Broker-dealer firm · St. Louis, MO
Edward Jones
Edward D. Jones & Co., L.P. · SEC-registered investment adviser · CRD 250 · SEC 801-3297
At a glance
Edward Jones is an SEC-registered investment adviser based in St. Louis, Missouri, with $1.0 trillion in regulatory assets under management as of its Form ADV filed September 25, 2026. Its largest client group by assets is individuals, and it reports 4,030,222 individual clients. By Form ADV it is a broker-dealer firm, ranked 3rd of 391 broker-dealer firms and 24th of 17,210 SEC-registered advisers by assets.
Main office 314-515-2000edwardjones.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.01T
- Rank among broker-dealer firms
- #3 of 391
- Rank among all SEC RIAs
- #24 of 17,210
- Rank in Missouri
- #1 of 196
- Individual clients
- 4,030,222
- High-net-worth clients
- 372,771
- Accounts
- 5,630,517
- Discretionary
- 49% of AUM
- Employees
- 36,317
- Advisory staff
- 20,304
- Offices
- 15,121
Owners and executives on its Form ADV
- Penelope PenningtonChief Executive Officer
- Andrew Timothy MiedlerChief Financial Officer
- David ChubakHead of Wealth Management & Field Management
- Keir Devon GumbsChief Legal Officer
- Todd Judson PurdyHead of Operations
- Jennifer A GregoChief Compliance Officer - Broker/dealer
- Kristin Michele JohnsonChief Operating Officer
- David Alexander GunnHead of U.S. Business Unit
- Elizabeth E O'HanlonChief Compliance Officer - Investment Advisor
- Joseph Lawrence KlockeCo-Head of Supervision
- Casey John WhalleyCo-Head of Supervision
Custody and brokerage
2 custodians
- Edward Jones TrustAffiliate of the firm$686B68%
- Edward JonesAffiliate of the firm$327B32%
Other RIAs using Edward Jones TrustOther multi-custodian RIAs
Broker-dealer
Hybrid RIA
Edward Jones is a hybrid RIA: 24,838 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Edward Jones.
- Edward Jones
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 3,657,451 | $613B | 60% |
| High-net-worth individuals | 372,771 | $381B | 38% |
| Corporations or other businesses | 10,848 | $8.1B | <1% |
| Pension and profit sharing plans | 20,833 | $5.4B | <1% |
| Other | 5,375 | $4.8B | <1% |
| Charitable organizations | 2,041 | $858M | <1% |
| Banking or thrift institutions | 1 | $3M | <1% |
Disciplinary disclosures
Edward Jones answers yes to 306 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗edwardjones.com ↗
AtlasMembers
The full record on Edward Jones
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 162 peers of its type and size
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- Owners and executives, with titles and stakes
- 11 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Edward Jones manage?
Edward Jones reports $1.0 trillion in regulatory assets under management across 5,630,517 accounts, 49% of it on a discretionary basis, on its Form ADV filed September 25, 2026.
What kind of firm is Edward Jones?
Edward Jones is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Edward Jones’s clients?
By assets, its largest client types are individuals ($613.2 billion, 3,657,451 clients); high-net-worth individuals ($381.2 billion, 372,771 clients); corporations or other businesses ($8.1 billion, 10,848 clients).
Does Edward Jones have any disciplinary history?
Edward Jones answers yes to 306 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Edward Jones’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →