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Financial ADVSR advisor directory · SEC adviser records

Wells Fargo Clearing Services, LLC financial advisors in Los Angeles, CA

Every SEC-registered investment adviser representative at a Wells Fargo Clearing Services, LLC office in Los Angeles, A to Z.

The short answer

119 registered advisors work at Wells Fargo Clearing Services, LLC in Los Angeles, out of 13,135 at the firm nationwide; it ranks number 7 in the city by advisors. 8 list the CFP designation and 119 are also registered broker representatives.

Wells Fargo Clearing Services, LLC advisors in Los Angeles, A to Z

Every Wells Fargo Clearing Services, LLC advisor →

Wells Fargo Clearing Services, LLC advisors in every city and state →Wells Fargo Clearing Services, LLC: assets, clients and custodians →Wells Fargo news and advisor moves →Wells Fargo Clearing Services, LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

Wells Fargo Clearing Services, LLC advisors in other cities

St. Louis, MO 676Charlotte, NC 395New York, NY 329Salt Lake City, UT 210Minneapolis, MN 194San Diego, CA 167Houston, TX 161Scottsdale, AZ 138Irvine, CA 136Walnut Creek, CA 128McLean, VA 124Raleigh, NC 123Fort Worth, TX 117Richmond, VA 113Seattle, WA 113

Other firms in Los Angeles

All Los Angeles advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 315J.P. Morgan Securities LLC 291Capital Client Group, Inc. 276Morgan Stanley 194Lido 161UBS Financial Services Inc. 133Rockefeller Financial LLC 96Seia 73Capital Group Private Client Services, Inc. 68Strategic Advisers LLC 58MML Investors Services, LLC 53Equitable Advisors, LLC 46

Questions

How many financial advisors does Wells Fargo Clearing Services, LLC have in Los Angeles?

119 investment adviser representatives are registered at Wells Fargo Clearing Services, LLC offices in Los Angeles, California, according to the SEC's Investment Adviser Public Disclosure records, out of 13,135 nationwide. 8 list the CFP designation and 119 are also registered as broker representatives.

Is Wells Fargo Clearing Services, LLC one of the largest advisor employers in Los Angeles?

Wells Fargo Clearing Services, LLC ranks number 7 in Los Angeles by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 315.

How do I check a Wells Fargo Clearing Services, LLC advisor in Los Angeles?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wells Fargo Clearing Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.