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Financial ADVSR advisor directory · SEC adviser records

Morgan Stanley financial advisors in Providence, RI

Every SEC-registered investment adviser representative at a Morgan Stanley office in Providence, A to Z.

59 registered advisors work at Morgan Stanley in Providence, out of 22,085 at the firm nationwide; it ranks number 3 in the city by advisors. 2 list the CFP designation and 59 are also registered broker representatives.

Morgan Stanley advisors in Providence, A to Z

Every Morgan Stanley advisor →

Morgan Stanley advisors in other cities

New York, NY 2,203Chicago, IL 619Purchase, NY 589Atlanta, GA 449San Francisco, CA 448Miami, FL 437Boston, MA 368Houston, TX 320Tampa, FL 308Alpharetta, GA 302Morristown, NJ 258Dallas, TX 239Washington, DC 219Garden City, NY 210Los Angeles, CA 208

Other firms in Providence

All Providence advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 105Strategic Advisers LLC 63UBS Financial Services Inc. 23RBC Capital Markets, LLC 17Parsons Capital Management Inc. 11Tiaa-Cref Individual & Institutional Services, LLC 10Ameriprise Financial Services, LLC 9Brown, Lisle/Cummings, Inc. 8Charles Schwab & Co., Inc. 8Wells Fargo Clearing Services, LLC 8Commonwealth Financial Network 6LPL Financial LLC 6

Questions

How many financial advisors does Morgan Stanley have in Providence?

59 investment adviser representatives are registered at Morgan Stanley offices in Providence, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 22,085 nationwide. 2 list the CFP designation and 59 are also registered as broker representatives.

Is Morgan Stanley one of the largest advisor employers in Providence?

Morgan Stanley ranks number 3 in Providence by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 105.

How do I check a Morgan Stanley advisor in Providence?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Morgan Stanley office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.