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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Hickory, NC

Every SEC-registered investment adviser representative at a firm office in Hickory, with the firms that employ the most of them.

88 registered advisors work in Hickory; the most are at LPL Financial LLC (13). 8 list the CFP designation and 76 are also registered broker representatives.

Firms with the most advisors in Hickory

FirmAdvisors in Hickory
LPL Financial LLC news13
Edward Jones news11
Merrill Lynch, Pierce, Fenner & Smith Incorporated news7
Cambridge Investment Research Advisors, Inc. news6
Thrivent Investment Management Inc.6
Wells Fargo Clearing Services, LLC news6
Ameriprise Financial Services, LLC news4
Alphastar Capital Management3
Benjamin F. Edwards & Company, Inc.3
Cetera Investment Advisers LLC news3
Raymond James Financial Services Advisors, Inc. news3
Truist Advisory Services, Inc. news3
Abs Legacy Partners, LLC2
Advisory Services Network2
Credit Union Investment Services2
Sollinda Capital Management LLC2
Strategic Advisers LLC2
Beacon Wealth Consultants, Inc.1
First Citizens Investor Services, Inc.1
Hickory Financial Group, LLC1
Hornor, Townsend & Kent, LLC1
MML Investors Services, LLC1
Osaic Wealth, Inc. news1
RBC Capital Markets, LLC news1
Regal Investment Advisors LLC1

Advisors in Hickory, A to Z

CFP advisors in Hickory →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58Davidson 54

Questions

How many financial advisors are in Hickory, NC?

88 investment adviser representatives are registered at firm offices in Hickory, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 76 of them are also registered as broker representatives, and 8 list the CFP designation.

Which firm has the most financial advisors in Hickory?

LPL Financial LLC, with 13 registered advisors in Hickory, followed by Edward Jones with 11.

How do I check a financial advisor in Hickory?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.