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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Durham, NC

Every SEC-registered investment adviser representative at a firm office in Durham, with the firms that employ the most of them.

494 registered advisors work in Durham; the most are at Strategic Advisers LLC (235). 86 list the CFP designation and 389 are also registered broker representatives.

Firms with the most advisors in Durham

FirmAdvisors in Durham
Strategic Advisers LLC235
Edward Jones news30
Verity Asset Management27
Tiaa-Cref Individual & Institutional Services, LLC20
Valic Financial Advisors, Inc.20
Cetera Investment Advisers LLC news12
Northwestern Mutual Investment Services, LLC8
Raymond James Financial Services Advisors, Inc. news8
LPL Financial LLC news7
Slp Wealth7
State Farm Investment Management Corp.7
Wells Fargo Clearing Services, LLC news6
Allworth Financial, L.P. news4
Kestra Advisory Services, LLC news4
Kuhn Advisors, Inc.4
Ameriprise Financial Services, LLC news3
Bryant & Brannock, LLC.3
Credit Union Investment Services3
First Citizens Investor Services, Inc.3
Guardian Wealth Advisors, LLC3
Integrated Wealthcare, LLC3
Summit Financial, LLC3
Sycamore Financial Planning, LLC3
Based Capital Wealth LLC2
Cambridge Investment Research Advisors, Inc. news2

Advisors in Durham, A to Z (first 300 of 494)

CFP advisors in Durham →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58Davidson 54

Questions

How many financial advisors are in Durham, NC?

494 investment adviser representatives are registered at firm offices in Durham, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 389 of them are also registered as broker representatives, and 86 list the CFP designation.

Which firm has the most financial advisors in Durham?

Strategic Advisers LLC, with 235 registered advisors in Durham, followed by Edward Jones with 30.

How do I check a financial advisor in Durham?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.