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RB Vanguard is fulfilling Salim Ramji's May 1 promised renewal of 'Flagship' platinum tier service after it eroded, and he's willing to count non-Vanguard funds against the $1-million minimum for the first timeIN RIA IPO 'probably' coming within two years, dealmaker predictsIN Women Advisor Summit 2026: Get set for 'extraordinary' gathering of industry’s female leaders4K IRS Expands Retirement Plan Error Corrections, Creates New IRA ProgramWM New Options Emerge for Providing Liquidity to Evergreen Fund MarketIN Advisor moves: RBC lands $1B UBS team in PittsburghTA Advisors Have a Big Impact on Long-Term Care Planning: Northwestern MutualIN NFL taps General Atlantic, PE backer of Creative Planning and FartherWM Mariner Wealth Advisors Seeks $150M in Additional Debt for AcquisitionsTA Workers Think They're Financially Healthier Than They Are: Voya

Financial ADVSR advisor directory · SEC adviser records

Financial advisors by firm

How many SEC-registered investment adviser representatives each firm has, and the cities they work in.

The 100 firms with the most advisors

By state and city →
FirmAdvisorsStatesCities
Merrill Lynch, Pierce, Fenner & Smith Incorporated24,120531,680
LPL Financial LLC22,666534,484
Edward Jones22,426515,151
Morgan Stanley22,08552780
Strategic Advisers LLC15,917472,545
Wells Fargo Clearing Services, LLC13,962521,542
J.P. Morgan Securities LLC13,437501,894
Ameriprise Financial Services, LLC12,608522,217
Cetera Investment Advisers LLC9,941532,794
UBS Financial Services Inc.9,01852606
Osaic Wealth, Inc.7,813522,299
State Farm Investment Management Corp.6,919503,494
Raymond James Financial Services Advisors, Inc.6,444531,704
Charles Schwab & Co., Inc.6,28351533
Raymond James & Associates, Inc.5,56251683
MML Investors Services, LLC4,94950970
Equitable Advisors, LLC4,51949897
Wells Fargo Advisors Financial Network, LLC4,06450701
Pfs Investments Inc.3,82551939
Cambridge Investment Research Advisors, Inc.3,799511,476
RBC Capital Markets, LLC3,70048476
Stifel, Nicolaus & Company, Incorporated3,27749398
Thrivent Investment Management Inc.3,014491,061
LPL Enterprise, LLC2,98649931
Fisher Investments2,80832108
Commonwealth Financial Network2,71551859
Robert W. Baird & Co. Incorporated2,52436233
Eagle Strategies LLC2,37949762
Vanguard Advisers, Inc.2,302817
Citigroup Global Markets Inc.2,25421365
Northwestern Mutual Investment Services, LLC2,05348448
Truist Advisory Services, Inc.1,87220429
Empower Advisory Group, LLC1,83850629
Park Avenue Securities LLC1,82945402
Tiaa-Cref Individual & Institutional Services, LLC1,64846347
Schwab Wealth Advisory, Inc.1,62929137
Kestra Advisory Services, LLC1,42945466
Principal Securities, Inc.1,39644442
Janney Montgomery Scott LLC1,29721143
Valic Financial Advisors, Inc.1,20444161
Oppenheimer & Co. Inc.1,13230112
PNC Wealth Management LLC1,09929533
Creative Planning1,08141229
Goldman Sachs Wealth Services, L.P.1,0751871
U.S. Bancorp Advisors, LLC1,07032506
Transamerica Financial Advisors, LLC1,04839184
Rockefeller Financial LLC9982996
Hightower Advisors, LLC98934141
Focus Partners Wealth, LLC98640195
Fifth Third Securities, Inc.96715394
First Command Advisory Services96744248
Wealth Enhancement Advisory Services, LLC95942214
Mariner94143216
Captrust91537159
Private Advisor Group, LLC89936235
Lincoln Investment87239275
Florida Financial Advisors, LLC8591843
Neuberger Berman Bd LLC8141983
Citizens Securities, Inc.74420265
Cerity Partners LLC7432569
Voya Financial Advisors, Inc.71245200
Mercer Global Advisors Inc.70840179
Edelman Financial Engines68339292
D.A. Davidson & Co.66429130
Corient6552868
Cwm, LLC63440163
Blackrock Investment Management, LLC6232673
Key Investment Services LLC61017212
Capital Analysts58532225
Newedge Advisors58541180
Capital Client Group, Inc.5832195
First Trust Advisors LP5632053
&Partners53937146
Ameritas Advisory Services, LLC53036227
Osaic Institutions, Inc.52336315
Td Private Client Wealth LLC51017150
Benjamin F. Edwards & Company, Inc.5093289
Bankers Life Advisory Services, Inc.49639133
Equity Services, Inc.48531127
T. Rowe Price Advisory Services, Inc.4781956
Alliancebernstein L.P.4722051
Independent Financial Group, LLC47140233
Global Retirement Partners LLC47030122
Integrated Wealth Concepts LLC46928164
J. W. Cole Advisors, Inc.46935151
Steward Partners Investment Advisory, LLC46935123
Spc46738196
Hornor, Townsend & Kent, LLC44537169
Beacon Pointe Advisors, LLC4422579
Ae Wealth Management, LLC43944209
Gwn Securities Inc.43428124
Planmember Securities Corporation43229144
Centaurus Financial, Inc.42537167
First Citizens Investor Services, Inc.3962097
Savant Wealth Management3832655
Sanctuary Advisors, LLC38132105
Money Concepts Capital Corp.37435118
Nationwide Investment Advisors, LLC37411
Hantz Financial Services, Inc.372221
Stratos Wealth Partners, Ltd.37126101

More firms, A to Z

Firms with 25 or more registered advisors. Smaller firms are listed on the pages for the cities they work in.

#

1919 Investment Counsel, LLC 2649 Financial 140

A

A.G.p. / Alliance Global Partners 129Abacus Wealth Partners 50Accelerate Retirement 31Accurate Wealth Management, LLC 50Acropolis Investment Management 37Advance Capital Management Inc. 29Advisor Resource Council 85Advisor Share Wealth Management, LLC 49Advisornet Wealth Partners 57Advisors Asset Management, Inc. 116Advisors Capital Management, LLC 61Advisory Alpha, LLC 63Advisory Services Network 244Advisory Solutions Group 41Advocacy Wealth Management, LLC 28Aegis Capital Corp. 99Aegis Wealth Management, Inc. 26Alden Investment Group 36Aldrich Wealth LP 26Alera Investment Advisors, LLC 67Alexander Capital Wealth Management LLC 32Alight Financial Advisors, LLC 60Allegheny Financial Group 27Allspring Funds Management, LLC 85Allstate Financial Advisors, LLC 304Allworth Financial, L.P. 303Ally Invest Advisors 74Alphacore Capital LLC 66Alphastar Capital Management 152Alterna Wealth Management, Inc. 28Altitude Capital Management LLC 34American Century Investments Private Client Group, Inc. 54American Independent Securities Group, LLC 46American Investors Company 28Americana Partners, LLC 50Annex Wealth Management, LLC 97Apella Wealth 105Apollon Wealth Management, LLC 147Appleton Partners, Inc. 31Aprio Wealth Management, LLC 36Arax Advisory Partners 222Archer Investment Corporation 73Arete Wealth Advisors, LLC 147Arkadios Wealth Advisors 222Arvest Wealth Management 184Ascensus Investment Advisors, LLC 43Ascentis Independent Advisors, LLC 49Ashton Thomas Private Wealth 91Ashton Thomas Securities, LLC 37Aspiriant, LLC 68Asset Allocation Strategies, LLC 40Assetmark, Inc. 209Associated Investment Services, Inc. 41Assuredpartners Investment Advisors 25Atcap Partners, LLC 25Ausdal Financial Partners, Inc. 184Avidian Wealth Solutions 42Avior Wealth Management, LLC 64Awm Capital, LLC 28Axxcess Wealth Management, LLC 36

B

B. Riley Wealth Advisors, Inc. 168B.B. Graham & Company, Inc. 34B.O.s.s. Retirement Advisors, LLC 44Badgley Phelps Wealth Managers 28Bahl & Gaynor LLC 25Bailard, Inc. 38Bakeravenue 31Balboa Wealth Partners, Inc. 25Balefire, LLC 35Ballentine Partners 80Barrow Hanley Global Investors 26Bartlett & Co. Wealth Management LLC 28Bay Colony Advisors 28Bbr Partners, LLC 57Bbva Global Wealth Advisors, Inc. 53Bcg Securities, Inc. 34Bci Securities, Inc. 33Beacon Global Advisor Network, LLC 48Beacon Trust 30Belpointe Asset Management LLC 167Berger Financial Group 45Berthel, Fisher & Company Financial Services, Inc. 70Betterment 25Bfc Planning, Inc. 224Bill Few Associates, Inc. 28Bip Wealth, LLC 63Bison Wealth, LLC 58Blackridge Asset Management, LLC 66Blackrock Financial Management, Inc. 30Blacktower Financial Management (Us) LLC 26Blue Horizon Equity, Inc. 26Blueprint Financial Advisors 38Bluespring Wealth Management, LLC 60Bmo Nesbitt Burns Securities Ltd. 32BNY Mellon Securities Corporation 61Bok Financial Private Wealth, Inc. 25Bok Financial Securities, Inc. 131Bolton Securities Corporation 146Boulay Wealth 33Breckinridge Capital Advisors Inc. 26Bridges Investment Management Inc. 30Brighton Jones LLC 154Brookstone Capital Management LLC 323Brookstone Wealth Advisors, LLC 231Brookwood Investment Group 65Bryn Mawr Trust Advisors, LLC 53Btg Pactual Asset Management Us , LLC 61Buck Wealth Strategies, LLC 42Bull Harbor Capital LLC. 27

C

Cain, Watters & Associates, LLC 71Calamos Advisors LLC 41Calamos Wealth Management LLC 36Calton & Associates, Inc. 137Cannon Financial Strategists, Inc. 27Cantor Fitzgerald Investment Advisors 31Cape Investment Advisory, Inc. 33Capita Financial Network, LLC 37Capital Group Private Client Services, Inc. 105Capital Investment Advisors, LLC 55Capital Investment Advisory Services, LLC 100Capitol Securities Management, Inc. 94Carnegie Investment Counsel 37Cary Street Partners 116Cassaday & Company, Inc. 45Cavanal Hill Investment Management, Inc. 31Cbiz Investment Advisory Services, LLC 88Centennial Securities Company, Inc. 37Cerity Partners Retirement Plan Consultants 86Certuity, LLC 25Cetera Planning Partners 309Cg Advisory Services 62Cgn Advisors, LLC 32Charles Schwab Investment Management, Inc. 33Chelsea Advisory Services, Inc. 29Chevy Chase Trust Company 41Chicago Partners Investment Group LLC 55Choreo, LLC 136Cibc Private Wealth Advisors, Inc. 170Citizens Private Wealth 95Cl Wealth Management LLC 42Clear Creek Financial Management, LLC 45Clearbridge Investments, LLC 41Clearstead; Clearstead Advisory Solutions 62Cliftonlarsonallen Wealth Advisors, LLC 89Coastal Bridge Advisors 40Coldstream Wealth Management 136Colliers Securities LLC 25Columbia Management Investment Advisers, LLC 191Compass Financial Management LLC 44Composition Wealth, LLC 74Compound Planning, Inc. 67Concorde Asset Management, LLC 76Concurrent Investment Advisors, LLC 342Confluence Financial Partners 43Connecticut Wealth Management, LLC 50Consolidated Portfolio Review Corp. 64Continuum Advisory, LLC 38Convergence Financial 28Cooper McManus 60Coppell Advisory Solutions LLC 81Copper Financial 38Corda Investment Management, LLC 28Core Planning 60Corecap Advisors 110Cornerstone Advisors Asset Management, LLC 26Cornerstone Wealth 28Cornerstone Wealth Management, LLC 85Creative Financial Designs, Inc. 158Creative Planning Institutional Advisors, LLC 90Creativeone Securities, LLC 128Creativeone Wealth, LLC 209Credit Union Investment Services 223Cresset Asset Management, LLC 201Crestwood Advisors 38Crews & Associates, Inc. 31Cs Planning Corp. 29Csenge Advisory Group, LLC 73Curi Capital, LLC 85Cw Advisors, LLC 95Cwa Asset Management Group 51Cx Institutional, LLC 77

D

Dakota Wealth, LLC 60Dana Investment Advisors Inc. 26Davenport & Company LLC 321Daymark Wealth Partners, LLC 36Delta Investment Management, LLC 25Destination Wealth Management 30Dimensional Fund Advisors LP 236Diversified, LLC 25Diversify Advisory Services, LLC 110Diversify Wealth Management, LLC 77Donaldson Capital Management LLC 42Duncan Financial Planning Advisors 27Dunham 30Dynamic 72

E

Earned Wealth Advisors, LLC 45Eaton Vance Management 98Efg Private Wealth Management (Americas) Corp. 42Efs Advisors 50Elevate Financial Planning And Wealth Management 47Elevation Point Wealth Partners, LLC 55Emerson Equity LLC 82Empirical Wealth Management 63Encompass More Asset Management LLC 81Envestnet Pmc 58Ep Wealth Advisors 326Ernst & Young Investment Advisers LLP 120Essex Financial Services, Inc. 32Ethos Financial Group, LLC 35Evergreen Capital Management LLC 26Everhart Advisors 35Eversource Wealth Advisors, LLC 71Exodus Wealth, LLC 57

F

F L Putnam Investment Management Co. 76Facet 79Fairway Investment Group, LLC 26Farmers Asset Management, LLC 39Farther 328Fbl Wealth Management, LLC 231Federated Global Investment Management Corp. 202Federated Investment Counseling 235Federated Securities Corp. 205Fidelity Institutional Wealth Adviser LLC 36Fiduciary Financial Advisors 48Fifth Third Wealth Advisors LLC 65Financial & Tax Architects, LLC 36Financial Enhancement Group 25Financial Gravity Family Office Services, LLC 32Financial Security Advisory Inc. 28First Advisors National, LLC 79First Citizens Asset Management, Inc. 68First Foundation Advisors 27First Heartland Consultants, Inc. 94First Manhattan Co. LLC 66First National Advisers, LLC 28Fisher\smb 64Flagship Harbor Advisors, LLC 59Flagstar Securities, Inc. 30Focus Advisor Solutions, LLC 36Focus Financial 118Foguth Wealth Management, LLC. 47Forefront 28Fortis Capital Advisors, LLC 68Forum Financial Management, LP 111Forvis Mazars Wealth Advisors, LLC 73Foster & Motley Inc. 26Foster Group, Inc. 60Foundations Investment Advisors LLC 275Founders Financial Alliance, LLC 32Founders Financial Securities LLC 109Fourstar Wealth Advisors, LLC 43Freestone Capital Management, LLC 61Friday Financial 31Frost Investment Advisors, LLC 26Frost Investment Services 153Fsa Advisors, Inc. 26

G

G. A. Repple & Company 33Gallagher Fiduciary Advisors, LLC 112Garden State Investment Advisory Services, LLC 32Gateway Wealth Partners, LLC 101Gc Wealth Management Ria, LLC 32Geneos Wealth Management, Inc. 184Gerber Kawasaki Wealth & Investment Management 38Ghp Investment Advisors Inc. 27Gibbs Wealth Management, LLC 65Gilder Gagnon Howe & Co. LLC 30Girard Advisory Services, LLC 48Gladstone Wealth Partners 105Global Assets Advisory, LLC 28Global View Capital Management LLC 101Golden Reserve Retirement, LLC 25Golden State Wealth Management, LLC 47Good Life Advisors, LLC 75Gradient Advisors, LLC 165Gradient Investments, LLC 27Gradient Securities, LLC 61Great Valley Advisor Group, LLC 200Greenspring Advisors, LLC 38Grimes & Company 36Guardian Wealth Advisors, LLC 30Guggenheim Investments 41

H

Halbert Hargrove 39Hamilton Capital 53Harbor Investment Advisory, LLC 31Harbour Investments, Inc. 239Hartford Funds 43Harvest Investment Services, LLC 28Hazard & Siegel Advisory Services LLC 26Hb Wealth 165Hbks Wealth Advisors 69Hbw Advisory Services LLC 65Hennion & Walsh Asset Management, Inc. 65Henssler Financial 28Herbert J. Sims Capital Management, Inc. 37Highpoint Planning Partners 109Hilltop Securities Asset Management, LLC 25Hilltop Securities Inc. 158Hirtle & Co., LLC 37Horace Mann Investors, Inc. 69Horizon Investments LLC 26Horter Investment Management, LLC 26Hoxton Wealth 40Hsbc Securities (USA) Inc. 355Hub Investment Partners, LLC 111Hudson Housing Capital LLC 26Huntleigh Advisors, Inc. 61

I

Iams Wealth Management, LLC 48Iconiq Capital, LLC 83Ieq Capital, LLC 182Ifg Advisory, LLC 105Iht Wealth Management LLC 156Ima Advisory Services, Inc. 47Impact Partnership Wealth, LLC 88Independence Square Holdings, LLC 39Independent Advisor Alliance, LLC 291Independent Financial Partners 308Independent Solutions Wealth Management, LLC 29Independent Wealth Network, Inc. 31Indivisible Partners 31Infinity Financial Services Advisory 42Ingalls Investment Management, LLC 53Insigneo Advisory Services, LLC 215Inspire Advisors, LLC 72Integrated Advisors Network LLC 76Integrity Advisory Solutions 122Integrity Alliance, LLC. 341Intellicents Investment Solutions Inc. 56Interactive Financial Advisors 32International Assets Investment Management, LLC 121Intrua Financial 35Invesco Advisers, Inc. 186Invst, LLC 25Ip Financial Advisory Services LLC 131Ipg Investment Advisors, LLC 39Ipi Wealth Management, Inc. 67Isc Advisors, Inc. 28Israel Investment Advisors, LLC 25

J

J.P. Morgan Investment Management Inc. 49Jacobi Capital Management, LLC 31Jaffe Tilchin Investment Partners, LLC 37Jefferies Investment Advisers LLC 114Jfg Family Office 31Jfs Wealth Advisors, LLC 30Jmg Financial Group Ltd. 47Jnba Financial Advisors, LLC 28John Hancock Investment Management LLC 169John Hancock Personal Financial Services, LLC 58Johnson Investment Counsel, Inc. 63Johnson Wealth Inc. 73

K

Kayne Anderson Rudnick Investment Management, LLC 34Kcd Financial, Inc. 36Keel Point, LLC 46Kestra Private Wealth Services, LLC 194Keystone Financial Group, LLC 32Kinetic Investment Management, Inc. 32Kingsview Wealth Management, LLC 110Kingswood Wealth Advisors, LLC 119Kintra Wealth, LLC 45Knights Of Columbus Asset Advisors LLC 235Korhorn Financial Group 47Kovack Advisors, Inc. 254Krilogy 60

L

Lanark Financial, Inc. 68Lantern Wealth Advisors, LLC 26Larson Financial Group, LLC 61Lasalle St. Investment Advisors, L.L.c. 158Latitude Advisors, LLC 64Lazard Asset Management LLC 32Lee Financial Company, LLC 31Legacy Wealth Management, LLC 49Level Four Advisory Services 138Lexaurum Advisors 34Lido 299Lifemark Securities Corp. 71Lifeworks Advisors, LLC 42Lnw 55Lombard Advisers Incorporated 32Lord, Abbett & Co. LLC 200Luther King Capital Management Corporation 34

M

M Holdings Securities, Inc. 171Madison Avenue Securities, LLC 93Madison Partners 44Mai Capital Management, LLC 290Maia Wealth 40Main Street Financial Solutions, LLC 40Manning & Napier Advisors, LLC 41Maridea Wealth Management 34Mariner Independent 115Mariner Wealth 65Mason Investment Advisory Services Inc. 30Matter Family Office 41Maxim Financial Advisors LLC 36Mayflower Advisors 26McAdam LLC 125McF Advisors, LLC 31Mdrn Capital 25Mdt Advisers, A Division Of Federated Mdta LLC 203Melius Research 26Meridian Wealth Management, LLC 54Merit Financial Advisors 283Mesirow Financial Investment Management, Inc. 91Mfs Institutional Advisors Inc. 54Midwestern Securities Trading Company, LLC 47Mission Wealth Management, LP 132Missionsquare Retirement 127Mma Securities LLC 166Modera Wealth Management, LLC 130Modern Wealth Management, LLC 156Momentum Independent Network Inc. 122Moneco Advisors 49Moneta Group Investment Advisors, LLC 230Moors & Cabot, Inc. 79Mora Capital Management, LLC 32Moran Wealth Management, LLC 33Morton Wealth 27Mutual Advisors, LLC 151Mutual Of Omaha Investor Services, Inc. 266Mwa Financial Services Inc. 209Mycio Wealth Partners, LLC 32

N

Nations Financial Group, Inc. 88Natixis Advisors, LLC 50Navy Federal Investment Services, LLC 147Nectarine 25New Edge Wealth 143New York Life Investment Management LLC 82Nfsg Corporation 73Nicolet Wealth Management 46Nisa Investment Advisors, LLC 76Nomura Capital Management LLC 43Northcoast Asset Management LLC 27Northeast Planning Associates, Inc. 72Northern Trust Investments, Incorporated 28Northern Trust Securities, Inc. 97Northland Securities, Inc. 41Northrock Partners, LLC 87Northwest Asset Management 60Novem Group 32Npa Asset Management, LLC 52Nuveen Asset Management, LLC 234Nwf Advisory Services Inc. 107

O

O'Shaughnessy Asset Management, LLC 57Octavia Wealth Advisors LLC 31Odlum Brown USA Investment Management Limited 29Ofg Financial Services, Inc. 27On Investment Management Co. 200One Capital Management, LLC 64Oneamerica Securities, Inc. 323Oneascent Financial Services LLC 79Onedigital 368Onepoint Bfg Wealth Partners 116Oneseven 114Openarc Corporate Advisory, LLC 106Orgel Wealth Management, LLC 29Origin Investment Advisory LLC 31Orion Portfolio Solutions, LLC 184Osaic Advisory Services, LLC 329Oxford Financial Group, Ltd. 48

P

Packerland Brokerage Services, Inc. 172Pallas Capital Advisors, LLC 27Parallel Advisors, LLC 72Parkwoods Wealth Partners, LLC 30Pathstone 193Per Stirling Capital Management, LLC 27Perennial Financial Services 49Perigon Wealth Management, LLC 88Pfg Advisors 79Pgim Investments LLC 69Pine Valley Investments 32Pinnacle Associates, Ltd. 33Pinnacle Investments, LLC 55Pitcairn 39Pks Advisory Services, LLC 47Plancorp, LLC 49Plante Moran Financial Advisors 119Popular Securities, LLC 58Portfolio Medics, LLC 82Portside Wealth Group, LLC 51Prevail Innovative Wealth Advisors, LLC 30Prime Capital Financial 250Principal Advised Services 235Principal Asset Management 113Private Client Services, LLC 64Private Management Group Inc. 29Procyon 49Prospera Financial Services, Inc. 277Prosperitas Financial, LLC 40Prosperity - An Eisneramper Company 64Prosperity Capital Advisors 92Pure Financial Advisors, LLC 86Putnam Investment Management, LLC 54

Q

Quartz Partners Investment Management 29Quincy Wells Advisors, LLC 31Quotient Wealth Partners, LLC 32

R

Range Advisory, LLC 26Raymond James (USA) Ltd. 113Raymond James Investment Management 30RBC Private Counsel (USA) Inc. 266RBC Rochdale, LLC 108RBC Securities, Inc. 119Realta Investment Advisors, Inc. 56Redhawk Wealth Advisors, Inc. 41Regal Investment Advisors LLC 114Rehmann Wealth 38Retirement And Wealth At Alliant, LLC 45Retirement Plan Advisors, LLC 44Retirement Planners Of America 31Rfg Advisory, LLC 178Rise Private Wealth Management 48Ritholtz Wealth Management 55Riverfront Investment Group, LLC 30Rkl Private Wealth 28Rmr Wealth Builders, Inc. 51Robertson Stephens 72Robinhood Asset Management 123Rockefeller Capital Management 335Rockwood Wealth Management, LLC 43Root Financial Partners 56Rossby Financial, LLC 30Rothschild Wealth LLC 30Royal Fund Management, LLC 79Russell Investments 68Rwa Wealth Partners 62

S

Sage Advisory Services Ltd. Co. 40Sage, Rutty & Co., Inc. 44Sagespring Wealth Partners 108Santander Securities LLC 148Sapient Capital LLC 31Saturna Capital Corporation 34Savvy 199Sax Wealth Advisors, LLC 39Saxony Capital Management, LLC 40Sb Advisory, LLC 33Scs 30Scs Capital Management LLC 75Seacrest Wealth Management, LLC 35Secure Asset Management, L.L.c. 55Sei Investments Management Corp. 115Seia 136Sentinel Pension Advisors, LLC. 47Sequent Planning, LLC 95Sequoia Financial Group, L.L.c. 243Shepherd Financial Investment Advisory LLC 34Shp Wealth Management, LLC 29Siebert Advisornxt, LLC. 38Signal Advisors Wealth, LLC 44Signal Securities, Inc. 25Signature Equity Partners, LLC 33Signaturefd, LLC 48Silver Oak Securities, Incorporated 112Silvercrest Asset Management Group LLC 35Simon Quick Advisors, LLC 37Simplicity Wealth 237Smith, Moore & Co. 43Snowden Capital Advisors LLC 121Sofi Wealth LLC 101Soltis Investment Advisors, LLC 74Sound Income Strategies, LLC 109Southland Equity Partners, LLC. 25Southstate Private Capital Management LLC 28Sovereign Wealth Advisors LLC 28Sovran Advisors, LLC 69Sowell Management 109St. Bernard Financial Services, Inc. 32St. Germain Investment Management 26Stancorp Investment Advisers, Inc. 74Steelpeak Wealth, LLC 37Stephens 232Sterling Capital Management LLC 31Stirlingshire Investments 27Stonex Advisors Inc. 228Strategic Blueprint, LLC 51Strategic Financial Concepts, LLC 38Strategic Financial Services 27Strategic Wealth Investment Group, LLC 31Stratos Wealth Advisors LLC 68Summit Financial, LLC 219Summit Global Investments, LLC 96Summit Wealth Group 38Summitry, LLC 25Sunbelt Securities, Inc. 60Svb Wealth 75Sym Financial Advisors 30Symphony Financial, Ltd. Co. 46Synovus Securities, Inc. 161

T

T. Rowe Price Associates, Inc. 215Tcfg Investment Advisors, LLC 30Tci Wealth Advisors, Inc. 42Tcw Investment Management Company LLC 35Texas Capital Bank Private Wealth Advisors 53Tfo Wealth Partners 29The Ameriflex Group 202The Baldwin Group Wealth Advisors, LLC 45The Burney Company 34The Caprock Group, LLC 44The Fiduciary Alliance 47The Huntington Investment Company 31The London Company Of Virginia 28The Mather Group, LLC 109The Oak Ridge Financial Services Group, Inc. 33The Patriot Financial Group, LLC 33The Pinnacle Financial Group 42The Strategic Financial Alliance, Inc. 54The Wealth Consulting Group 126The Welch Group, LLC 27Thepartners Wealth Management 36Thornburg Investment Management Inc. 41Thoroughbred Financial Services, LLC 33Thrivent Advisor Network, LLC 107Thurston Springer Advisors 97Titleist Asset Management, LLC 40Tlg Advisors, Inc. 286Tocqueville Asset Management LP 31Tolleson Private Wealth Management 31Touchstone Advisors Inc. 74Trajan Wealth, L.L.c. 48Transamerica Retirement Advisors, LLC 288Transce3nd LLC 37Transglobal Advisory, LLC 32Trek Financial 61Triad Wealth Partners, LLC 48Trilogy Capital, Inc. 66True North Advisors, LLC 28Truepoint, Inc. 33Trustmont Advisory Group, Inc. 65Tsa Management Inc. 28Tucker Asset Management LLC 58

U

UBS Asset Management (Americas) LLC 30Umb Financial Services, Inc. 40Umb Private Wealth Management, LLC 37United Advisor Group 53United Asset Strategies Inc. 25United Brokerage Services, Inc. 53United Capital Financial Advisors 158United Capital Management Of Kansas, Inc. 26United Planners' Financial Services Of America A Limited Partner 348USA Financial Securities LLC 119Usaa Investment Services Company 105USI Advisors 69USI Securities, Inc. 26

V

Valeo Financial Advisors, LLC 97Valley Wealth Managers, Inc. 42Valmark Advisers, Inc. 281Van Clemens Wealth Management, LLC 40Vanderbilt Advisory Services 164Venture Visionary Partners LLC 30Verdence Capital Advisors, LLC 46Verity Asset Management 49Verus Capital Partners, LLC 43Vestgen Advisors, LLC 62Victory Capital Management Inc. 100Victory Financial 49Vicus Capital, Inc. 87Virtue Capital Management, LLC 84Virtus Investment Advisers, LLC 73Visionary Wealth Advisors, LLC 47Voya Investment Management Co. LLC 52Voya Retirement Advisors, LLC 121

W

W&S Brokerage Services, Inc. 100Waldron Private Wealth 38Wasatch Advisors LP 41Waterloo Capital 52Waverly Advisors, LLC 220Wealth Management 46Wealth Watch Advisors, Inc. 49Wealthcare Advisory Partners LLC 166Wealthcare Capital Management LLC 31Wealthfront Advisers LLC 38Wealthplan Investment Management LLC 28Wealthspire Advisors 229Wealthspire Institutional, LLC 111Wealthspire Retirement Advisory 142Wedbush Securities Inc. 216Wells Fargo Investment Institute, Inc. 50Wellth Advisory Services, LLC 71Wesbanco Securities, Inc. 48Western Wealth Management LLC 112Westminster Financial Advisory Corp. 40William Blair 316William Joseph Capital Management, Inc. 25Willis Johnson Wealth 31Winthrop Wealth 28Wny Asset Management, LLC 26Woodstock Wealth Management, Inc. 25World Equity Group, Inc. 53World Investment Advisors, LLC 347

X

Xml Financial Group 28Xp Advisory Us, Inc. 28Xypn Sapphire 55

Y

Your Ia, LLC 27

Z

Zacks Investment Management, Inc. 79

Source: the SEC's Investment Adviser Public Disclosure daily file; broker-only representatives aren't included. Firm details: the RIA database.