Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Charlotte, NC
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Charlotte, A to Z.
The short answer
147 registered advisors work at UBS Financial Services Inc. in Charlotte, out of 8,476 at the firm nationwide; it ranks number 5 in the city by advisors. 3 list the CFP designation and 147 are also registered broker representatives.
UBS Financial Services Inc. advisors in Charlotte, A to Z
Every UBS Financial Services Inc. advisor →- Zachariah F. AbiadAlso a broker rep
- Cristine B. AleAlso a broker rep
- Kostandinos AlexiouAlso a broker rep
- Forbes N. ArbaughAlso a broker rep
- Wells S. ArmesAlso a broker rep
- Peter A. AuerAlso a broker rep
- Bertrand Awana BelinguineAlso a broker rep
- Alexander J. BartolomeoAlso a broker rep
- Christopher G. BartonAlso a broker rep
- Brendan M. BeanAlso a broker rep
- Michael S. BlevinsAlso a broker rep
- Kyle M. BlumenstockCertified Financial Planner · Also a broker rep
- Andrew T. BoyleAlso a broker rep
- Warren A. BrooksAlso a broker rep
- Samuel BundyAlso a broker rep
- Ethan L. BurkeAlso a broker rep
- Jack W. ButlerAlso a broker rep
- Richard P. CallahanAlso a broker rep
- Catherine G. CampAlso a broker rep
- Gregory M. CashAlso a broker rep
- Christopher P. CastlemanAlso a broker rep
- Thomas J. Cavanaugh IIAlso a broker rep
- Matthew ChavisAlso a broker rep
- Crockett R. ClarkAlso a broker rep
- Evan M. ClatterbuckAlso a broker rep
- Camryn D. ClementsAlso a broker rep
- Candace A. ClineCertified Financial Planner · Also a broker rep
- William R. ConnorAlso a broker rep
- Blake CoolingAlso a broker rep
- Susan K. CrossAlso a broker rep
- Grace-Anne C. DangerfieldAlso a broker rep
- Emily M. DannenhofferAlso a broker rep
- Matheus De SouzaAlso a broker rep
- Celeste M. DearnleyAlso a broker rep
- Casey DeckAlso a broker rep
- Sarah DekayAlso a broker rep
- Alexander S. DevereauxCertified Financial Planner · Also a broker rep
- Caroline M. DevirAlso a broker rep
- Daniella DiquezAlso a broker rep
- William L. DornikAlso a broker rep
- Andrew T. EckhardtAlso a broker rep
- Paul EdelsteinAlso a broker rep
- Cameron M. ElliottAlso a broker rep
- Yuval EzerChartered Financial Analyst · Also a broker rep
- Hilary Miller FarmerAlso a broker rep
- Lesley A. FergusonAlso a broker rep
- Benjamin H. FikejsAlso a broker rep
- Susan M. FilburnAlso a broker rep
- Samuel FinkAlso a broker rep
- Thomas W. FischerAlso a broker rep
- Samuel D. FisherAlso a broker rep
- Ronald C. FleischmanAlso a broker rep
- Luke A. FontechiaAlso a broker rep
- Kyle R. GarrisonAlso a broker rep
- David R. GerberChartered Financial Analyst · Also a broker rep
- Julia B. GetzoffAlso a broker rep
- Holly M. GiacoboneAlso a broker rep
- Samantha R. GoodmanAlso a broker rep
- Michael C. GouldAlso a broker rep
- Joshua GriffinAlso a broker rep
- Rodrigo GuevaraAlso a broker rep
- Carol F. GuidryAlso a broker rep
- Lauren A. HallAlso a broker rep
- Madeline E. HamelAlso a broker rep
- Casey L. HamiltonAlso a broker rep
- Brandon P. HertzbergAlso a broker rep
- Sullivan HigsonAlso a broker rep
- Haley HillAlso a broker rep
- Trevor B. HokeAlso a broker rep
- John P. HolbrookAlso a broker rep
- Jada HoodAlso a broker rep
- Declan C. HoranAlso a broker rep
- Grady K. HowardAlso a broker rep
- Julie Ann A. IsbeyAlso a broker rep
- Priscilla P. JarvisAlso a broker rep
- Alec L. JohnsenAlso a broker rep
- Carlos KaehlerAlso a broker rep
- Christopher L. KaleAlso a broker rep
- Dana M. KeenerAlso a broker rep
- Tyrrell S. KeimAlso a broker rep
- Keith KerberAlso a broker rep
- Leslie S. KincheloeAlso a broker rep
- Andrew W. KittelsonAlso a broker rep
- Grace E. KristoficAlso a broker rep
- Jake P. LongAlso a broker rep
- Gonzalo Lopez OlanAlso a broker rep
- William B Lovett IIIAlso a broker rep
- Olivia G. MakemsonAlso a broker rep
- Fred V. ManganoAlso a broker rep
- Allison C. MarshAlso a broker rep
- Gage A. MayerAlso a broker rep
- Malcolm M. MayerAlso a broker rep
- Aleyda Y. MayloneAlso a broker rep
- Benjamin C. McClellandAlso a broker rep
- Matthew G. McLaughlinAlso a broker rep
- Thomas M. MeadeAlso a broker rep
- Michael D. MillerAlso a broker rep
- Erik M. MintzAlso a broker rep
- John N. MooreAlso a broker rep
- Kelley B. MooreAlso a broker rep
- Kevin O. MoranAlso a broker rep
- Peter T. MuddAlso a broker rep
- Maria NguyenAlso a broker rep
- Colin NooneAlso a broker rep
- William F. O'BrienAlso a broker rep
- John J. ObrienAlso a broker rep
- Andrew J. OlivaAlso a broker rep
- Christian A. PerryAlso a broker rep
- Serafim K. PistiolisAlso a broker rep
- Ellen E. RankinAlso a broker rep
- Brian K. Reed Jr.Also a broker rep
- Christopher Harvey RiceAlso a broker rep
- Katherine E. RobinsonAlso a broker rep
- Michele M. RomanoAlso a broker rep
- Tiffany RozekAlso a broker rep
- Cody J. SanchezAlso a broker rep
- Juan L. SandovalAlso a broker rep
- Clayton C. ScholandAlso a broker rep
- Daniel SchuetteAlso a broker rep
- Flint T. SchullerAlso a broker rep
- Luke I. ScrogginsAlso a broker rep
- Gordon F. SemeniukAlso a broker rep
- Luke M. StapletonAlso a broker rep
- Nicholas R. StapletonAlso a broker rep
- Bryan S. SteeleAlso a broker rep
- Lincoln T. SteelmanAlso a broker rep
- Rylan StephensAlso a broker rep
- Parker StockmoeAlso a broker rep
- Richard W. Stockton IIIAlso a broker rep
- Owen H. TaborAlso a broker rep
- Hannah E. ThomasAlso a broker rep
- William ThomasAlso a broker rep
- Madeleine M. ThompsonAlso a broker rep
- Andrew T. VendalAlso a broker rep
- George F. Verdone Jr.Also a broker rep
- Leila D. VitaleAlso a broker rep
- Chelsea D. WalkerAlso a broker rep
- Michael WeaverAlso a broker rep
- Noah C. WestAlso a broker rep
- Katherine Whitted GroetzingerAlso a broker rep
- Edward WiederspielAlso a broker rep
- Arrik N. WilkinsAlso a broker rep
- Kendall N. WilsonAlso a broker rep
- Jennifer J. WinstelAlso a broker rep
- Melanie S. WoodsAlso a broker rep
- Caroline M. WykerAlso a broker rep
- Joseph M. Zentner Jr.Also a broker rep
UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →
UBS Financial Services Inc. advisors in other cities
New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121Washington, DC 118
Other firms in Charlotte
All Charlotte advisors →Vanguard Advisers, Inc. 642Merrill Lynch, Pierce, Fenner & Smith Incorporated 428Wells Fargo Clearing Services, LLC 342Tiaa-Cref Individual & Institutional Services, LLC 327Truist Advisory Services, Inc. 118LPL Financial LLC 114Morgan Stanley 101Ameriprise Financial Services, LLC 100Strategic Advisers LLC 79Principal Advised Services 66Ip Financial Advisory Services LLC 60First Citizens Investor Services, Inc. 55
Questions
How many financial advisors does UBS Financial Services Inc. have in Charlotte?
147 investment adviser representatives are registered at UBS Financial Services Inc. offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 3 list the CFP designation and 147 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Charlotte?
UBS Financial Services Inc. ranks number 5 in Charlotte by registered advisors; Vanguard Advisers, Inc. has the most, with 642.
How do I check a UBS Financial Services Inc. advisor in Charlotte?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.