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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Houston, TX

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Houston, A to Z.

The short answer

364 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Houston, out of 22,881 at the firm nationwide; it ranks number 1 in the city by advisors. 2 list the CFP designation and 364 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Houston, A to Z

Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in every city and state →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news and advisor moves →Merrill Lynch, Pierce, Fenner & Smith Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities

New York, NY 2,514Jacksonville, FL 679Pennington, NJ 556Chicago, IL 475Charlotte, NC 428Los Angeles, CA 341Boston, MA 338Chandler, AZ 300Miami, FL 276Atlanta, GA 259Dallas, TX 239San Francisco, CA 218Riverside, RI 198Newport Beach, CA 191Washington, DC 177

Other firms in Houston

All Houston advisors →

Morgan Stanley 304J.P. Morgan Securities LLC 301Valic Financial Advisors, Inc. 213UBS Financial Services Inc. 186Wells Fargo Clearing Services, LLC 161Strategic Advisers LLC 141Ameriprise Financial Services, LLC 136LPL Financial LLC 128Raymond James & Associates, Inc. 86Cetera Investment Advisers LLC 76Pfs Investments Inc. 76Edward Jones 71

Questions

How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Houston?

364 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Houston, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 22,881 nationwide. 2 list the CFP designation and 364 are also registered as broker representatives.

Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Houston?

Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 1 in Houston by registered advisors, ahead of Morgan Stanley (304).

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Houston?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.