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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Burlington, NC

Every SEC-registered investment adviser representative at a firm office in Burlington, with the firms that employ the most of them.

58 registered advisors work in Burlington; the most are at Raymond James Financial Services Advisors, Inc. (11). 9 list the CFP designation and 49 are also registered broker representatives.

Firms with the most advisors in Burlington

FirmAdvisors in Burlington
Raymond James Financial Services Advisors, Inc. news11
LPL Financial LLC news10
Edward Jones news9
State Farm Investment Management Corp.5
Wells Fargo Clearing Services, LLC news4
Commonwealth Financial Network news2
Integrity Advisory Solutions2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Provident Wealth Management2
Strategic Advisers LLC2
Abound Investments1
Alight Financial Advisors, LLC1
Atlantic Union Municipal Advisors, Inc.1
Credit Union Investment Services1
Integrity Alliance, LLC.1
Ip Financial Advisory Services LLC1
Mwa Financial Services Inc.1
Pfs Investments Inc.1
Silver Oak Securities, Incorporated1
Wells Fargo Advisors Financial Network, LLC news1

Advisors in Burlington, A to Z

CFP advisors in Burlington →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Hendersonville 58Davidson 54

Questions

How many financial advisors are in Burlington, NC?

58 investment adviser representatives are registered at firm offices in Burlington, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 49 of them are also registered as broker representatives, and 9 list the CFP designation.

Which firm has the most financial advisors in Burlington?

Raymond James Financial Services Advisors, Inc., with 11 registered advisors in Burlington, followed by LPL Financial LLC with 10.

How do I check a financial advisor in Burlington?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.