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Financial ADVSR advisor directory · SEC adviser records

Charles Schwab Investment Management, Inc. financial advisors

Every SEC-registered investment adviser representative at Charles Schwab Investment Management, Inc., by the state and city of the office they work from.

The short answer

30 registered advisors work at Charles Schwab Investment Management, Inc., in 11 states and 13 cities; the most are in San Francisco, CA (12). 2 list the CFP designation and 0 are also registered broker representatives.

Search every Charles Schwab Investment Management, Inc. advisor by name →Who joined and left Charles Schwab Investment Management, Inc. →Charles Schwab Investment Management, Inc.: assets, clients and custodians →Schwab news and advisor moves →

Cities with the most Charles Schwab Investment Management, Inc. advisors

San Francisco, CA 12Boston, MA 3Lone Tree, CO 2Naples, FL 2Richfield, OH 2Westlake, TX 2Atlanta, GA 1Chicago, IL 1Huntersville, NC 1Jersey City, NJ 1New York City, NY 1North Bergen, NJ 1Raleigh, NC 1

Charles Schwab Investment Management, Inc. advisors by state

Charles Schwab Investment Management, Inc. in California 12

San Francisco 12

Charles Schwab Investment Management, Inc. in Massachusetts 3

Boston 3

Charles Schwab Investment Management, Inc. in Colorado 2

Lone Tree 2

Charles Schwab Investment Management, Inc. in Florida 2

Naples 2

Charles Schwab Investment Management, Inc. in North Carolina 2

Huntersville 1Raleigh 1

Charles Schwab Investment Management, Inc. in New Jersey 2

Jersey City 1North Bergen 1

Charles Schwab Investment Management, Inc. in Ohio 2

Richfield 2

Charles Schwab Investment Management, Inc. in Texas 2

Westlake 2

Charles Schwab Investment Management, Inc. in Georgia 1

Atlanta 1

Charles Schwab Investment Management, Inc. in Illinois 1

Chicago 1

Charles Schwab Investment Management, Inc. in New York 1

New York City 1

Questions

How many financial advisors does Charles Schwab Investment Management, Inc. have?

30 investment adviser representatives are registered with Charles Schwab Investment Management, Inc., according to the SEC's Investment Adviser Public Disclosure records, in 11 states and 13 cities. 2 list the CFP designation and 0 are also registered as broker representatives.

Where does Charles Schwab Investment Management, Inc. have the most advisors?

San Francisco, CA, with 12 registered advisors, then Boston, MA (3). By state, California has the most, with 12.

How do I find a Charles Schwab Investment Management, Inc. financial advisor near me?

Pick your state below, then your city, to see every Charles Schwab Investment Management, Inc. advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at Charles Schwab Investment Management, Inc. offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →