Adviser and broker representative · Verity Asset Management
Ellen B. Bailey
CRD 5335340 · Durham, NC
At a glance
Ellen B. Bailey is an investment adviser representative with Verity Asset Management in Durham, NC, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Ellen’s SEC record dates to 2014, about 12 years ago. Ellen is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Verity Asset ManagementSince July 2020Durham, NC · $1.2B in regulatory assets
SEC adviser record
- Registered since
- 2014 (12 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Ellen’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.