Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Charlotte, NC
Every SEC-registered investment adviser representative at a firm office in Charlotte, with the firms that employ the most of them.
4,345 registered advisors work in Charlotte; the most are at Vanguard Advisers, Inc. (641). 644 list the CFP designation and 3,689 are also registered broker representatives.
Firms with the most advisors in Charlotte
Advisors in Charlotte, A to Z (first 300 of 4,345)
CFP advisors in Charlotte →- Gianni T. AbballeMorgan Stanley · Certified Financial Planner
- Matthew AbbottMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Gregory J. AbbracciamentoStifel, Nicolaus & Company, Incorporated · Certified Financial Planner
- Mohammed AbdelazizFisher Investments
- John J. AbdelmalakVanguard Advisers, Inc.
- Simon M. AbeggVanguard Advisers, Inc. · Certified Financial Planner
- George L. AbernethyWells Fargo Clearing Services, LLC
- Zachariah F. AbiadUBS Financial Services Inc.
- Sean M. AbleTiaa-Cref Individual & Institutional Services, LLC
- Selena E. AbrahamVanguard Advisers, Inc.
- Neal AcharyaTiaa-Cref Individual & Institutional Services, LLC
- George AcheampongCapitalwize, LLC
- David AckermanWells Fargo Clearing Services, LLC
- Kelley W. AcostaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Michael R. AcostaPark Avenue Securities LLC · Certified Financial Planner, Chartered Financial Consultant
- Isaac M. Acosta MontenegroVanguard Advisers, Inc. · Certified Financial Planner
- James R. AcunaVanguard Advisers, Inc.
- Bryce AdamsRaymond James & Associates, Inc.
- Christopher M. AdamsWells Fargo Clearing Services, LLC
- George E. AdamsVanguard Advisers, Inc.
- Gregory J. AdamsVanguard Advisers, Inc. · Certified Financial Planner
- Kadejha E. AdamsVanguard Advisers, Inc.
- Richard AdamsMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Robert N. Adams Jr.MML Investors Services, LLC · Certified Financial Planner
- Nicholas AdkinsHobart Wealth · Certified Financial Planner
- Brian C. AgerVerum Partners LLC
- John P. AgerRaymond James Financial Services Advisors, Inc. · Certified Financial Planner
- Vineeta AgrawalVanguard Advisers, Inc.
- Derek W. AhrensPrincipal Advised Services
- Moyosola D. AinaVanguard Advisers, Inc.
- Asif AkandJ.P. Morgan Securities LLC
- John AkeroydStrategic Advisers LLC
- Barron B. AkinsOakworth Asset Management, LLC
- Russell C. Albers Jr.Wedge Capital Management LLP · Chartered Financial Analyst
- Scott M. AlbrightHorizon Investments LLC
- Rurik G. AlconabaVanguard Advisers, Inc.
- Brian P. AldersonProvidence Capital Advisors, LLC · Chartered Financial Analyst
- Veronica C. AldredTiaa-Cref Individual & Institutional Services, LLC
- Adam AldrichMai Capital Management, LLC
- Cristine B. AleUBS Financial Services Inc.
- Ashley R. AlexanderVanguard Advisers, Inc.
- Ernest A. AlexanderVanguard Advisers, Inc.
- Jacob W. AlexanderMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Kenneth J. AlexanderVanguard Advisers, Inc.
- Kostandinos AlexiouUBS Financial Services Inc.
- Munvaar M. AliMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Johnathan W. AlkireStrategic Advisers LLC
- Brandon R. AllainM Holdings Securities, Inc.
- Anthony P. AllenVanguard Advisers, Inc. · Certified Financial Planner
- Ethan D. AllenVanguard Advisers, Inc.
- Eugene J. AllenVanguard Advisers, Inc.
- Gaylen AllenMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Gregory J. AllenLPL Financial LLC
- Jacob M. AllenLPL Enterprise, LLC
- Matthew J. AllenCorient · Certified Financial Planner
- Richard T. AllenNorthwestern Mutual Investment Services, LLC
- Samantha A. AllenVoya Financial Advisors, Inc. · Certified Financial Planner
- William A. Allen IICary Street Partners
- Scott W. AllertonWells Fargo Clearing Services, LLC
- Thomas J. AlleySupreme Alliance LLC
- Michael L. AllisonBlueprint Financial Advisors
- Robert H. AllredVanguard Advisers, Inc.
- Jayson L. AllsbrookVanguard Advisers, Inc.
- Audra E. AlmeidaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Michael A. AlonsoVanguard Advisers, Inc.
- Jahnese S. AlstonLPL Enterprise, LLC
- Kenneth R. AltmanMML Investors Services, LLC · Chartered Financial Consultant
- Kane T. Alvarez Del PinoPrincipal Advised Services
- Nathan D. AmannVanguard Advisers, Inc. · Certified Financial Planner
- Dilia C. Amaya ChavezWells Fargo Clearing Services, LLC
- Jose E. Amaya CrespoVanguard Advisers, Inc.
- Lori G. AmeoMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Keval AminTiaa-Cref Individual & Institutional Services, LLC
- Cameron D. AmosNovare Capital Management · Certified Financial Planner
- Camisha J. AndersonVanguard Advisers, Inc.
- John J. AndersonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Joseph AndersonTd Private Client Wealth LLC
- Latasha AndersonLPL Enterprise, LLC
- Michael B. AndersonMorgan Stanley
- Michelle W. AndersonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Mikael T. AndersonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Paul M. AndersonTiaa-Cref Individual & Institutional Services, LLC
- Tarrance AndersonAlly Invest Advisors
- Wendy M. AndersonTiaa-Cref Individual & Institutional Services, LLC
- William AndersonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Gustavo Andrade-AlanisVanguard Advisers, Inc.
- Kristin M. AndrewsPrincipal Securities, Inc.
- Scott H. AngelFirst Citizens Investor Services, Inc. · Certified Financial Planner
- Ernesto J. AngueiraWells Fargo Clearing Services, LLC
- William S. AnninMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Dylan S. AntonAmeriprise Financial Services, LLC
- Mark J. AntonichAmeriprise Financial Services, LLC · Certified Financial Planner
- Claudiu M. AntonieVanguard Advisers, Inc.
- Nathan W. AntonikPrincipal Advised Services
- Johnson A. AnumahMerrill Lynch, Pierce, Fenner & Smith Incorporated
- John N. Apgar IVFour Points Capital LLC · Chartered Financial Analyst
- John C. AprillEverett Harris & Co. · Chartered Financial Analyst
- Forbes N. ArbaughUBS Financial Services Inc.
- Savva ArchakovFlorida Financial Advisors, LLC
- Colin J. ArchboldTiaa-Cref Individual & Institutional Services, LLC
- Leslie A. ArcuriPrincipal Securities, Inc.
- Peter D. ArdolinoMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Kristin M. ArenaWells Fargo Clearing Services, LLC
- Alon A. ArgovTiaa-Cref Individual & Institutional Services, LLC
- Jacqulynn ArimentaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Sandro O. AristilMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Noah AritaCharles Schwab & Co., Inc.
- Clarke ArlinePfs Investments Inc.
- Wells S. ArmesUBS Financial Services Inc.
- Evan ArmstrongAlly Invest Advisors
- Julian N. ArmstrongTiaa-Cref Individual & Institutional Services, LLC
- Robert C. ArmstrongPark Avenue Securities LLC
- Jackson S. AronsonWells Fargo Clearing Services, LLC
- Thomas J. AronsonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Brian R. ArredondoTiaa-Cref Individual & Institutional Services, LLC
- Brad ArringtonWells Fargo Clearing Services, LLC
- Gregory P. ArthurAmeriprise Financial Services, LLC
- John F. ArthurAmeriprise Financial Services, LLC
- Heru T. AsaramoPNC Wealth Management LLC
- Nickolas P. AschVanguard Advisers, Inc.
- Ryan AshStrategic Advisers LLC
- Lakisha M. AshfordVanguard Advisers, Inc.
- Lisa AshlinWells Fargo Clearing Services, LLC
- Rachel H. AshmanTruist Advisory Services, Inc.
- Hayden V. AskeaWealth Enhancement Advisory Services, LLC · Certified Financial Planner
- Samuel H. AskewTiaa-Cref Individual & Institutional Services, LLC
- Amanuel AsratWells Fargo Clearing Services, LLC
- Paige M. AssaTiaa-Cref Individual & Institutional Services, LLC
- Benjamin C. AsseffEdward Jones · Certified Financial Planner, Chartered Financial Consultant
- Alexandria AtkinsWells Fargo Clearing Services, LLC
- James S. AtkinsSterling Capital Management LLC
- Steven D. AtkinsWells Fargo Clearing Services, LLC
- Matthew R. AtkinsonVanguard Advisers, Inc. · Certified Financial Planner
- Scott M. AtkinsonVanguard Advisers, Inc.
- Thomas R. AtkinsonLPL Financial LLC
- Nicholas G. AubeVanguard Advisers, Inc.
- Alexander B. AucoinLPL Financial LLC
- Peter A. AuerUBS Financial Services Inc.
- Robin A. AugustinMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Matthew R. AumentCharles Schwab & Co., Inc. · Certified Financial Planner
- Thomas J. AustellMML Investors Services, LLC
- Christopher R. AustinMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Nicklaus C. AustinSavvy
- Richard W. AustinCaptrust
- Ryan AustinWells Fargo Clearing Services, LLC
- Madison P. AutonWells Fargo Clearing Services, LLC
- Bertrand Awana BelinguineUBS Financial Services Inc.
- Emily G. AxtellVanguard Advisers, Inc.
- Matthew C. AyerWells Fargo Clearing Services, LLC
- Treven L. AyersClearview Wealth Management · Certified Financial Planner
- Julie M. BabcockPrincipal Securities, Inc.
- Mark J. BabyakMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Robert C. BaconTiaa-Cref Individual & Institutional Services, LLC
- Brandon J. BadikVanguard Advisers, Inc.
- Sun-Kyung BaeWells Fargo Clearing Services, LLC · Chartered Financial Analyst
- Zachary E. BagleyVanguard Advisers, Inc.
- Sameer BaigAmeriprise Financial Services, LLC
- Antoinette N. BaileyVanguard Advisers, Inc.
- Charles D. BaileyStrategic Advisers LLC
- Dianne C. BaileyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Joshua R. Bailey IIMuirfield Wealth Advisors LLC · Certified Financial Planner
- Mason R. BaileyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Nicholas W. BaileyEquitable Advisors, LLC
- Philip R. BaileyMuirfield Wealth Advisors LLC · Certified Financial Planner
- Andrew C. BainTiaa-Cref Individual & Institutional Services, LLC
- James B. BairdFisher Investments
- Katie J. BajracharyaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Ivey G. BakerRaymond James Financial Services Advisors, Inc. · Certified Financial Planner
- James C. BakerFifth Third Securities, Inc.
- Jason M. BakerCambridge Investment Research Advisors, Inc.
- Kiley C. BakerJ.P. Morgan Securities LLC
- Kyle BakerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Lydia M. BakerWells Fargo Clearing Services, LLC
- Nicholas P. BakerVanguard Advisers, Inc.
- Michael BalchIp Financial Advisory Services LLC
- James A. BaldreeStrategic Advisers LLC
- Lisa M. BalducciMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Alyssa J. BaldygaVanguard Advisers, Inc.
- Bryson L. BalentineTiaa-Cref Individual & Institutional Services, LLC
- Steven BalernaStrategic Advisers LLC
- Charles C. BallVanguard Advisers, Inc. · Certified Financial Planner
- Harold W. Ballard Jr.Pfs Investments Inc.
- Carolyn L. BalzanoFifth Third Wealth Advisors LLC · Certified Financial Planner
- Aditya BanerjiVanguard Advisers, Inc. · Certified Financial Planner
- Christopher L. BanksLegacy Wealth Management
- Malik BanksThrivent Investment Management Inc.
- Patrick T. BanvilleWells Fargo Advisors Financial Network, LLC
- Alexander BaranWells Fargo Clearing Services, LLC
- Braxton BarberEagle Strategies LLC
- Reid S. BarberCaptrust
- Samuel T. BardenRockefeller Financial LLC
- Mason C. BarishPrincipal Advised Services
- Garrett M. BarkleyVanguard Advisers, Inc.
- Riann K. BarlowEdward Jones
- William B. BarlowMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Edward C. BarnardSound Income Strategies, LLC
- Pamela A. BarnettTiaa-Cref Individual & Institutional Services, LLC
- Patrick L. BarnettLPL Financial LLC · Certified Financial Planner
- Samara D. BarnettVanguard Advisers, Inc.
- Angela E. BarnhartRaymond James & Associates, Inc.
- Christopher BarrWells Fargo Clearing Services, LLC
- Michael T. BarrMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Luis D. BarreraWells Fargo Clearing Services, LLC
- John D. BarrettSterling Capital Management LLC
- Lauren BarricklowEquitable Advisors, LLC
- Henry N. BarringerAlpha Financial Advisors, LLC · Certified Financial Planner
- Patrick BarryWells Fargo Clearing Services, LLC · Certified Financial Planner
- Bailey BarteeWells Fargo Advisors Financial Network, LLC · Certified Financial Planner
- Donald C. BartolMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Alexander J. BartolomeoUBS Financial Services Inc.
- Christopher G. BartonUBS Financial Services Inc.
- Wade BartsWells Fargo Clearing Services, LLC
- Sheri L. BartyzelAlly Invest Advisors
- Charles N. BasseWells Fargo Clearing Services, LLC
- Charles W. Bassing IVOsaic Wealth, Inc. · Certified Financial Planner, Chartered Financial Consultant
- Jean BassonVanguard Advisers, Inc.
- Anwesha BasuVanguard Advisers, Inc. · Certified Financial Planner
- Laura C. BatsonRobert W. Baird & Co. Incorporated · Certified Financial Planner
- Elizabeth J. BattagliaVanguard Advisers, Inc.
- Nicholas C. BattenCetera Investment Advisers LLC
- Kendra A. BauCharles Schwab & Co., Inc.
- Mimi E. BauerVanguard Advisers, Inc.
- James W. BaughTruist Advisory Services, Inc.
- Joseph S. BaumhoverWells Fargo Clearing Services, LLC
- Candice M. BaumlerAmeriprise Financial Services, LLC
- Walter R. BayVanguard Advisers, Inc.
- James S. BaynardNovare Capital Management · Chartered Financial Analyst
- Joseph T. BayseWells Fargo Clearing Services, LLC
- Colin BeaganWells Fargo Clearing Services, LLC
- Brendan M. BeanUBS Financial Services Inc.
- Richard L. BeanAmeriprise Financial Services, LLC · Certified Financial Planner
- Adam BeasonWells Fargo Clearing Services, LLC
- Charles A. BeattyThrivent Investment Management Inc.
- Jennifer H. BeaulieuTruist Advisory Services, Inc.
- Sandra Becerra SandovalFlorida Financial Advisors, LLC
- Gregory N. BeckWells Fargo Clearing Services, LLC
- Samantha BeckerTruist Advisory Services, Inc.
- Jason M. BeckertMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Kelly D. BedardVanguard Advisers, Inc.
- Shawn J. BedfordPrincipal Securities, Inc.
- Daniel K. BeechIp Financial Advisory Services LLC
- Benjamin D. BeesonRockefeller Financial LLC
- Mary L. BeetsLPL Enterprise, LLC · Certified Financial Planner
- Eli G. BeisserVanguard Advisers, Inc.
- David A. BelinkieMML Investors Services, LLC
- Charles A. BelkEdward Jones · Certified Financial Planner, Chartered Financial Consultant
- Barbara A. BellCannon Advisors · Certified Financial Planner
- Jaime J. BellVanguard Advisers, Inc.
- Travis M. BellTotem Wealth Management LLC · Certified Financial Planner
- Angela N. BellamyTiaa-Cref Individual & Institutional Services, LLC
- Benjamin R. BelluryEdward Jones
- Christopher D. BelsheMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Darrin B. BeltranMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Andrew BenetIp Financial Advisory Services LLC
- David M. BeneventoVanguard Advisers, Inc. · Certified Financial Planner
- Thomas J. BengtsonLakeshore Advisors · Certified Financial Planner
- Christopher A. BenitezEmpower Advisory Group, LLC
- Abigail A. BennettVerum Partners LLC · Certified Financial Planner
- Elaine M. BennettPark Avenue Securities LLC
- John G. BennettWells Fargo Clearing Services, LLC
- Matthew BennettMerrill Lynch, Pierce, Fenner & Smith Incorporated
- George C. Benoit Jr.First Citizens Investor Services, Inc. · Certified Financial Planner
- James K. BensonVanguard Advisers, Inc. · Certified Financial Planner
- Matthew J. BensonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Brendan M. BentleyFlorida Financial Advisors, LLC
- Robert H. BentonLPL Financial LLC · Certified Financial Planner
- Christopher M. BerardiVanguard Advisers, Inc.
- Thomas J. BergerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Andrew O. Bergeron Jr.Wells Fargo Clearing Services, LLC
- William BergmanCaptrust
- Seth BerkowitzJ.P. Morgan Securities LLC
- Oliver R. BernhardtVanguard Advisers, Inc.
- Nathaniel R. BerningVanguard Advisers, Inc.
- Amanda G. BerryFirst Citizens Investor Services, Inc.
- Perrin D. BerryApollon Wealth Management, LLC
- Brenton M. BersinLinkside Financial LLC
- Hanna E. BertrandVanguard Advisers, Inc.
- Lindsey M. BessantLPL Financial LLC
- Marie-Jose BettisFirst Citizens Investor Services, Inc.
- Jacob BetzJ.P. Morgan Securities LLC
- Charles BevanSchwab Wealth Advisory, Inc. · Certified Financial Planner
- Sara C. BevilacquaStrategic Advisers LLC
- Muni D. BhambriEquitable Advisors, LLC
- Richard E. BibeauVanguard Advisers, Inc.
- Scott A. BiedryckiMerrill Lynch, Pierce, Fenner & Smith Incorporated · Certified Financial Planner, Chartered Financial Consultant
- Jeffrey S. BierbowerVanguard Advisers, Inc.
- James L. BiggersMorgan Stanley
- Robert G. BiggersMorgan Stanley
- Christopher R. BillingsJ.P. Morgan Securities LLC
- Rylee W. BillingsMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Wesley A. BillingsJ.P. Morgan Securities LLC
- Craig T. BisagnaTruist Advisory Services, Inc.
- Michael P. BishTruist Advisory Services, Inc. · Certified Financial Planner
- Sadie BishopHobart Wealth
- William B. BissettPortus Wealth Advisors, LLC · Certified Financial Planner
- Daren S. BitterArimathea
- Matthias T. BlackVanguard Advisers, Inc.
- John D. Black JrStephens
- Bradley BlackmonFlorida Financial Advisors, LLC
- Christina N. BlackmonMerrill Lynch, Pierce, Fenner & Smith Incorporated
Other cities in North Carolina
All of North Carolina →Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58Davidson 54
Questions
How many financial advisors are in Charlotte, NC?
4,345 investment adviser representatives are registered at firm offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 3,689 of them are also registered as broker representatives, and 644 list the CFP designation.
Which firm has the most financial advisors in Charlotte?
Vanguard Advisers, Inc., with 641 registered advisors in Charlotte, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 434.
How do I check a financial advisor in Charlotte?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.