Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Chicago, IL
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Chicago, A to Z.
The short answer
173 registered advisors work at UBS Financial Services Inc. in Chicago, out of 9,018 at the firm nationwide; it ranks number 8 in the city by advisors. 5 list the CFP designation and 173 are also registered broker representatives.
UBS Financial Services Inc. advisors in Chicago, A to Z
Every UBS Financial Services Inc. advisor →- Stephanie M. AilorAlso a broker rep
- Luke AllisonAlso a broker rep
- William L. Altman Jr.Also a broker rep
- Alan ArrietaAlso a broker rep
- Rafael M. BalanquetAlso a broker rep
- Robert M. BanasAlso a broker rep
- Cheryl Barker- HarwoodAlso a broker rep
- Laurie P. BarryAlso a broker rep
- Jean BeaudoinAlso a broker rep
- Judith H. BerlinAlso a broker rep
- Ann W. BjerkeAlso a broker rep
- Danielle J. BlaserAlso a broker rep
- Noelle M. BondAlso a broker rep
- David A. BoudreauAlso a broker rep
- Ryan A. BregerAlso a broker rep
- Grant P. BrownAlso a broker rep
- David BucciAlso a broker rep
- Michael C. BuckleyAlso a broker rep
- Patrick J. Burke Jr.Also a broker rep
- Jeffrey A. ByrnesAlso a broker rep
- Tawana CampbellAlso a broker rep
- Patricia A. Camper EvittsAlso a broker rep
- Allen G. Carter Jr.Also a broker rep
- Anna G. CerasoAlso a broker rep
- Everly ChampionAlso a broker rep
- Aaron A. ClarkAlso a broker rep
- Heather L. ClarkAlso a broker rep
- John A. CochraneAlso a broker rep
- Deron S. ColemanAlso a broker rep
- Tyler C. CoupeAlso a broker rep
- Danielle D'ArcyAlso a broker rep
- Tina C. De GanteAlso a broker rep
- David J. DentlerAlso a broker rep
- Drew A. DombrowskiAlso a broker rep
- Zachary DrausChartered Financial Consultant · Also a broker rep
- Donald P. DresselAlso a broker rep
- Anthony DuboseCertified Financial Planner · Also a broker rep
- Douglas R. EatonAlso a broker rep
- Grant EllingtonAlso a broker rep
- Michael G. EllingtonAlso a broker rep
- Karl N. EngebretsonAlso a broker rep
- Joseph M. EspositoAlso a broker rep
- Emily C. EttieAlso a broker rep
- Jack FarrellAlso a broker rep
- David E. FitchAlso a broker rep
- Lucia R. FiumaraAlso a broker rep
- Vincenzo C. FiumaraAlso a broker rep
- Clare Marie M. FlynnAlso a broker rep
- Robert W. FoersterlingAlso a broker rep
- Benjamin FonsecaAlso a broker rep
- Julie A. FordAlso a broker rep
- Henry F. FreedmanAlso a broker rep
- Adam J. FuellemanChartered Financial Analyst · Also a broker rep
- Lily M. GilbertsonAlso a broker rep
- Joseph M. Glasby VIAlso a broker rep
- Gregory D. GlymanAlso a broker rep
- Jonathan A. GlymanAlso a broker rep
- Jillian L. GodoyAlso a broker rep
- Karen GordonAlso a broker rep
- Katherine GossardAlso a broker rep
- Christopher M. GreeneAlso a broker rep
- Austin GreerAlso a broker rep
- Dashawn GumbsAlso a broker rep
- Alfred HarveyAlso a broker rep
- Erik M. HeldAlso a broker rep
- Richard M. HeldAlso a broker rep
- Catherine HildebrandAlso a broker rep
- Cara HillAlso a broker rep
- David A. HirschAlso a broker rep
- David C. HodgesCertified Financial Planner · Also a broker rep
- Gregory W. HohensteinAlso a broker rep
- Chad HoretskiAlso a broker rep
- Alice L. HurlAlso a broker rep
- Rachel D. IronsCertified Financial Planner · Also a broker rep
- John D. Irwin Jr.Also a broker rep
- Tanja IvovicAlso a broker rep
- John D. JacobsAlso a broker rep
- Madeline R. KahnAlso a broker rep
- George P. KaralekasAlso a broker rep
- Charles J. KaufmannAlso a broker rep
- Bridgid C. KellyAlso a broker rep
- James C. KellyAlso a broker rep
- Pamela L. KellyAlso a broker rep
- Jonathan N. KhosaAlso a broker rep
- Katherine KlempenAlso a broker rep
- Jack S. KorchekAlso a broker rep
- Koy KosekCertified Financial Planner · Also a broker rep
- Jack D. KraayAlso a broker rep
- Stephen G. KulaAlso a broker rep
- Ivy R. LeggeroAlso a broker rep
- Nicholas C. LomaglioAlso a broker rep
- Matthew B. LudingtonAlso a broker rep
- Alejandro J. LunaAlso a broker rep
- Nicole K. LyonsAlso a broker rep
- Jay M. MaltbyAlso a broker rep
- Arianne C. MarriottAlso a broker rep
- Frank McCannon IIIAlso a broker rep
- James D. McCollCertified Financial Planner · Also a broker rep
- Christopher R. McCormickAlso a broker rep
- Matthew McNerneyAlso a broker rep
- Patrick H. MillianAlso a broker rep
- Max W. MontgomeryAlso a broker rep
- Samuel A. MoroniAlso a broker rep
- Christian B. MorrisAlso a broker rep
- Matthew C. MorrisChartered Financial Analyst · Also a broker rep
- Joanna MorrisonAlso a broker rep
- Jeffrey R. MosterAlso a broker rep
- Abiagil G. MurphyAlso a broker rep
- Martha M. NaselliAlso a broker rep
- Bradley E. NassarAlso a broker rep
- Charles P. NewmanAlso a broker rep
- Matthew T. NorwoodAlso a broker rep
- Patrick H. OconnellAlso a broker rep
- Claire E. OlsonAlso a broker rep
- Kirk J. OngmanAlso a broker rep
- Milan OutarsinghAlso a broker rep
- Andrew J. PalmerAlso a broker rep
- Mario N. PantaleoAlso a broker rep
- Louis D. PasterAlso a broker rep
- Chris N. PaterakosAlso a broker rep
- Nick C. PaterakosAlso a broker rep
- Brian R. PolereckyAlso a broker rep
- Carlos R. PonceAlso a broker rep
- Teesha M. QuarteyAlso a broker rep
- Frank F. QuinnAlso a broker rep
- Nora QuinnAlso a broker rep
- Aubrey R. RameyAlso a broker rep
- Linda A. RamirezAlso a broker rep
- Jacob M. RichmondAlso a broker rep
- William M. RingwoodAlso a broker rep
- Kevin RobsonAlso a broker rep
- Jeffrey K. RondiniAlso a broker rep
- Mark A. RosenbergAlso a broker rep
- Kristan M. RowlandChartered Financial Analyst · Also a broker rep
- Sarah R. RubyAlso a broker rep
- Amy L. RyanAlso a broker rep
- Mason G. SagerAlso a broker rep
- Dean L. ScarpaAlso a broker rep
- Grant W. SchenkAlso a broker rep
- John W. SchmittAlso a broker rep
- John W. ScovilleAlso a broker rep
- Neelam SethAlso a broker rep
- Ortal ShacharAlso a broker rep
- Jeremy T. ShullAlso a broker rep
- Cameron N. SlabbertAlso a broker rep
- Stephen D. SmithAlso a broker rep
- Martin SosnaAlso a broker rep
- Andres SotomayorAlso a broker rep
- John S. SpillaneAlso a broker rep
- Therese E. StankoAlso a broker rep
- Patrick T. StauntonAlso a broker rep
- Nicholas M. StellAlso a broker rep
- Thomas A. StillerAlso a broker rep
- Paul G. TashimaAlso a broker rep
- Patrick D. ThompsonAlso a broker rep
- Ronan R. TipanAlso a broker rep
- Craig E. TomasinoAlso a broker rep
- Anthony R. TramonteAlso a broker rep
- Jonathan S. TraubAlso a broker rep
- Mallory M. VacekAlso a broker rep
- Raymond N. ValdiviaAlso a broker rep
- Adam ValentiniAlso a broker rep
- Shawn Y. ValukasAlso a broker rep
- Peter Van NiceAlso a broker rep
- Alexander R. VandermeerAlso a broker rep
- John R. VerbekeAlso a broker rep
- Lidia L. VillalobosAlso a broker rep
- Mofolarin M. Walter-JohnsonAlso a broker rep
- Kenneth L. WaltonAlso a broker rep
- Monty L. WamboldAlso a broker rep
- David B. WolkeAlso a broker rep
- Limei YuAlso a broker rep
- Kristen J. ZaharskiAlso a broker rep
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UBS Financial Services Inc. advisors in other cities
New York, NY 1,025Weehawken, NJ 623San Francisco, CA 217Cincinnati, OH 203Houston, TX 202Boston, MA 187Charlotte, NC 152Los Angeles, CA 149Atlanta, GA 148Dallas, TX 145Miami, FL 139Coral Gables, FL 134Denver, CO 131San Diego, CA 127Washington, DC 124
Other firms in Chicago
All Chicago advisors →Morgan Stanley 557J.P. Morgan Securities LLC 549Hightower Advisors, LLC 448Merrill Lynch, Pierce, Fenner & Smith Incorporated 448William Blair 261Bankers Life Advisory Services, Inc. 229Nuveen Asset Management, LLC 219Neuberger Berman Bd LLC 108Wells Fargo Clearing Services, LLC 107LPL Financial LLC 104Strategic Advisers LLC 95Cresset Asset Management, LLC 93
Questions
How many financial advisors does UBS Financial Services Inc. have in Chicago?
173 investment adviser representatives are registered at UBS Financial Services Inc. offices in Chicago, Illinois, according to the SEC's Investment Adviser Public Disclosure records, out of 9,018 nationwide. 5 list the CFP designation and 173 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Chicago?
UBS Financial Services Inc. ranks number 8 in Chicago by registered advisors; Morgan Stanley has the most, with 557.
How do I check a UBS Financial Services Inc. advisor in Chicago?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.