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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Los Angeles, CA

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Los Angeles, A to Z.

The short answer

315 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Los Angeles, out of 22,881 at the firm nationwide; it ranks number 1 in the city by advisors. 1 list the CFP designation and 315 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Los Angeles, A to Z

Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in every city and state →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news and advisor moves →Merrill Lynch, Pierce, Fenner & Smith Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities

New York, NY 2,514Jacksonville, FL 679Pennington, NJ 556Chicago, IL 475Charlotte, NC 428Houston, TX 379Boston, MA 338Chandler, AZ 300Miami, FL 276Atlanta, GA 259Dallas, TX 239San Francisco, CA 218Riverside, RI 198Newport Beach, CA 191Washington, DC 177

Other firms in Los Angeles

All Los Angeles advisors →

J.P. Morgan Securities LLC 308Capital Client Group, Inc. 288Morgan Stanley 199Lido 186UBS Financial Services Inc. 137Wells Fargo Clearing Services, LLC 127Rockefeller Financial LLC 98Seia 71Capital Group Private Client Services, Inc. 70MML Investors Services, LLC 58Strategic Advisers LLC 55RBC Securities, Inc. 49

Questions

How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Los Angeles?

315 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Los Angeles, California, according to the SEC's Investment Adviser Public Disclosure records, out of 22,881 nationwide. 1 list the CFP designation and 315 are also registered as broker representatives.

Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Los Angeles?

Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 1 in Los Angeles by registered advisors, ahead of J.P. Morgan Securities LLC (308).

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Los Angeles?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.