Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Providence, RI
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Providence, A to Z.
The short answer
23 registered advisors work at UBS Financial Services Inc. in Providence, out of 8,475 at the firm nationwide; it ranks number 4 in the city by advisors. 1 list the CFP designation and 23 are also registered broker representatives.
UBS Financial Services Inc. advisors in Providence, A to Z
Every UBS Financial Services Inc. advisor →- Jenny B. AnderssonAlso a broker rep
- Lauren M. BrennanAlso a broker rep
- Cody M. BurnettAlso a broker rep
- Bryan CollinsAlso a broker rep
- Peter J. Corsi Jr.Also a broker rep
- Hana CoutureAlso a broker rep
- Elizabeth CumminsAlso a broker rep
- Neal B. EngesetterAlso a broker rep
- Janet M. GogliaAlso a broker rep
- Jennifer E. HickneyAlso a broker rep
- Nathan J. HickneyAlso a broker rep
- Ryann N. KilgoreAlso a broker rep
- Denise I. KowalewskiAlso a broker rep
- James LynnAlso a broker rep
- Eric MilhouaAlso a broker rep
- Kara L. MuselerAlso a broker rep
- Antonio L. OliveiraAlso a broker rep
- Nancy A. PasquarielloAlso a broker rep
- Katie L. RanneyAlso a broker rep
- Thomas J. Sheehan Jr.Also a broker rep
- Joseph P. TamburiniAlso a broker rep
- Gregory A. VoigtAlso a broker rep
- Gary L. ZahakosCertified Financial Planner · Also a broker rep
UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →
UBS Financial Services Inc. advisors in other cities
New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115
Other firms in Providence
All Providence advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 105Strategic Advisers LLC 63Morgan Stanley 59RBC Capital Markets, LLC 17Parsons Capital Management Inc. 11Tiaa-Cref Individual & Institutional Services, LLC 10Ameriprise Financial Services, LLC 9Brown, Lisle/Cummings, Inc. 8Charles Schwab & Co., Inc. 8Wells Fargo Clearing Services, LLC 8Commonwealth Financial Network 6LPL Financial LLC 6
Questions
How many financial advisors does UBS Financial Services Inc. have in Providence?
23 investment adviser representatives are registered at UBS Financial Services Inc. offices in Providence, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 1 list the CFP designation and 23 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Providence?
UBS Financial Services Inc. ranks number 4 in Providence by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 105.
How do I check a UBS Financial Services Inc. advisor in Providence?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.