Wealth manager, independent · North Palm Beach, FL
Certuity, LLC
SEC-registered investment adviser · CRD 129505 · SEC 801-62580
At a glance
Certuity, LLC is an SEC-registered investment adviser based in North Palm Beach, Florida, with $3.3B in regulatory assets under management as of its Form ADV filed April 30, 2026. It reports 464 individual clients, 413 of them high-net-worth, holding an average of about $5.2 million each, and 35 employees. That ranks it 323rd among the nation’s 5,657 independent wealth management RIAs and 13th of 343 in Florida. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 561-693-3255certuity.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $3.3B
- Rank among independent wealth managers
- #323 of 5,657
- Rank among all SEC RIAs
- #2,669 of 17,210
- Rank in Florida
- #13 of 343
- Individual clients
- 464
- High-net-worth clients
- 413
- Accounts
- 1,828
- Discretionary
- 68% of AUM
- Employees
- 35
- Advisory staff
- 15
- Offices
- 12
Owners and executives on its Form ADV
- Leonidas C. MechamChief Operating Officer
- Mark H. UdisPartner
- Paul W. FelschChief Compliance Officer & Counsel
Custody and brokerage
Broker-dealer
No broker-dealer ties
Certuity, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 413 | $2.4B | 72% |
| Pooled investment vehicles | 26 | $781M | 24% |
| Corporations or other businesses | – | $74M | 2% |
| Individuals | 51 | $33M | <1% |
| Pension and profit sharing plans | 30 | $25M | <1% |
Private funds
Certuity, LLC reports 27 private funds with $781M in gross assets: hedge funds, private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Certuity, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗certuity.com ↗
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The full record on Certuity, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,235 peers of its type and size
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- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Florida
All of Florida →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Moran Wealth Management, LLCNaples | $5.1B | 1,606 |
| CWA Asset Management GroupNaples | $4.5B | 1,875 |
| Sound Income Strategies, LLCFort Lauderdale | $4.2B | 24,734 |
| Cumberland AdvisorsSarasota | $3.2B | 1,091 |
| Evensky & Katz/foldes Wealth ManagementCoral Gables | $3.2B | 1,165 |
| Csenge Advisory Group, LLCClearwater | $3.2B | 7,147 |
Background
Questions
How much does Certuity, LLC manage?
Certuity, LLC reports $3.3B in regulatory assets under management across 1,828 accounts, 68% of it on a discretionary basis, on its Form ADV filed April 30, 2026.
How many clients does Certuity, LLC have?
It reports 464 individual clients: 413 high-net-worth individuals and 51 other individuals. Individuals account for about 73% of its regulatory assets.
Where is Certuity, LLC headquartered?
Its main office is in North Palm Beach, Florida. It reports 12 offices in total and 35 employees, 15 of whom perform investment advisory functions.
How does Certuity, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees; performance-based fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Certuity, LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed April 30, 2026, it reports these amounts held: Charles Schwab ($1.2B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Certuity, LLC a hybrid RIA with a broker-dealer?
Certuity, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Certuity, LLC a fiduciary?
As an SEC-registered investment adviser, Certuity, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Certuity, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →