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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Winston Salem, NC

Every SEC-registered investment adviser representative at a firm office in Winston Salem, with the firms that employ the most of them.

240 registered advisors work in Winston Salem; the most are at Wells Fargo Clearing Services, LLC (42). 31 list the CFP designation and 194 are also registered broker representatives.

Firms with the most advisors in Winston Salem

FirmAdvisors in Winston Salem
Wells Fargo Clearing Services, LLC news42
LPL Financial LLC news31
Merrill Lynch, Pierce, Fenner & Smith Incorporated news28
Edward Jones news11
Ameriprise Financial Services, LLC news9
MML Investors Services, LLC9
Wells Fargo Advisors Financial Network, LLC news9
Raymond James Financial Services Advisors, Inc. news8
Horizon Financial Services, LLC5
Salem Investment Counselors Inc.5
Sheets Smith Wealth Management5
&Partners news4
Northwestern Mutual Investment Services, LLC4
Three Magnolias Financial Advisors4
Timonier4
Arbor Investment Advisors3
Cassia Capital Partners LLC3
Cetera Investment Advisers LLC news3
Credit Union Investment Services3
D.A. Davidson & Co.3
Millennium Investment And Retirement Advisors, LLC3
Pfs Investments Inc.3
Resolved Financial3
State Farm Investment Management Corp.3
Empower Advisory Group, LLC2

Advisors in Winston Salem, A to Z

CFP advisors in Winston Salem →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58Davidson 54Rocky Mount 54

Questions

How many financial advisors are in Winston Salem, NC?

240 investment adviser representatives are registered at firm offices in Winston Salem, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 194 of them are also registered as broker representatives, and 31 list the CFP designation.

Which firm has the most financial advisors in Winston Salem?

Wells Fargo Clearing Services, LLC, with 42 registered advisors in Winston Salem, followed by LPL Financial LLC with 31.

How do I check a financial advisor in Winston Salem?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.