Chief Compliance Officer - Investment Advisor · Edward Jones
Elizabeth E O'Hanlon
CRD 5834716 · Named on Form ADV at one SEC-registered adviser
At a glance
Edward Jones, an SEC-registered broker-dealer firm based in St. Louis, MO with $1.0 trillion in regulatory assets, lists Elizabeth E O'Hanlon on its Form ADV as Chief Compliance Officer - Investment Advisor.
Firms and roles
- Edward JonesChief Compliance Officer - Investment AdvisorBroker-dealer firm · St. Louis, MO · $1.01T in regulatory assets
AtlasMembers
Elizabeth’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (10)
- Penelope PenningtonChief Executive Officer, Edward Jones
- Andrew Timothy MiedlerChief Financial Officer, Edward Jones
- David ChubakHead of Wealth Management & Field Management, Edward Jones
- Keir Devon GumbsChief Legal Officer, Edward Jones
- Todd Judson PurdyHead of Operations, Edward Jones
5 more people named with Elizabeth on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Elizabeth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.