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Financial ADVSR advisor directory · SEC adviser records

Wells Fargo Clearing Services, LLC financial advisors in New York, NY

Every SEC-registered investment adviser representative at a Wells Fargo Clearing Services, LLC office in New York, A to Z.

The short answer

324 registered advisors work at Wells Fargo Clearing Services, LLC in New York, out of 13,134 at the firm nationwide; it ranks number 8 in the city by advisors. 23 list the CFP designation and 324 are also registered broker representatives.

Wells Fargo Clearing Services, LLC advisors in New York, A to Z

Every Wells Fargo Clearing Services, LLC advisor →

Wells Fargo Clearing Services, LLC advisors in every city and state →Wells Fargo Clearing Services, LLC: assets, clients and custodians →Wells Fargo news and advisor moves →Wells Fargo Clearing Services, LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

Wells Fargo Clearing Services, LLC advisors in other cities

St. Louis, MO 712Charlotte, NC 342Salt Lake City, UT 201Minneapolis, MN 196San Diego, CA 170Houston, TX 167Scottsdale, AZ 147Irvine, CA 135Walnut Creek, CA 135Los Angeles, CA 127McLean, VA 119Seattle, WA 116Richmond, VA 114Fort Worth, TX 112Boca Raton, FL 110

Other firms in New York

All New York advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 2,514Morgan Stanley 2,116J.P. Morgan Securities LLC 1,933UBS Financial Services Inc. 953Citigroup Global Markets Inc. 624Neuberger Berman Bd LLC 508Cerity Partners LLC 363Equitable Advisors, LLC 313Oppenheimer & Co. Inc. 223MML Investors Services, LLC 161Rockefeller Financial LLC 159RBC Capital Markets, LLC 158

Questions

How many financial advisors does Wells Fargo Clearing Services, LLC have in New York?

324 investment adviser representatives are registered at Wells Fargo Clearing Services, LLC offices in New York, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 13,134 nationwide. 23 list the CFP designation and 324 are also registered as broker representatives.

Is Wells Fargo Clearing Services, LLC one of the largest advisor employers in New York?

Wells Fargo Clearing Services, LLC ranks number 8 in New York by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 2,514.

How do I check a Wells Fargo Clearing Services, LLC advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wells Fargo Clearing Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.