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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Coral Gables, FL

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Coral Gables, A to Z.

The short answer

115 registered advisors work at UBS Financial Services Inc. in Coral Gables, out of 8,476 at the firm nationwide; it ranks number 1 in the city by advisors. 2 list the CFP designation and 115 are also registered broker representatives.

UBS Financial Services Inc. advisors in Coral Gables, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Denver, CO 121San Diego, CA 121Washington, DC 118

Other firms in Coral Gables

All Coral Gables advisors →

Morgan Stanley 103Raymond James & Associates, Inc. 80Merrill Lynch, Pierce, Fenner & Smith Incorporated 74Wells Fargo Clearing Services, LLC 56Oppenheimer & Co. Inc. 35Bradesco Global Advisors 23Snowden Capital Advisors LLC 21Amerant Investments, Inc. 19Evensky & Katz/Foldes Wealth Management 19We Family Offices 19Stifel, Nicolaus & Company, Incorporated 17Charles Schwab & Co., Inc. 15

Questions

How many financial advisors does UBS Financial Services Inc. have in Coral Gables?

115 investment adviser representatives are registered at UBS Financial Services Inc. offices in Coral Gables, Florida, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 2 list the CFP designation and 115 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Coral Gables?

UBS Financial Services Inc. ranks number 1 in Coral Gables by registered advisors, ahead of Morgan Stanley (103).

How do I check a UBS Financial Services Inc. advisor in Coral Gables?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.