Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Sarasota, FL
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Sarasota, A to Z.
The short answer
17 registered advisors work at UBS Financial Services Inc. in Sarasota, out of 8,476 at the firm nationwide; it ranks number 14 in the city by advisors. 0 list the CFP designation and 17 are also registered broker representatives.
UBS Financial Services Inc. advisors in Sarasota, A to Z
Every UBS Financial Services Inc. advisor →- David R. BegalaAlso a broker rep
- Alfred L. CaliendoAlso a broker rep
- Laura S. CoelinghAlso a broker rep
- Graham M. CoxAlso a broker rep
- Eric N. N. DunnAlso a broker rep
- Deborah D. LangerAlso a broker rep
- James Barton LowtherAlso a broker rep
- Brian J. MariashAlso a broker rep
- Stephen P. McDonaldAlso a broker rep
- Jaime T. MessingerAlso a broker rep
- Craig N. PontlitzAlso a broker rep
- Theo E. RaineyAlso a broker rep
- Jose M. RiveraAlso a broker rep
- Sandra WagnerAlso a broker rep
- Thomas J. WareAlso a broker rep
- Agnes F. WilliamsAlso a broker rep
- Camille T. YoungAlso a broker rep
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UBS Financial Services Inc. advisors in other cities
New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121
Other firms in Sarasota
All Sarasota advisors →Morgan Stanley 91Wells Fargo Clearing Services, LLC 39Merrill Lynch, Pierce, Fenner & Smith Incorporated 37LPL Financial LLC 34Strategic Advisers LLC 34Ameriprise Financial Services, LLC 23RBC Capital Markets, LLC 23Raymond James & Associates, Inc. 23Edward Jones 22Florida Financial Advisors, LLC 21Mariner 20Charles Schwab & Co., Inc. 19
Questions
How many financial advisors does UBS Financial Services Inc. have in Sarasota?
17 investment adviser representatives are registered at UBS Financial Services Inc. offices in Sarasota, Florida, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 0 list the CFP designation and 17 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Sarasota?
UBS Financial Services Inc. ranks number 14 in Sarasota by registered advisors; Morgan Stanley has the most, with 91.
How do I check a UBS Financial Services Inc. advisor in Sarasota?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.