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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in New York, NY

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in New York, A to Z.

The short answer

2,429 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, out of 22,882 at the firm nationwide; it ranks number 1 in the city by advisors. 4 list the CFP designation and 2,428 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in New York, A to Z (first 500 of 2,429)

Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in every city and state →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news and advisor moves →Merrill Lynch, Pierce, Fenner & Smith Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities

Jacksonville, FL 719Pennington, NJ 569Chicago, IL 448Charlotte, NC 434Houston, TX 364Boston, MA 324Los Angeles, CA 315Chandler, AZ 309Miami, FL 272Atlanta, GA 271Dallas, TX 233San Francisco, CA 215Newport Beach, CA 190Riverside, RI 175Washington, DC 170

Other firms in New York

All New York advisors →

Morgan Stanley 2,084J.P. Morgan Securities LLC 1,919UBS Financial Services Inc. 935Citigroup Global Markets Inc. 591Neuberger Berman Bd LLC 480Cerity Partners LLC 353Wells Fargo Clearing Services, LLC 329Equitable Advisors, LLC 304Oppenheimer & Co. Inc. 213MML Investors Services, LLC 162Rockefeller Financial LLC 159RBC Capital Markets, LLC 150

Questions

How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in New York?

2,429 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in New York, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 22,882 nationwide. 4 list the CFP designation and 2,428 are also registered as broker representatives.

Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in New York?

Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 1 in New York by registered advisors, ahead of Morgan Stanley (2,084).

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.