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Financial ADVSR advisor directory · SEC adviser records

Brown, Lisle/Cummings, Inc. financial advisors in Providence, RI

Every SEC-registered investment adviser representative at a Brown, Lisle/Cummings, Inc. office in Providence, A to Z.

The short answer

8 registered advisors work at Brown, Lisle/Cummings, Inc. in Providence, out of 8 at the firm nationwide; it ranks number 9 in the city by advisors. 2 list the CFP designation and 8 are also registered broker representatives.

Brown, Lisle/Cummings, Inc. advisors in Providence, A to Z

Every Brown, Lisle/Cummings, Inc. advisor →

Brown, Lisle/Cummings, Inc. advisors in every city and state →Brown, Lisle/Cummings, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Providence

All Providence advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 105Strategic Advisers LLC 63Morgan Stanley 59UBS Financial Services Inc. 23RBC Capital Markets, LLC 17Parsons Capital Management Inc. 11Tiaa-Cref Individual & Institutional Services, LLC 10Ameriprise Financial Services, LLC 9Charles Schwab & Co., Inc. 8Wells Fargo Clearing Services, LLC 8Commonwealth Financial Network 6LPL Financial LLC 6

Questions

How many financial advisors does Brown, Lisle/Cummings, Inc. have in Providence?

8 investment adviser representatives are registered at Brown, Lisle/Cummings, Inc. offices in Providence, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 8 nationwide. 2 list the CFP designation and 8 are also registered as broker representatives.

Is Brown, Lisle/Cummings, Inc. one of the largest advisor employers in Providence?

Brown, Lisle/Cummings, Inc. ranks number 9 in Providence by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 105.

How do I check a Brown, Lisle/Cummings, Inc. advisor in Providence?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Brown, Lisle/Cummings, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.