Wealth manager, independent · St. Petersburg, FL
Yale Capital Corp.
Texas Yale Capital Corp. · SEC-registered investment adviser · CRD 126992 · SEC 801-64116
At a glance
Yale Capital Corp. is an SEC-registered investment adviser based in St. Petersburg, Florida, with $5.6B in regulatory assets under management as of its Form ADV filed August 28, 2026. It reports 118 individual clients, 118 of them high-net-worth, holding an average of about $48 million each, and 7 employees. That ranks it 188th among the nation’s 5,657 independent wealth management RIAs and 8th of 343 in Florida. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Up $696M from $4.9B in its previous filing; rank 229 → 188. This month’s movers →
Main office 727-823-0006yalecapital.comAs filed on Form ADV
- Regulatory AUM
- $5.6B
- Rank among independent wealth managers
- #188 of 5,657
- Rank among all SEC RIAs
- #1,938 of 17,210
- Rank in Florida
- #8 of 343
- Individual clients
- 118
- High-net-worth clients
- 118
- Accounts
- 118
- Discretionary
- 100% of AUM
- Employees
- 7
- Advisory staff
- 4
- Offices
- 4
Owners and executives on its Form ADV
- Cheyne C. PaceChief Investment Officer
- Cheyne C. PaceChief Compliance Officer
- Cheyne C. PaceChairman
- Cheyne C. PacePresident
- Stanley H. BlackChief Operating Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Yale Capital Corp. reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 118 | $5.6B | 100% |
Disciplinary disclosures
Yale Capital Corp. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗yalecapital.com ↗
AtlasMembers
The full record on Yale Capital Corp.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 736 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Florida
All of Florida →| Firm | Regulatory AUM | Clients |
|---|---|---|
| FacetWest Palm Beach | $7.6B | 14,741 |
| Dakota Wealth, LLCPalm Beach Gardens | $6.9B | 3,728 |
| Kovack Advisors, Inc.Ft. Lauderdale | $6.3B | 12,906 |
| GentrustMiami | $5.2B | 264 |
| Moran Wealth Management, LLCNaples | $5.1B | 1,606 |
| CWA Asset Management GroupNaples | $4.5B | 1,875 |
Background
Questions
How much does Yale Capital Corp. manage?
Yale Capital Corp. reports $5.6B in regulatory assets under management across 118 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 28, 2026.
How many clients does Yale Capital Corp. have?
It reports 118 individual clients: 118 high-net-worth individuals and 0 other individuals. Individuals account for about 100% of its regulatory assets.
Where is Yale Capital Corp. headquartered?
Its main office is in St. Petersburg, Florida. It reports 4 offices in total and 7 employees, 4 of whom perform investment advisory functions.
How does Yale Capital Corp. charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Yale Capital Corp. use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed August 28, 2026, it reports these amounts held: Charles Schwab ($5.6B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Yale Capital Corp. a hybrid RIA with a broker-dealer?
Yale Capital Corp. reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Yale Capital Corp. a fiduciary?
As an SEC-registered investment adviser, Yale Capital Corp. owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Yale Capital Corp.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →