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Chief Executive Officer and Chief Compliance Officer · Sound Capital Solutions LLC

Nicholas N. Dalmaso

CRD 2246955 · Named on Form ADV at one SEC-registered adviser

At a glance

Sound Capital Solutions LLC, an SEC-registered asset manager with $306 million in regulatory assets, lists Nicholas N. Dalmaso on its Form ADV as Chief Executive Officer and Chief Compliance Officer, a control person.

Firms and roles

  • Sound Capital Solutions LLCChief Executive Officer and Chief Compliance OfficerAsset manager · United States · $306M in regulatory assets

AtlasMembers

Nicholas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicholas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.