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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Greenville, NC

Every SEC-registered investment adviser representative at a firm office in Greenville, with the firms that employ the most of them.

The short answer

116 registered advisors work in Greenville; the most are at Wells Fargo Clearing Services, LLC (17). 18 list the CFP designation and 91 are also registered broker representatives.

Firms with the most advisors in Greenville

FirmAdvisors in Greenville
Wells Fargo Clearing Services, LLC news17
Edward Jones news10
Carolina Wealth Management, Inc.8
Capital Analysts7
Raymond James & Associates, Inc. news7
H. L. Ormond & Company, LLC5
Ameriprise Financial Services, LLC news4
Cetera Investment Advisers LLC news4
Credit Union Investment Services4
Equitable Advisors, LLC news4
First Citizens Investor Services, Inc.4
Truist Advisory Services, Inc. news4
Geneos Wealth Management, Inc.3
Integrated Wealth Concepts LLC3
Wells Fargo Advisors Financial Network, LLC news3
Crossgen Wealth LLC2
First Heartland Consultants, Inc.2
Gradient Advisors, LLC2
Keel & Long Financial Management, LLC2
LPL Financial LLC news2
Lincoln Investment2
Tiaa-Cref Individual & Institutional Services, LLC2
Carolina Financial Services Group, Inc.1
Eagle Strategies LLC1
First Citizens Asset Management, Inc.1

Advisors in Greenville, A to Z

CFP advisors in Greenville →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58Davidson 54

Questions

How many financial advisors are in Greenville, NC?

116 investment adviser representatives are registered at firm offices in Greenville, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 91 of them are also registered as broker representatives, and 18 list the CFP designation.

Which firm has the most financial advisors in Greenville?

Wells Fargo Clearing Services, LLC, with 17 registered advisors in Greenville, followed by Edward Jones with 10.

How do I check a financial advisor in Greenville?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.