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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Sarasota, FL

Every SEC-registered investment adviser representative at a firm office in Sarasota, with the firms that employ the most of them.

935 registered advisors work in Sarasota; the most are at Morgan Stanley (90). 161 list the CFP designation and 661 are also registered broker representatives.

Firms with the most advisors in Sarasota

FirmAdvisors in Sarasota
Morgan Stanley news90
Merrill Lynch, Pierce, Fenner & Smith Incorporated news43
Strategic Advisers LLC38
LPL Financial LLC news36
Wells Fargo Clearing Services, LLC news35
Ameriprise Financial Services, LLC news28
Raymond James & Associates, Inc. news26
RBC Capital Markets, LLC news23
Edward Jones news22
Florida Financial Advisors, LLC21
Mariner news21
Stifel, Nicolaus & Company, Incorporated news19
Charles Schwab & Co., Inc. news18
UBS Financial Services Inc. news18
Wells Fargo Advisors Financial Network, LLC news18
Origin Investment Advisory LLC17
Raymond James Financial Services Advisors, Inc. news17
J.P. Morgan Securities LLC news16
Truist Advisory Services, Inc. news16
Robert W. Baird & Co. Incorporated news15
Cumberland Advisors13
Cetera Investment Advisers LLC news12
Osaic Wealth, Inc. news12
Cambridge Investment Research Advisors, Inc. news11
LPL Enterprise, LLC news11

Advisors in Sarasota, A to Z (first 300 of 935)

CFP advisors in Sarasota →

Other cities in Florida

All of Florida →

Miami 3,102Tampa 2,957Jacksonville 2,374Boca Raton 1,575Orlando 1,379Palm Beach Gardens 1,206Naples 1,123St. Petersburg 1,065Coral Gables 921Fort Lauderdale 695Winter Park 455West Palm Beach 440Clearwater 418Fort Myers 399Ponte Vedra Beach 387Ft. Lauderdale 310Pensacola 280Jupiter 270Melbourne 268Bradenton 267Aventura 265Stuart 265Vero Beach 250Saint Petersburg 248

Questions

How many financial advisors are in Sarasota, FL?

935 investment adviser representatives are registered at firm offices in Sarasota, Florida, according to the SEC's Investment Adviser Public Disclosure records. 661 of them are also registered as broker representatives, and 161 list the CFP designation.

Which firm has the most financial advisors in Sarasota?

Morgan Stanley, with 90 registered advisors in Sarasota, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 43.

How do I check a financial advisor in Sarasota?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.