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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Naples, FL

Every SEC-registered investment adviser representative at a firm office in Naples, with the firms that employ the most of them.

1,097 registered advisors work in Naples; the most are at Morgan Stanley (98). 0 list the CFP designation and 790 are also registered broker representatives.

Firms with the most advisors in Naples

FirmAdvisors in Naples
Morgan Stanley news98
Merrill Lynch, Pierce, Fenner & Smith Incorporated news87
Wells Fargo Advisors Financial Network, LLC news52
Wells Fargo Clearing Services, LLC news45
LPL Financial LLC news43
Strategic Advisers LLC41
Cwa Asset Management Group39
J.P. Morgan Securities LLC news35
Moran Wealth Management, LLC33
Raymond James & Associates, Inc. news26
UBS Financial Services Inc. news25
Osaic Wealth, Inc. news23
Ameriprise Financial Services, LLC news22
Raymond James Financial Services Advisors, Inc. news19
Charles Schwab & Co., Inc. news18
Citizens Securities, Inc.18
Fifth Third Securities, Inc.17
Cetera Investment Advisers LLC news16
Edward Jones news16
Naples Global Advisors12
RBC Capital Markets, LLC news12
Moors & Cabot, Inc.11
Hbks Wealth Advisors10
Hightower Advisors, LLC news10
Private Capital Management10

Advisors in Naples, A to Z (first 300 of 1,097)

Search all of Florida →

Other cities in Florida

All of Florida →

Miami 3,211Tampa 3,101Jacksonville 2,411Boca Raton 1,653Orlando 1,446Palm Beach Gardens 1,305St. Petersburg 1,108Coral Gables 986Sarasota 963Fort Lauderdale 742Winter Park 487West Palm Beach 482Clearwater 440Fort Myers 424Ponte Vedra Beach 418Ft. Lauderdale 316Pensacola 298Aventura 280Melbourne 278Bradenton 271Saint Petersburg 269Vero Beach 263Jupiter 262Stuart 261

Questions

How many financial advisors are in Naples, FL?

1,097 investment adviser representatives are registered at firm offices in Naples, Florida, according to the SEC's Investment Adviser Public Disclosure records. 790 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Naples?

Morgan Stanley, with 98 registered advisors in Naples, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 87.

How do I check a financial advisor in Naples?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.