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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Los Angeles, CA

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Los Angeles, A to Z.

The short answer

133 registered advisors work at UBS Financial Services Inc. in Los Angeles, out of 8,476 at the firm nationwide; it ranks number 6 in the city by advisors. 0 list the CFP designation and 133 are also registered broker representatives.

UBS Financial Services Inc. advisors in Los Angeles, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121Washington, DC 118

Other firms in Los Angeles

All Los Angeles advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 341J.P. Morgan Securities LLC 308Capital Client Group, Inc. 288Morgan Stanley 199Lido 186Wells Fargo Clearing Services, LLC 127Rockefeller Financial LLC 98Seia 71Capital Group Private Client Services, Inc. 70MML Investors Services, LLC 58Strategic Advisers LLC 55RBC Securities, Inc. 49

Questions

How many financial advisors does UBS Financial Services Inc. have in Los Angeles?

133 investment adviser representatives are registered at UBS Financial Services Inc. offices in Los Angeles, California, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 0 list the CFP designation and 133 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Los Angeles?

UBS Financial Services Inc. ranks number 6 in Los Angeles by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 341.

How do I check a UBS Financial Services Inc. advisor in Los Angeles?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.