Wealth manager, independent · Naples, FL
Moran Wealth Management, LLC
SEC-registered investment adviser · CRD 319208 · SEC 801-123682
At a glance
Moran Wealth Management, LLC is an SEC-registered investment adviser based in Naples, Florida, with $5.1B in regulatory assets under management as of its Form ADV filed June 4, 2026. It reports 1,606 individual clients, 981 of them high-net-worth, holding an average of about $3.0 million each, and 56 employees. That ranks it 209th among the nation’s 5,657 independent wealth management RIAs and 10th of 343 in Florida. It reports BNY Pershing as the custodian for its clients’ separately managed accounts.
Main office 239-920-4440moranwm.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $5.1B
- Rank among independent wealth managers
- #209 of 5,657
- Rank among all SEC RIAs
- #2,070 of 17,210
- Rank in Florida
- #10 of 343
- Individual clients
- 1,606
- High-net-worth clients
- 981
- Accounts
- 12,260
- Discretionary
- 77% of AUM
- Employees
- 56
- Advisory staff
- 40
- Offices
- 1
Owners and executives on its Form ADV
- Kylen S. O'KeeffeMember and Trustee of Sandra O. Moran 2020 Descendants Trust
- Donald E. DruryMember
- Patrick K. MoranMember and Trustee of Thomas M. Moran 2015 Irrevocable Insurance Trust
- Thomas M. MoranManaging Member and Grantor of Thomas M. Moran Revocable Trust
- Timothy A. O'LearyChief Compliance Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Moran Wealth Management, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 981 | $4.6B | 90% |
| Individuals | 625 | $245M | 5% |
| Corporations or other businesses | 42 | $149M | 3% |
| Pension and profit sharing plans | 22 | $82M | 2% |
| Charitable organizations | 24 | $54M | 1% |
Disciplinary disclosures
Moran Wealth Management, LLC answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗moranwm.com ↗
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The full record on Moran Wealth Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
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- Growth over one, three and five years
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- Rank against 793 peers of its type and size
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- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Florida
All of Florida →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Kovack Advisors, Inc.Ft. Lauderdale | $6.3B | 12,906 |
| Yale Capital Corp.St. Petersburg | $5.6B | 118 |
| GentrustMiami | $5.2B | 264 |
| CWA Asset Management GroupNaples | $4.5B | 1,875 |
| Sound Income Strategies, LLCFort Lauderdale | $4.2B | 24,734 |
| Certuity, LLCNorth Palm Beach | $3.3B | 464 |
Background
Questions
How much does Moran Wealth Management, LLC manage?
Moran Wealth Management, LLC reports $5.1B in regulatory assets under management across 12,260 accounts, 77% of it on a discretionary basis, on its Form ADV filed June 4, 2026.
How many clients does Moran Wealth Management, LLC have?
It reports 1,606 individual clients: 981 high-net-worth individuals and 625 other individuals. Individuals account for about 94% of its regulatory assets.
Where is Moran Wealth Management, LLC headquartered?
Its main office is in Naples, Florida. It reports 1 office in total and 56 employees, 40 of whom perform investment advisory functions.
How does Moran Wealth Management, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Moran Wealth Management, LLC use?
It reports BNY Pershing as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed June 4, 2026, it reports these amounts held: BNY Pershing ($3.9B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Moran Wealth Management, LLC a hybrid RIA with a broker-dealer?
Moran Wealth Management, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Moran Wealth Management, LLC a fiduciary?
As an SEC-registered investment adviser, Moran Wealth Management, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Moran Wealth Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →