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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Chicago, IL

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Chicago, A to Z.

The short answer

448 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Chicago, out of 22,881 at the firm nationwide; it ranks number 3 in the city by advisors. 2 list the CFP designation and 448 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Chicago, A to Z

Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in every city and state →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news and advisor moves →Merrill Lynch, Pierce, Fenner & Smith Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities

New York, NY 2,514Jacksonville, FL 679Pennington, NJ 556Charlotte, NC 428Houston, TX 379Los Angeles, CA 341Boston, MA 338Chandler, AZ 300Miami, FL 276Atlanta, GA 259Dallas, TX 239San Francisco, CA 218Riverside, RI 198Newport Beach, CA 191Washington, DC 177

Other firms in Chicago

All Chicago advisors →

Morgan Stanley 590J.P. Morgan Securities LLC 570Hightower Advisors, LLC 364William Blair 270Bankers Life Advisory Services, Inc. 242Nuveen Asset Management, LLC 219UBS Financial Services Inc. 183Neuberger Berman Bd LLC 110Strategic Advisers LLC 105Wells Fargo Clearing Services, LLC 104LPL Financial LLC 100Rockefeller Financial LLC 90

Questions

How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Chicago?

448 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Chicago, Illinois, according to the SEC's Investment Adviser Public Disclosure records, out of 22,881 nationwide. 2 list the CFP designation and 448 are also registered as broker representatives.

Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Chicago?

Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 3 in Chicago by registered advisors; Morgan Stanley has the most, with 590.

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Chicago?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.