- Leeric DayeTiaa-Cref Individual & Institutional Services, LLC
- Edythe M. De MarcoMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jessica E. De PinaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Sergio A. DecurtisEdelman Financial Engines
- Louis J. DelorenzoTiaa-Cref Individual & Institutional Services, LLC
- Elizabeth H. DesautelMorgan Stanley
- Timothy P. DevlinPathstone · Chartered Financial Analyst
- Nelson R. DiasMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Evan C. DionMorgan Stanley
- Stephen M. DipardoCommonwealth Financial Network
- Matthew DipippoStrategic Advisers LLC
- Keeley DonnellyStrategic Advisers LLC
- Patrick B. DonnellyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Bradley P. DormanWhalerock Point Partners, LLC
- Kevin DoyleAmeriprise Financial Services, LLC
- Jake DrohenStrategic Advisers LLC
- Michael T. DroughtRBC Capital Markets, LLC
- Zachary A. DudaErnst & Young Investment Advisers LLP
- Gregory H. DudzikRBC Capital Markets, LLC · Certified Financial Planner
- Arthur X. DuffyPathstone
- Cheryl A. Dugas EthierSk Wealth Management, LLC · Certified Financial Planner
- Brian J. DurkinMerrill Lynch, Pierce, Fenner & Smith Incorporated
- William J. DwyerEdelman Financial Engines
- Robin M. DziubaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Patrick W. EmondMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Todd E. EngelhardtF L Putnam Investment Management Co.
- Neal B. EngesetterUBS Financial Services Inc.
- Stephen F. EnoMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Christopher C. EricksonRBC Capital Markets, LLC
- Nichole A. Espanol MateoMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Michael EspositoStrategic Advisers LLC · Certified Financial Planner
- Christopher M. FalzoneCitizens Securities, Inc.
- Nicholas P. FariaStrategic Advisers LLC
- Thomas P. FayF L Putnam Investment Management Co. · Chartered Financial Analyst
- Jennifer FernandesMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Alexander J. FigueiredoCommonwealth Financial Network
- Jeremiah FigueroaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Lawrence P. FlynnOppenheimer & Co. Inc.
- Jeffrey D. FontesMerrill Lynch, Pierce, Fenner & Smith Incorporated
- William J. Ford IIICitizens Securities, Inc.
- Kyle ForsleyStrategic Advisers LLC
- Elizabeth A. ForsytheMorgan Stanley
- Robert R. Fournier Jr.Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Michael G. FoxCommonwealth Financial Network · Chartered Financial Consultant
- Patrick FrankeRaymond James & Associates, Inc.
- J. Andrew FrazeeStrategic Advisers LLC
- Samantha J. FrimodigMorgan Stanley
- Jonathan L. GalegoNorthwestern Mutual Investment Services, LLC
- Kevin D. GatesEagle Strategies LLC
- Michael C. GaulinStrategic Advisers LLC · Certified Financial Planner
- Corey E. GavinMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Debra-Ann E. GeboMorgan Stanley
- Russell O. GentnerMorgan Stanley
- William J. GeorgeStrategic Advisers LLC
- John GersbeckStrategic Advisers LLC
- Laura GiarrussoMorgan Stanley
- Sean M. GilesStrategicpoint Investment Advisors LLC
- Eric C. GladneyWells Fargo Clearing Services, LLC
- Erik GlowackiMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Janet M. GogliaUBS Financial Services Inc.
- Louis P. GoldmanMorgan Stanley
- Kenneth E. GoodreauCanton Hathaway LLC
- Christopher E. GoulartMorgan Stanley
- Tyler GrandchampMorgan Stanley
- Benjamin S. GreeneCharles Schwab & Co., Inc. · Certified Financial Planner
- James W. Griffin Jr.Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Glenn A. GrilliMerrill Lynch, Pierce, Fenner & Smith Incorporated
- William HagertyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Nathaniel B. HahnBrown, Lisle/Cummings, Inc. · Certified Financial Planner
- Samuel H. Hallowell Jr.Van Liew Capital Inc.
- Jeffrey K. HannaCitizens Securities, Inc. · Certified Financial Planner, Chartered Financial Analyst
- Jason A. HantmanMorgan Stanley
- William A. HarigTiaa-Cref Individual & Institutional Services, LLC
- Chancellor F. HarkinsCommonwealth Financial Network · Certified Financial Planner
- Lauryn M. HarperMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Dorothy A. HartnettMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Nelson L. Hawkins Jr.Wells Fargo Clearing Services, LLC
- Joseph J. HealyVan Liew Capital Inc.
- Jennifer E. HickneyUBS Financial Services Inc.
- Nathan J. HickneyUBS Financial Services Inc.
- Caryn B. HodgesMorgan Stanley
- Gregory HoughtonStrategic Advisers LLC
- Robert A. HovanMorgan Stanley
- Jonathan C. HoyLasalle St. Investment Advisors, L.L.C.
- Peter M. HuntParsons Capital Management Inc.
- Robert J. InsanaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- David A. IzziBrown, Lisle/Cummings, Inc.
- Peter A. Jacavone Jr.Barrett & Company
- Linda J. JamisonParsons Capital Management Inc.
- Ricardo A. JesuinoCitizens Securities, Inc.
- Brandi-Leigh JoaquinRBC Capital Markets, LLC
- Ashley M. JordanStrategic Advisers LLC
- Nir KaissarUnison · Chartered Financial Analyst
- Christopher KearStrategic Advisers LLC
- Dillon KeeneyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Nathan KeeneyStrategic Advisers LLC
- Daniel P. KennedyRBC Capital Markets, LLC
- Shawn KenneyStrategic Advisers LLC
- Maureen E. KerriganRBC Capital Markets, LLC
- Piseth KhuonStrategic Advisers LLC
- George F. KilbornWorld Investment Advisors, LLC · Chartered Financial Analyst
- Ryann N. KilgoreUBS Financial Services Inc.
- Natasha B. KoprivicaClearbrook Investment Consulting LLC
- Denise I. KowalewskiUBS Financial Services Inc.
- Leonid KozyrevStrategic Advisers LLC · Certified Financial Planner
- Jonathan D. KuczmarskiEfficient Capital Strategies, LLC
- Daniel C. KuhnMorgan Stanley · Certified Financial Planner
- Christopher LambertiStrategic Advisers LLC
- Joel A. LamoureuxPfs Investments Inc.
- John H. Lane VMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jeffrey M. LangloisMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Maura K. LarsonStrategic Advisers LLC
- Brennan W. LathamMorgan Stanley
- Sarah L. LavigneMorgan Stanley
- Gregory J. LavineParsons Capital Management Inc. · Certified Financial Planner, Chartered Financial Analyst
- Tiffani L. LearyCharles Schwab & Co., Inc.
- Patrick T. LebeauMorgan Stanley · Certified Financial Planner
- Gina M. LeclairMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Christopher LeclercStrategic Advisers LLC
- Karen B. LemkeEdward Jones
- Ryan D. LepageMorgan Stanley
- Eric LepineStrategic Advisers LLC
- Kyle J. LepleyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Susan B. LevasseurMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Scott B. LevinsonStrategic Advisers LLC
- Fla Lewis IIIWeybosset Research & Management, LLC
- Jenna M. LewisErnst & Young Investment Advisers LLP
- Thomas W. LionettiStrategic Advisers LLC
- Scott S. LisleBrown, Lisle/Cummings, Inc.
- Andrew A. LissOneamerica Securities, Inc.
- Lisa ListroRBC Capital Markets, LLC
- Cristopher R. Llopiz OsorioCharles Schwab & Co., Inc.
- David T. LockeMorgan Stanley
- Eric T. LoiselleWells Fargo Clearing Services, LLC
- Bryan LopezStrategic Advisers LLC
- Manuel Loureiro IIIMorgan Stanley
- James LynnUBS Financial Services Inc.
- John T. MacdonaldStrategic Advisers LLC
- Shane D. MaddenMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Courtney E. MahoneyRBC Capital Markets, LLC
- William R. MahoneyLPL Financial LLC
- Bernard A. ManchesterMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Erik S. ManchesterNewman Dignan & Sheerar, Inc. · Certified Financial Planner
- Nikolaos J. ManousosMML Investors Services, LLC
- Matthew V. MarcantonioMorgan Stanley
- Christopher H. MarcelloStrategic Advisers LLC · Certified Financial Planner
- Sarah R. MarchandMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Lucas MariottiStrategic Advisers LLC
- Glen P. MartinF L Putnam Investment Management Co. · Certified Financial Planner
- Marcio MartinsTiaa-Cref Individual & Institutional Services, LLC
- Dallas L. MashburnStrategic Advisers LLC
- Pierre-Henry MasoinMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Richard MasucciMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Kyra MatteraMorgan Stanley
- Corey J. MaxwellMerrill Lynch, Pierce, Fenner & Smith Incorporated
- David McAndrewMorgan Stanley
- Mark McAndrewMorgan Stanley
- Timothy G. McCahanNorthwestern Mutual Investment Services, LLC
- Brendan P. McCarthyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Michael K. McDevittMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Thomas R. McDonoughMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Brant P. McGettrickMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Joseph H. McGinn Jr.Brown, Lisle/Cummings, Inc. · Certified Financial Planner
- Robert J. McGreenMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Brendan M. McIsaacMorgan Stanley
- Jamie P. McManusMorgan Stanley
- Andrea K. McNamaraWashington Trust Advisors · Certified Financial Planner
- Carrie A. McPhersonAmeriprise Financial Services, LLC
- Ranni McSallyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Charles J. MeansCharles J. Means & Co., LLC
- Adriane B. MedeirosMorgan Stanley
- Lauren MediciMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Michael E. MediciMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Stefen MeeStrategic Advisers LLC
- Kristina M. MelloStrategicpoint Investment Advisors LLC
- Michelle L. MendesNorthwestern Mutual Investment Services, LLC · Chartered Financial Consultant
- William MetayerStrategic Advisers LLC
- Eric MilhouaUBS Financial Services Inc.
- Colin MillerStrategic Advisers LLC
- Jacquelyn M. MillerSantander Securities LLC
- Peter J. Miniati IIIMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Robert P. Moffett IIINewman Dignan & Sheerar, Inc.
- Stephanie MondroMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Ricardo MonteiroCharles Schwab & Co., Inc.
- Paula M. MorrisgrieveRaymond James & Associates, Inc.
- John H. MullenParsons Capital Management Inc.
- Natalie MunnLancaster
- Peter L. MuredduTiaa-Cref Individual & Institutional Services, LLC
- Julio MurgaTiaa-Cref Individual & Institutional Services, LLC
- Louis G. Murphy Jr.Brown, Lisle/Cummings, Inc.
- Kara L. MuselerUBS Financial Services Inc.
- Kyle Y. MushawehLPL Financial LLC
- Douglas R. NaniMorgan Stanley
- Rulla Nehme PontarelliOsaic Wealth, Inc. · Chartered Financial Consultant
- William NewmanNewman Dignan & Sheerar, Inc. · Certified Financial Planner
- Matthew M. NeylandSk Wealth Management, LLC · Chartered Financial Analyst
- Matthew C. NicolelliMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jeremy L. NoesselAmeriprise Financial Services, LLC
- Kevin A. O'ConnorMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jonathan O'MearaStrategic Advisers LLC
- Tricia S. O'NeilRaymond James & Associates, Inc. · Chartered Financial Analyst
- Kevin M. OatesVan Liew Capital Inc.
Other cities in Rhode Island
All of Rhode Island →Warwick 195Riverside 186Johnston 149Cranston 117Smithfield 69Newport 58West Warwick 42East Providence 41Cumberland 31East Greenwich 31Westerly 31Middletown 30North Kingstown 30Lincoln 29Wakefield 28Portsmouth 20Barrington 19North Providence 16Pawtucket 16Coventry 14Bristol 13South Kingstown 13Narragansett 10North Smithfield 10
Questions
How many financial advisors are in Providence, RI?
451 investment adviser representatives are registered at firm offices in Providence, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records. 367 of them are also registered as broker representatives, and 44 list the CFP designation.
Which firm has the most financial advisors in Providence?
Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 105 registered advisors in Providence, followed by Strategic Advisers LLC with 63.
How do I check a financial advisor in Providence?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.