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Financial ADVSR advisor directory · SEC adviser records

Commonwealth Financial Network financial advisors in Providence, RI

Every SEC-registered investment adviser representative at a Commonwealth Financial Network office in Providence, A to Z.

6 registered advisors work at Commonwealth Financial Network in Providence, out of 2,715 at the firm nationwide; it ranks number 12 in the city by advisors. 2 list the CFP designation and 5 are also registered broker representatives.

Commonwealth Financial Network advisors in Providence, A to Z

Every Commonwealth Financial Network advisor →

Commonwealth Financial Network advisors in every city and state →Commonwealth Financial Network: assets, clients and custodians →Commonwealth news and advisor moves →Commonwealth Financial Network payout grid vs. other firms →Advisor Moves: who changed firms this week →

Commonwealth Financial Network advisors in other cities

Waltham, MA 160San Diego, CA 67Glastonbury, CT 51Overland Park, KS 28Rochester, NY 27Needham, MA 24Worcester, MA 23Dallas, TX 19Danvers, MA 17Shelton, CT 17Wilmington, NC 17New York, NY 16Pittsford, NY 16Roanoke, VA 16Burlington, MA 15

Other firms in Providence

All Providence advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 105Strategic Advisers LLC 63Morgan Stanley 59UBS Financial Services Inc. 23RBC Capital Markets, LLC 17Parsons Capital Management Inc. 11Tiaa-Cref Individual & Institutional Services, LLC 10Ameriprise Financial Services, LLC 9Brown, Lisle/Cummings, Inc. 8Charles Schwab & Co., Inc. 8Wells Fargo Clearing Services, LLC 8LPL Financial LLC 6

Questions

How many financial advisors does Commonwealth Financial Network have in Providence?

6 investment adviser representatives are registered at Commonwealth Financial Network offices in Providence, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 2,715 nationwide. 2 list the CFP designation and 5 are also registered as broker representatives.

Is Commonwealth Financial Network one of the largest advisor employers in Providence?

Commonwealth Financial Network ranks number 12 in Providence by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 105.

How do I check a Commonwealth Financial Network advisor in Providence?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Commonwealth Financial Network office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.