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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Houston, TX

Every SEC-registered investment adviser representative at a firm office in Houston, with the firms that employ the most of them.

5,014 registered advisors work in Houston; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (404). 0 list the CFP designation and 3,635 are also registered broker representatives.

Firms with the most advisors in Houston

FirmAdvisors in Houston
Merrill Lynch, Pierce, Fenner & Smith Incorporated news404
Morgan Stanley news320
J.P. Morgan Securities LLC news311
Valic Financial Advisors, Inc.229
UBS Financial Services Inc. news202
Wells Fargo Clearing Services, LLC news173
LPL Financial LLC news144
Ameriprise Financial Services, LLC news143
Strategic Advisers LLC138
Raymond James & Associates, Inc. news90
Pfs Investments Inc.82
Cetera Investment Advisers LLC news77
Edward Jones news70
RBC Capital Markets, LLC news61
Osaic Wealth, Inc. news49
State Farm Investment Management Corp.49
Sunbelt Securities, Inc.49
Equitable Advisors, LLC news47
Corient news40
Charles Schwab & Co., Inc. news39
Oppenheimer & Co. Inc. news37
Symphony Financial, Ltd. Co.37
LPL Enterprise, LLC news36
Americana Partners, LLC35
MML Investors Services, LLC35

Advisors in Houston, A to Z (first 300 of 5,014)

Search all of Texas →

Other cities in Texas

All of Texas →

Dallas 4,082Austin 3,691Plano 3,256San Antonio 1,899Fort Worth 1,700Westlake 1,495Frisco 804The Woodlands 588Southlake 343Sugar Land 331El Paso 266McKinney 241Lubbock 233Katy 225Tyler 219Arlington 207Irving 198Richardson 193Corpus Christi 186Spring 171Amarillo 165Addison 147Allen 147Georgetown 136

Questions

How many financial advisors are in Houston, TX?

5,014 investment adviser representatives are registered at firm offices in Houston, Texas, according to the SEC's Investment Adviser Public Disclosure records. 3,635 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Houston?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 404 registered advisors in Houston, followed by Morgan Stanley with 320.

How do I check a financial advisor in Houston?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.